Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hawkes Bay Investors (Cayman), Ltd. See All Filings	D/A	2020-02-25 12:34:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001537577 Filed Document 0000919574-20-001923 Exclusions or Exemptions 506b Accepted Date 2020-02-25 12:34:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ACACIA CAPITAL LP See All Filings	D/A	2020-02-25 12:32:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218213 Filed Document 0001218213-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-25 12:32:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landmark Dividend Growth Fund - M LLC See All Filings	D/A	2020-02-25 12:31:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Starlight Funding Investments, LLC CIK Number 0001783142 Filed Document 0001567619-20-004764 Exclusions or Exemptions 506c Accepted Date 2020-02-25 12:31:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Apex Farms Corp. See All Filings	D	2020-02-25 12:26:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001729481 Filed Document 0001445866-20-000155 Exclusions or Exemptions 506b Accepted Date 2020-02-25 12:26:41 UTC Type of Offering D Industry Agriculture Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blackout Entertainment Group Inc. See All Filings	1-A	2020-02-25 12:21:07 UTC
Amount To Be Raised $5 Associated Brokers / Dealers Rafael A. Jones CIK Number 0001802896 Filed Document 0001437749-20-003458 Accepted Date 2020-02-25 12:21:07 UTC Type of Offering 1-A Industry PHONOGRAPH RECORDS & PRERECORDED AUDIO TAPES & DISKS Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $16,000,000 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Groundfloor Real Estate 1, LLC See All Filings	1-A POS	2020-02-25 12:15:20 UTC
Amount To Be Raised $5,885,810 Associated Brokers / Dealers N/A CIK Number 0001694600 Filed Document 0001104659-20-024604 Accepted Date 2020-02-25 12:15:20 UTC Type of Offering 1-A POS Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $0 State of Jurisdiction GEORGIA Type of Security Debt
Coachwork Investment Partners, LP See All Filings	D/A	2020-02-25 12:11:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695304 Filed Document 0001562555-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-25 12:11:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SYNTHESIS ENERGY SYSTEMS INC See All Filings	D	2020-02-25 12:10:29 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers Karen Kang CIK Number 0001375063 Filed Document 0001375063-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-25 12:10:29 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quissett Partners, L.P. See All Filings	D/A	2020-02-25 12:07:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001031960 Filed Document 0000919574-20-001921 Exclusions or Exemptions 506b Accepted Date 2020-02-25 12:07:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NextDroid, Inc. See All Filings	D	2020-02-25 12:05:02 UTC
Amount To Be Raised $4,898,920 Associated Brokers / Dealers N/A CIK Number 0001801920 Filed Document 0000897069-20-000127 Exclusions or Exemptions 506b Accepted Date 2020-02-25 12:05:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Veterinary Radiation Oncology of the Chesapeake, LLC See All Filings	D/A	2020-02-25 12:04:22 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001761043 Filed Document 0001761043-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-25 12:04:22 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
What About Health, Inc. See All Filings	D/A	2020-02-25 12:03:33 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001791813 Filed Document 0001791813-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-25 12:03:33 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Salthill Partners, L.P. See All Filings	D/A	2020-02-25 11:54:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc., Citigroup Global Markets Inc., and Citi Private Advisory, LLC CIK Number 0001163425 Filed Document 0000919574-20-001919 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:54:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gather Venture Fund LP See All Filings	D	2020-02-25 11:52:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804323 Filed Document 0001804323-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:52:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Pure Spread Enhanced Fund Ltd See All Filings	D	2020-02-25 11:50:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Plus Securities LLC CIK Number 0001803612 Filed Document 0001013594-20-000202 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:50:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Circulo Park Place LLC See All Filings	D	2020-02-25 11:50:05 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001804237 Filed Document 0001804277-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:50:05 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Pure Spread Enhanced Fund LP See All Filings	D	2020-02-25 11:48:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Plus Securities LLC CIK Number 0001803602 Filed Document 0001013594-20-000201 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:48:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yulan Cayman Offshore Fund, Ltd. See All Filings	D/A	2020-02-25 11:41:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742376 Filed Document 0000919574-20-001917 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:41:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SPF Securitized Products Master Fund Ltd. See All Filings	D/A	2020-02-25 11:40:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537954 Filed Document 0001537954-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:40:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lieu Ltd See All Filings	C/A	2020-02-25 11:37:46 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001790042 Filed Document 0001790042-20-000001 Accepted Date 2020-02-25 11:37:46 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
Spindrift Partners, L.P. See All Filings	D/A	2020-02-25 11:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0000941767 Filed Document 0000919574-20-001915 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:36:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
6350 FIGARDEN LLC See All Filings	D	2020-02-25 11:35:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001804277 Filed Document 0001804277-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:35:14 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SSG PRIVATE DEBT RATED NOTES II LP See All Filings	D	2020-02-25 11:30:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803368 Filed Document 0001803328-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:30:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consector Partners LP See All Filings	D/A	2020-02-25 11:26:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Profor Advisors and Old City Securities LLC CIK Number 0001415627 Filed Document 0001415627-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:26:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Austin Eastciders Holdings, Inc. See All Filings	D	2020-02-25 11:17:20 UTC
Amount To Be Raised $5,712,572 Associated Brokers / Dealers N/A CIK Number 0001666990 Filed Document 0001666990-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:17:20 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SPF Securitized Products Intermediate Fund Ltd. See All Filings	D/A	2020-02-25 11:15:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549887 Filed Document 0001549887-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:15:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SSG PRIVATE DEBT RATED NOTES I LP See All Filings	D	2020-02-25 11:14:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803328 Filed Document 0001803328-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:14:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYDigital, Inc. See All Filings	C	2020-02-25 11:10:37 UTC
Financial Interest No Filing Platform Fundopolis Portal LLC Offering Amount $325,000 CIK Number 0001800870 Filed Document 0001780439-20-000004 Accepted Date 2020-02-25 11:10:37 UTC Type of Offering C Security Offered Amount 250,000 Security Offered Type Preferred Stock State VIRGINIA
Wellington Management Investors (Bermuda), Ltd. See All Filings	D/A	2020-02-25 11:06:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc., Morgan Stanley Smith Barney LLC, Citigroup Global Markets Inc., and Citi Private Advisory, LLC CIK Number 0001456162 Filed Document 0000919574-20-001913 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:06:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
S Squared Capital Partners LP See All Filings	D/A	2020-02-25 11:02:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570406 Filed Document 0001570406-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:02:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Georgian Partners Growth Fund (International) V, LP See All Filings	D/A	2020-02-25 11:00:29 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers N/A CIK Number 0001788982 Filed Document 0001788982-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-25 11:00:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hyver Labs, LLC See All Filings	D	2020-02-25 10:59:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001738320 Filed Document 0001738320-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:59:44 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Magnolia Funding I, LLC See All Filings	D	2020-02-25 10:58:43 UTC
Amount To Be Raised $2,735,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001804515 Filed Document 0001804515-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:58:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Atomic Studios, Inc. See All Filings	1-A/A	2020-02-25 10:57:39 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001788475 Filed Document 0001683168-20-000575 Accepted Date 2020-02-25 10:57:39 UTC Type of Offering 1-A/A Industry SERVICES-ALLIED TO MOTION PICTURE PRODUCTION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Mirae Asset Debt Investments I, DST See All Filings	D/A	2020-02-25 10:54:52 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001766764 Filed Document 0001766764-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-25 10:54:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wolf Creek Partners, L.P. See All Filings	D/A	2020-02-25 10:52:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001143494 Filed Document 0000919574-20-001911 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:52:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cavalry Opportunity Offshore Fund, Ltd. See All Filings	D/A	2020-02-25 10:48:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637547 Filed Document 0000935836-20-000167 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:48:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Statera Partners, L.P. See All Filings	D/A	2020-02-25 10:48:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001760666 Filed Document 0000919574-20-001909 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:48:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ellbrooke Partners, L.P. See All Filings	D/A	2020-02-25 10:44:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001621900 Filed Document 0000919574-20-001906 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:44:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ample, Inc. See All Filings	D	2020-02-25 10:39:53 UTC
Amount To Be Raised $24,499,907 Associated Brokers / Dealers N/A CIK Number 0001750259 Filed Document 0001750259-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:39:53 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NewLeaf Symbiotics, Inc. See All Filings	D	2020-02-25 10:34:14 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001553909 Filed Document 0000950138-20-000113 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:34:14 UTC Type of Offering D Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Manole Fintech Fund, LP See All Filings	D/A	2020-02-25 10:33:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Warren Fisher CIK Number 0001729843 Filed Document 0001729843-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:33:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Korea Value Opportunity Fund, LP See All Filings	D/A	2020-02-25 10:30:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577492 Filed Document 0001577492-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:30:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J. Caird Partners, L.P. See All Filings	D/A	2020-02-25 10:30:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001143526 Filed Document 0000919574-20-001904 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:30:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alta Fundamental Advisers SP LLC See All Filings	D/A	2020-02-25 10:28:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666423 Filed Document 0001012975-20-000264 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:28:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alta Fundamental Advisers Offshore Ltd See All Filings	D/A	2020-02-25 10:24:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581986 Filed Document 0001012975-20-000263 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:24:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chambers Street Global Fund, LP See All Filings	D/A	2020-02-25 10:21:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUTLER CAPITAL PARTNERS, LP CIK Number 0001545552 Filed Document 0001013594-20-000200 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:21:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alta Fundamental Advisers Onshore LP See All Filings	D/A	2020-02-25 10:15:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581985 Filed Document 0001012975-20-000262 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:15:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SELKIRK PHARMA, INC. See All Filings	D	2020-02-25 10:14:09 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001732446 Filed Document 0001732446-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:14:09 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Core Fixed Income Portfolio, a series of Lazard Fixed Income Funds, LLC See All Filings	D/A	2020-02-25 10:09:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001542937 Filed Document 0001542937-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-25 10:09:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund