Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AJO Emerging Markets Hedge Fund, L.P. See All Filings	D/A	2018-04-19 14:41:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565093 Filed Document 0001565093-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 14:41:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pollcore Inc. See All Filings	D	2018-04-19 14:38:48 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001736715 Filed Document 0001736715-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 14:38:48 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PokitDok, Inc. See All Filings	D	2018-04-19 14:37:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001534159 Filed Document 0001534159-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 14:37:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CorneaGen Inc. See All Filings	D	2018-04-19 14:32:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001687524 Filed Document 0001687524-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-19 14:32:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Niki Properties I, LP See All Filings	D	2018-04-19 14:29:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737863 Filed Document 0001737863-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 14:29:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wanthub Inc See All Filings	D	2018-04-19 14:28:08 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001670604 Filed Document 0001670604-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 14:28:08 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Sitka, Inc./Delaware See All Filings	D	2018-04-19 14:21:52 UTC
Amount To Be Raised $3,165,000 Associated Brokers / Dealers N/A CIK Number 0001737244 Filed Document 0001243233-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-04-19 14:21:52 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sketchfab, Inc. See All Filings	D	2018-04-19 14:21:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001593373 Filed Document 0001593373-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 14:21:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
gener8tor Minnesota Fund II, LLC See All Filings	D	2018-04-19 14:18:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001737815 Filed Document 0001737815-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 14:18:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
PF4, LLC See All Filings	D	2018-04-19 14:14:55 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001698743 Filed Document 0001698743-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 14:14:55 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Prism Mountain Ventures, LLC See All Filings	D	2018-04-19 14:11:23 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001737472 Filed Document 0001737472-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-19 14:11:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Currency Reserve, LP See All Filings	D/A	2018-04-19 14:09:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584641 Filed Document 0001552182-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-19 14:09:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Lapis Municipal Opportunities Fund III LP See All Filings	D	2018-04-19 14:07:31 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001734647 Filed Document 0001734647-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 14:07:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plexus Fund, LP See All Filings	D/A	2018-04-19 14:05:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552182 Filed Document 0001552182-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 14:05:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ICM Opportunity Fund II, LLC See All Filings	D	2018-04-19 14:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737128 Filed Document 0001737128-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 14:00:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EF VC18, LP See All Filings	D	2018-04-19 13:57:28 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001737119 Filed Document 0001737119-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 13:57:28 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Digible, Inc. See All Filings	D	2018-04-19 13:51:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001737836 Filed Document 0001737836-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-19 13:51:08 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Seafront Technology Fund Series LLC, Series 5 See All Filings	D	2018-04-19 13:44:33 UTC
Amount To Be Raised $832,129 Associated Brokers / Dealers N/A CIK Number 0001730439 Filed Document 0001730439-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 13:44:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orbital Sidekick, Inc. See All Filings	D	2018-04-19 13:43:47 UTC
Amount To Be Raised $4,674,998 Associated Brokers / Dealers N/A CIK Number 0001708230 Filed Document 0001140361-18-019020 Exclusions or Exemptions 506b Accepted Date 2018-04-19 13:43:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VANDEHEY INVESTMENTS, LP See All Filings	D	2018-04-19 13:28:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736461 Filed Document 0001736461-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 13:28:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Tava Organics, Ltd. See All Filings	D/A	2018-04-19 13:21:33 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001688743 Filed Document 0001688743-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-19 13:21:33 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Madrona Health Inc. See All Filings	D	2018-04-19 13:13:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001738002 Filed Document 0001738002-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-19 13:13:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AMARILLO GOLD CORP. See All Filings	D	2018-04-19 13:12:11 UTC
Amount To Be Raised $1,835,506 Associated Brokers / Dealers N/A CIK Number 0001497606 Filed Document 0001062993-18-001726 Exclusions or Exemptions 506b Accepted Date 2018-04-19 13:12:11 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
White Pond MOB, LP See All Filings	D	2018-04-19 13:03:35 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001737694 Filed Document 0001737694-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 13:03:35 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Real Goods Solar, Inc. See All Filings	D	2018-04-19 13:02:10 UTC
Amount To Be Raised $10,750,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001425565 Filed Document 0001144204-18-021309 Exclusions or Exemptions 506b Accepted Date 2018-04-19 13:02:10 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Brown Advisory Private Equity Partners VI (TE), LLLP See All Filings	D	2018-04-19 13:00:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730373 Filed Document 0001730373-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 13:00:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Plains Bancshares, Inc. See All Filings	D	2018-04-19 12:58:20 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001737655 Filed Document 0001737655-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:58:20 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
1843 CAPITAL VENTURES, LP See All Filings	D	2018-04-19 12:54:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001710462 Filed Document 0001710462-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:54:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Thurston Fund I, LP See All Filings	D	2018-04-19 12:45:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737037 Filed Document 0001393725-18-000070 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:45:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USA Millwork Holding Co., LLC See All Filings	D	2018-04-19 12:42:08 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001715547 Filed Document 0001715547-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:42:08 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BP 2018 JCH, LLC See All Filings	D	2018-04-19 12:37:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737881 Filed Document 0001737881-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:37:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Real Asset Alternative Income Strategy, LP See All Filings	D/A	2018-04-19 12:34:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702504 Filed Document 0001702504-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:34:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Frontier Quantum Opportunity Fund, LP See All Filings	D	2018-04-19 12:33:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736949 Filed Document 0000935836-18-000236 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:33:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colchis/Marlette Income Fund, L.P. See All Filings	D/A	2018-04-19 12:32:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598779 Filed Document 0000935836-18-000235 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:32:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colchis/Marlette Income Fund, Ltd. See All Filings	D/A	2018-04-19 12:31:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603209 Filed Document 0000935836-18-000234 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:31:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VELITE ENERGY L P See All Filings	D/A	2018-04-19 12:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355351 Filed Document 0001315863-18-000361 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:30:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rondure Frontier Emerging Opportunities, L.P. See All Filings	D	2018-04-19 12:30:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737373 Filed Document 0000935836-18-000233 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:30:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Balboa Income Fund LP See All Filings	D/A	2018-04-19 12:27:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704124 Filed Document 0000935836-18-000232 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:27:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eratz Investments, Inc. See All Filings	D	2018-04-19 12:22:34 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001456322 Filed Document 0001654954-18-004107 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:22:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NeuroGeneCES LLC See All Filings	D	2018-04-19 12:16:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716111 Filed Document 0001716111-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-04-19 12:16:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
SONGBIRD THEATRICALS LTD LIABILITY CO See All Filings	D	2018-04-19 12:16:29 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001737266 Filed Document 0001737266-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:16:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Somatus, Inc. See All Filings	D	2018-04-19 12:12:13 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001705664 Filed Document 0001705664-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:12:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Investornaut, Inc. See All Filings	D	2018-04-19 12:09:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001737591 Filed Document 0001737591-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:09:58 UTC Type of Offering D Industry Telecommunications Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Debt
Biena, LLC See All Filings	D	2018-04-19 12:05:35 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001634509 Filed Document 0001634509-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:05:35 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Allogene Therapeutics, Inc. See All Filings	D	2018-04-19 12:02:56 UTC
Amount To Be Raised $411,770,409 Associated Brokers / Dealers N/A CIK Number 0001737287 Filed Document 0001737287-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:02:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Private Equity Partners VI, LLLP See All Filings	D	2018-04-19 12:00:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730362 Filed Document 0001730362-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:00:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SeaChange Fund IV, LLC See All Filings	D	2018-04-19 11:59:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001737654 Filed Document 0001737654-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 11:59:52 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ACP Ulysses Holdings, Inc. See All Filings	D	2018-04-19 11:55:25 UTC
Amount To Be Raised $157,849,999 Associated Brokers / Dealers N/A CIK Number 0001737185 Filed Document 0001737185-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 11:55:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Landmark Pacific Partners Offshore 18B, L.P. See All Filings	D	2018-04-19 11:52:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001736227 Filed Document 0001736227-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 11:52:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Granville Investment Fund I, L.P. See All Filings	D	2018-04-19 11:50:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001737948 Filed Document 0001737948-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 11:50:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund