Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Religion of Sports Media, Inc. See All Filings	D	2018-04-24 13:08:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001738301 Filed Document 0001738301-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 13:08:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aperte Capital Partners, LP See All Filings	D	2018-04-24 13:04:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736767 Filed Document 0001737961-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-24 13:04:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Super League Gaming, Inc. See All Filings	D	2018-04-24 13:03:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Rainmaker Securities, LLC CIK Number 0001621672 Filed Document 0001621672-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 13:03:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Understory, LLC See All Filings	D	2018-04-24 12:59:52 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001682533 Filed Document 0001682533-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-24 12:59:52 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
COVEMARK WEST LLC See All Filings	D/A	2018-04-24 12:56:27 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001695440 Filed Document 0001695440-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 12:56:27 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Greens Market Street LLC See All Filings	D	2018-04-24 12:49:29 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers None CIK Number 0001730766 Filed Document 0001730766-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 12:49:29 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Mesirow Opportunity Fund, Ltd. See All Filings	D/A	2018-04-24 12:47:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc. CIK Number 0001600715 Filed Document 0001600715-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 12:47:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMS Investment, LLC See All Filings	D	2018-04-24 12:36:54 UTC
Amount To Be Raised $4,635,000 Associated Brokers / Dealers RKCA CIK Number 0001738309 Filed Document 0001738309-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 12:36:54 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
KonaTel, Inc. See All Filings	D/A	2018-04-24 12:29:56 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0000845819 Filed Document 0001010412-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-04-24 12:29:56 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
COVEMARK LIVESTOCK LLC See All Filings	D/A	2018-04-24 12:26:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001707809 Filed Document 0001707809-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 12:26:03 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
More Thoughts, Ltd Liability Co See All Filings	D	2018-04-24 12:19:35 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001737007 Filed Document 0001737007-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 12:19:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Mesirow Hinsdale Avenue Fund, Ltd. See All Filings	D/A	2018-04-24 12:18:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc. CIK Number 0001489370 Filed Document 0001489370-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 12:18:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rabbit Alpha, LLC See All Filings	D	2018-04-24 12:15:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737961 Filed Document 0001737961-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 12:15:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care Corpus Christi Home, LLC See All Filings	D	2018-04-24 12:13:53 UTC
Amount To Be Raised $4,820,444 Associated Brokers / Dealers N/A CIK Number 0001736800 Filed Document 0001461373-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-04-24 12:13:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Health Decisions, Inc. See All Filings	D	2018-04-24 12:11:57 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001738278 Filed Document 0001738278-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 12:11:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
P10 Alternatives Fund A, L.P. See All Filings	D/A	2018-04-24 11:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705345 Filed Document 0001705345-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 11:49:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite CLO Partners I LLC See All Filings	D	2018-04-24 11:47:06 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers LSH Partners Securities LLC CIK Number 0001738265 Filed Document 0001738265-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 11:47:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GenZ Corp. See All Filings	D/A	2018-04-24 11:44:22 UTC
Amount To Be Raised $2,414,000 Associated Brokers / Dealers N/A CIK Number 0001555109 Filed Document 0001555109-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 11:44:22 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
FELT, INC. See All Filings	D	2018-04-24 11:36:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001736839 Filed Document 0001736839-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 11:36:13 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lume Capital Fund, LP See All Filings	D	2018-04-24 11:34:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738362 Filed Document 0001738359-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-24 11:34:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pin Oak Alternative Income Fund, L.P. See All Filings	D/A	2018-04-24 11:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685425 Filed Document 0001738387-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 11:29:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BR Glenwood, DST See All Filings	D/A	2018-04-24 11:17:41 UTC
Amount To Be Raised $22,741,834 Associated Brokers / Dealers LIGHTPATH CAPITAL, INC, CAPULENT LLC, COURTLANDT SECURITIES CORPORATION, CROWN CAPITAL SECURITIES, L.P., EMERSON EQUITY LLC, SANDLAPPER SECURITIES, LLC, WHITEHALL-PARKER SECURITIES, INC., MCDERMOTT INVESTMENT SERVICES, LLC, BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., CAMBRIDGE INVESTMENT RESEARCH, INC., CENTAURUS FINANCIAL, INC., CONCORDE INVESTMENT SERVICES, LLC, INDEPENDENT FINANCIAL GROUP, LLC, INFINEX INVESTMENTS, INC., INVESTACORP, INC., WEALTHFORGE SECURITIES, LLC, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., and COLORADO FINANCIAL SERVICE CORPORATION CIK Number 0001726712 Filed Document 0001726712-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-24 11:17:41 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Blocktown Holdings, LP See All Filings	D	2018-04-24 11:16:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738359 Filed Document 0001738359-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 11:16:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCP Fund I-B, LP See All Filings	D	2018-04-24 11:15:27 UTC
Amount To Be Raised $386,225,000 Associated Brokers / Dealers N/A CIK Number 0001732816 Filed Document 0001732816-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 11:15:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORE BKG Sierra Holding LLC See All Filings	D	2018-04-24 11:11:13 UTC
Amount To Be Raised $1,070,000 Associated Brokers / Dealers N/A CIK Number 0001738361 Filed Document 0001667731-18-000172 Exclusions or Exemptions 506b Accepted Date 2018-04-24 11:11:13 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NCP Fund I, LP See All Filings	D	2018-04-24 11:08:23 UTC
Amount To Be Raised $386,225,000 Associated Brokers / Dealers N/A CIK Number 0001732814 Filed Document 0001732814-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 11:08:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dope Media, Inc. See All Filings	D/A	2018-04-24 11:07:25 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001658624 Filed Document 0001658624-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 11:07:25 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
McB Grierbriar, LP See All Filings	D	2018-04-24 11:00:46 UTC
Amount To Be Raised $6,550,000 Associated Brokers / Dealers N/A CIK Number 0001736583 Filed Document 0001736583-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 11:00:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MacuLogix, Inc. See All Filings	D/A	2018-04-24 10:58:07 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001554897 Filed Document 0001554897-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 10:58:07 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
India Acorn Fund (Delaware) LLC See All Filings	D/A	2018-04-24 10:56:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716793 Filed Document 0001716793-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 10:56:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DeltaCore Digital Assets, LP See All Filings	D	2018-04-24 10:30:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738357 Filed Document 0001738357-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 10:30:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TA Realty Core Property Fund, LP See All Filings	D/A	2018-04-24 10:18:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitsubishi Jisho Investment Advisors, Inc. CIK Number 0001736411 Filed Document 0001736411-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-24 10:18:36 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAMBRIDGE FRANCHISE PARTNERS, LLC See All Filings	D	2018-04-24 10:14:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737771 Filed Document 0001737771-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 10:14:16 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Standard Molecular, Inc. See All Filings	D	2018-04-24 10:14:16 UTC
Amount To Be Raised $5,665,504 Associated Brokers / Dealers N/A CIK Number 0001738366 Filed Document 0001738366-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 10:14:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Callais Capital PE, LP See All Filings	D/A	2018-04-24 09:55:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635311 Filed Document 0001737524-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 09:55:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Providence Heights I, LP See All Filings	D/A	2018-04-24 09:44:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735730 Filed Document 0001735730-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 09:44:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BI Investment Holdings LLC See All Filings	D	2018-04-24 09:43:56 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers N/A CIK Number 0001738276 Filed Document 0001738276-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 09:43:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angstron Energy Co See All Filings	D	2018-04-24 09:37:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001692996 Filed Document 0001692996-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-24 09:37:23 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
White Winston Select Asset Fund Series Fund MP-18, LLC See All Filings	D	2018-04-24 09:12:23 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001738154 Filed Document 0001738154-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-24 09:12:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
180.2 SPV Series - a series of 180 Degree Capital Management, LLC See All Filings	D	2018-04-23 21:52:45 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001738299 Filed Document 0001738299-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-23 21:52:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Quivers, Inc. See All Filings	D	2018-04-23 21:30:46 UTC
Amount To Be Raised $2,499,998 Associated Brokers / Dealers N/A CIK Number 0001571018 Filed Document 0001571018-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-23 21:30:46 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Treis Mining, LLC See All Filings	D	2018-04-23 20:57:23 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001737030 Filed Document 0001737030-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-23 20:57:23 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Flagship Healthcare Operating Partnership, LP See All Filings	D	2018-04-23 20:46:03 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001726237 Filed Document 0001726237-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-23 20:46:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Eagle River Capital, LLC See All Filings	D	2018-04-23 20:19:01 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers N/A CIK Number 0001690983 Filed Document 0001690983-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-23 20:19:01 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ASSISTED 4 LIVING, INC. See All Filings	D	2018-04-23 18:36:20 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001719435 Filed Document 0001640334-18-000791 Exclusions or Exemptions 506b Accepted Date 2018-04-23 18:36:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Revetas Capital III Co-Invest GS SCSp See All Filings	D	2018-04-23 18:22:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738194 Filed Document 0001738194-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-23 18:22:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Amino Blockchain Fund (Cayman) Ltd. See All Filings	D	2018-04-23 18:14:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738050 Filed Document 0001738050-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-23 18:14:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Standard Partners QP, L.P. See All Filings	D/A	2018-04-23 18:11:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544857 Filed Document 0001144204-18-021890 Exclusions or Exemptions 506b Accepted Date 2018-04-23 18:11:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amino Blockchain Fund LP See All Filings	D	2018-04-23 18:11:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736743 Filed Document 0001736743-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-23 18:11:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN STANDARD PARTNERS LP See All Filings	D/A	2018-04-23 18:10:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450414 Filed Document 0001144204-18-021888 Exclusions or Exemptions 506b Accepted Date 2018-04-23 18:10:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund