Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CALEDONIA CO-INVEST FUND LP See All Filings	D/A	2020-02-21 14:47:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731794 Filed Document 0000919574-20-001830 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:47:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sentinel Labs, Inc. See All Filings	D	2020-02-21 14:46:03 UTC
Amount To Be Raised $152,682,578 Associated Brokers / Dealers N/A CIK Number 0001583708 Filed Document 0001583708-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:46:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CALEDONIA FUND LTD. See All Filings	D/A	2020-02-21 14:45:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714182 Filed Document 0000919574-20-001828 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:45:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TWM PARTNERS FUND, LP See All Filings	D/A	2020-02-21 14:44:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507280 Filed Document 0001566114-20-000040 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:44:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Icebox Holdings, Inc. See All Filings	D/A	2020-02-21 14:43:47 UTC
Amount To Be Raised $580,000 Associated Brokers / Dealers N/A CIK Number 0001707045 Filed Document 0000950172-20-000039 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:43:47 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stonewall Peninsula East Cottages, LLC See All Filings	D	2020-02-21 14:43:31 UTC
Amount To Be Raised $1,840,000 Associated Brokers / Dealers n/a CIK Number 0001746314 Filed Document 0001746314-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-21 14:43:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WEST VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Caledonia Fund (US), L.P. See All Filings	D/A	2020-02-21 14:43:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635606 Filed Document 0000919574-20-001826 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:43:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ELEVATION CAPITAL SERIES 1, L.P. See All Filings	D	2020-02-21 14:42:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754479 Filed Document 0001754479-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:42:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
ATLAS ENGINEERED PRODUCTS LTD. See All Filings	D	2020-02-21 14:41:31 UTC
Amount To Be Raised $202,478 Associated Brokers / Dealers N/A CIK Number 0001582284 Filed Document 0001534122-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:41:31 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Pneuma Respiratory, Inc. See All Filings	D/A	2020-02-21 14:39:18 UTC
Amount To Be Raised $10,000,050 Associated Brokers / Dealers N/A CIK Number 0001701794 Filed Document 0001249155-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:39:18 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Trident VIII Professionals Fund, L.P. See All Filings	D/A	2020-02-21 14:32:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765003 Filed Document 0001765003-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:32:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Chenavari Multi-Strategy Credit Fund SPC See All Filings	D/A	2020-02-21 14:30:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001510148 Filed Document 0001510148-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:30:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core State Holdings Corp See All Filings	C/A	2020-02-21 14:24:19 UTC
Financial Interest None. Filing Platform truCrowd, Inc Offering Amount $1,005,000 CIK Number 0001773714 Filed Document 0001773714-20-000001 Accepted Date 2020-02-21 14:24:19 UTC Type of Offering C/A Security Offered Amount 1,493 Security Offered Type Preferred Stock State WYOMING
Trybe Holding Ltd. See All Filings	D	2020-02-21 14:24:01 UTC
Amount To Be Raised $13,699,973 Associated Brokers / Dealers N/A CIK Number 0001801784 Filed Document 0001801784-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:24:01 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Vooks, Inc. See All Filings	D	2020-02-21 14:15:46 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001780169 Filed Document 0001780169-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:15:46 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SA-EL II S.C.S. See All Filings	D	2020-02-21 14:15:04 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Schroder Fund Advisors LLC CIK Number 0001801823 Filed Document 0001012975-20-000261 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:15:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Myriad Opportunities US Fund Ltd See All Filings	D/A	2020-02-21 14:13:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541829 Filed Document 0001541829-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:13:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BottleVin, Inc. See All Filings	D	2020-02-21 14:12:01 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001758891 Filed Document 0001758891-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:12:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SA-EL Opportunity S.C.S. See All Filings	D	2020-02-21 14:11:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Schroder Fund Advisors LLC CIK Number 0001801718 Filed Document 0001012975-20-000260 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:11:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ram Realty Partners V LP See All Filings	D/A	2020-02-21 14:09:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736401 Filed Document 0000902664-20-001292 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:09:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
kdhb V Partners, LP See All Filings	D/A	2020-02-21 14:08:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636350 Filed Document 0001636350-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:08:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hardman Johnston International Equity Group Trust See All Filings	D/A	2020-02-21 14:02:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Grace Holdings, Inc. CIK Number 0001455867 Filed Document 0001455867-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:02:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVENIR GROWTH PARTNERS II, L.P. See All Filings	D/A	2020-02-21 14:02:24 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers Connaught (UK) Limited CIK Number 0001796090 Filed Document 0001405086-20-000059 Exclusions or Exemptions 506b Accepted Date 2020-02-21 14:02:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Henri LLC See All Filings	D/A	2020-02-21 13:53:19 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001769277 Filed Document 0001769277-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:53:19 UTC Type of Offering D/A Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 349 See All Filings	D/A	2020-02-21 13:48:49 UTC
Amount To Be Raised $732,135 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001762881 Filed Document 0001765459-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:48:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACP Charger Holdings Inc. See All Filings	D	2020-02-21 13:46:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803193 Filed Document 0001803193-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:46:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ACP Charger Holdings Inc. See All Filings	D	2020-02-21 13:43:46 UTC
Amount To Be Raised $224,377,087 Associated Brokers / Dealers N/A CIK Number 0001803193 Filed Document 0001803193-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:43:46 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FloatCare Inc. See All Filings	D	2020-02-21 13:41:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001803904 Filed Document 0001803904-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:41:21 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BoomTV, Inc. See All Filings	D	2020-02-21 13:40:22 UTC
Amount To Be Raised $9,775,000 Associated Brokers / Dealers N/A CIK Number 0001684809 Filed Document 0001684809-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:40:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BluAzu, LLC See All Filings	D/A	2020-02-21 13:37:19 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001645579 Filed Document 0001645579-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:37:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 370 See All Filings	D/A	2020-02-21 13:34:41 UTC
Amount To Be Raised $1,262,559 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001765459 Filed Document 0001765459-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:34:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Champion Portland, LLC See All Filings	D	2020-02-21 13:30:16 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001803616 Filed Document 0001803616-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:30:16 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Parsley Software, Inc. See All Filings	D	2020-02-21 13:29:50 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001701068 Filed Document 0001701068-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:29:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ADVISORY RESEARCH ENERGY FUND LP See All Filings	D/A	2020-02-21 13:27:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001322311 Filed Document 0001322311-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:27:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALIGN CAPITAL PARTNERS FUND II-A, LP See All Filings	D	2020-02-21 13:26:54 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers CSP SECURITIES, LP CIK Number 0001802008 Filed Document 0001802008-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:26:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ALIGN CAPITAL PARTNERS FUND II, LP See All Filings	D	2020-02-21 13:25:18 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers CSP SECURITIES, LP CIK Number 0001802007 Filed Document 0001802007-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:25:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Northwood Liquid Opportunities LP See All Filings	D/A	2020-02-21 13:24:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725504 Filed Document 0001725509-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:24:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHPAW CREDIT OPPORTUNITY PARTNERS L P See All Filings	D/A	2020-02-21 13:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC CIK Number 0001336696 Filed Document 0001315863-20-000216 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:23:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Click Deal Buy! See All Filings	D/A	2020-02-21 13:22:58 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001629235 Filed Document 0001629235-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-21 13:22:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD See All Filings	D/A	2020-02-21 13:22:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC CIK Number 0001336576 Filed Document 0001315863-20-000215 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:22:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Northwood Liquid Opportunities Ltd See All Filings	D/A	2020-02-21 13:21:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725509 Filed Document 0001725509-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:21:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Dialsource, Inc. See All Filings	D	2020-02-21 13:19:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers n/a CIK Number 0001727066 Filed Document 0001727066-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:19:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northwood Liquid Opportunities LP See All Filings	D/A	2020-02-21 13:16:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725504 Filed Document 0001725504-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:16:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Digital Onboarding Inc. See All Filings	D/A	2020-02-21 13:15:03 UTC
Amount To Be Raised $4,075,000 Associated Brokers / Dealers N/A CIK Number 0001746140 Filed Document 0001746140-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:15:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lionstone Insurance Fund, LP See All Filings	D/A	2020-02-21 13:14:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413463 Filed Document 0000943663-20-000084 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:14:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northwood Liquid Opportunities Ltd See All Filings	D/A	2020-02-21 13:13:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725509 Filed Document 0001725509-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:13:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lionstone Fund, Ltd. See All Filings	D/A	2020-02-21 13:09:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347556 Filed Document 0000943663-20-000083 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:09:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IDEA Co-Investment Fund I, LP See All Filings	D	2020-02-21 13:09:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678715 Filed Document 0001461373-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:09:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PFL CORPORATE ACCOUNT ONE See All Filings	D/A	2020-02-21 13:09:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Newport Group Securities, Inc., FAS Corp., UBS Financial Services, and Rob Shor Insurance Associates, Inc. CIK Number 0001132469 Filed Document 0001132469-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:09:01 UTC Type of Offering D/A Industry Insurance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TendoNova Corp See All Filings	D/A	2020-02-21 13:06:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001774275 Filed Document 0001774275-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 13:06:38 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt