Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PegEx, Inc. See All Filings	D	2018-05-01 16:21:40 UTC
Amount To Be Raised $8,335,097 Associated Brokers / Dealers N/A CIK Number 0001596153 Filed Document 0001596153-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:21:40 UTC Type of Offering D Industry Environmental Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Medmo, Inc. See All Filings	D	2018-05-01 16:18:22 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001724863 Filed Document 0001080368-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:18:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Green Ocean Fund, LP See All Filings	D/A	2018-05-01 16:10:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702995 Filed Document 0001702995-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:10:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BFG Kennewick DST See All Filings	D	2018-05-01 16:03:00 UTC
Amount To Be Raised $18,860,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001739147 Filed Document 0001739147-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:03:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PE Premier TCP VI (North America) Onshore Feeder LP See All Filings	D	2018-05-01 15:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001739252 Filed Document 0001739252-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:39:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTIMETER PARTNERS FUND LP See All Filings	D/A	2018-05-01 15:21:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452343 Filed Document 0001452343-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:21:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JKM Capital Investment Fund, LP See All Filings	D/A	2018-05-01 15:20:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703382 Filed Document 0001703382-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:20:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OWNERIQ INC See All Filings	D	2018-05-01 15:09:32 UTC
Amount To Be Raised $4,600,001 Associated Brokers / Dealers N/A CIK Number 0001436941 Filed Document 0001436941-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:09:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Zaloni Inc. See All Filings	D	2018-05-01 15:09:19 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001668541 Filed Document 0001668541-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:09:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Green Park Snacks, Inc. See All Filings	D	2018-05-01 15:06:18 UTC
Amount To Be Raised $4,999,676 Associated Brokers / Dealers N/A CIK Number 0001720103 Filed Document 0001720103-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:06:18 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital, LLC See All Filings	D/A	2018-05-01 15:04:47 UTC
Amount To Be Raised $118,027,923 Associated Brokers / Dealers N/A CIK Number 0001693610 Filed Document 0001693610-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:04:47 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Shapeways, Inc. See All Filings	D	2018-05-01 15:02:45 UTC
Amount To Be Raised $36,591,478 Associated Brokers / Dealers N/A CIK Number 0001532573 Filed Document 0001532573-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:02:45 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Axe-Houghton Associate Investment Fund, LLC See All Filings	D/A	2018-05-01 14:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555730 Filed Document 0001555730-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:57:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BACCH Laboratories, Inc. See All Filings	D	2018-05-01 14:50:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001471363 Filed Document 0001471363-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:50:55 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
C. Bros. Holdings, LLC See All Filings	D	2018-05-01 14:46:47 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001665620 Filed Document 0001665620-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:46:47 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Augmentecture, Inc. See All Filings	D	2018-05-01 14:42:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001735821 Filed Document 0001735821-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:42:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
COMMUNITY EQUITY FUND XXIII LIMITED PARTNERSHIP See All Filings	D	2018-05-01 14:31:26 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001738616 Filed Document 0001738616-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:31:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hershiser Income Fund IV, LP See All Filings	D/A	2018-05-01 14:29:58 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001702856 Filed Document 0001702856-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:29:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexander Capital Ventures LLC See All Filings	D	2018-05-01 14:29:10 UTC
Amount To Be Raised $8,075,000 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001682558-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:29:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Empire Minerals Corp See All Filings	D/A	2018-05-01 14:22:57 UTC
Amount To Be Raised $1,833,372 Associated Brokers / Dealers Haywood Securities Inc. and Haywood Securities Inc. CIK Number 0001575193 Filed Document 0001140361-18-020804 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:22:57 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Alexander Capital Ventures LLC See All Filings	D	2018-05-01 14:19:11 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001682558-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:19:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LM Moffitt Street, LLC See All Filings	D	2018-05-01 14:19:03 UTC
Amount To Be Raised $2,725,000 Associated Brokers / Dealers N/A CIK Number 0001739239 Filed Document 0001739239-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:19:03 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alexander Capital Ventures LLC See All Filings	D	2018-05-01 14:12:44 UTC
Amount To Be Raised $1,421,000 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001682558-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:12:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA Anchorage Segregated Portfolio See All Filings	D/A	2018-05-01 14:07:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669099 Filed Document 0001669099-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:07:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexander Capital Ventures LLC See All Filings	D	2018-05-01 14:06:34 UTC
Amount To Be Raised $1,287,000 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001682558-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:06:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPIN DC LLC See All Filings	D	2018-05-01 14:02:28 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001738660 Filed Document 0001738660-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:02:28 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Cat Rock Capital Partners Cayman Ltd See All Filings	D/A	2018-05-01 13:57:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648342 Filed Document 0001648341-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:57:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-1 Development, INC See All Filings	D	2018-05-01 13:46:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738438 Filed Document 0001738438-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-05-01 13:46:04 UTC Type of Offering D Industry Residential Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
WINSTON GOLD CORP. See All Filings	D	2018-05-01 13:45:15 UTC
Amount To Be Raised $873,000 Associated Brokers / Dealers N/A CIK Number 0001680962 Filed Document 0001183740-18-000087 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:45:15 UTC Type of Offering D Industry Other Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Waltham Suites, LLC See All Filings	D	2018-05-01 13:41:41 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers None CIK Number 0001739242 Filed Document 0001739242-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:41:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cat Rock Capital Partners LP See All Filings	D/A	2018-05-01 13:40:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648341 Filed Document 0001648341-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:40:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HALF FULL BREWERY, INC. See All Filings	D/A	2018-05-01 13:37:51 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001521716 Filed Document 0001521716-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:37:51 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
ACORE Credit IV, LP See All Filings	D/A	2018-05-01 13:34:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HODES WEILL SECURITIES, LLC CIK Number 0001723179 Filed Document 0001723179-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:34:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HALF FULL BREWERY, INC. See All Filings	D	2018-05-01 13:30:49 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001521716 Filed Document 0001521716-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:30:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Two Become One, LLC See All Filings	D	2018-05-01 13:19:15 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001739254 Filed Document 0001683168-18-001135 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:19:15 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NeuroVasc Technologies, Inc. See All Filings	D	2018-05-01 13:16:59 UTC
Amount To Be Raised $6,360,368 Associated Brokers / Dealers N/A CIK Number 0001658372 Filed Document 0001658372-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:16:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CORVIDIA THERAPEUTICS, INC. See All Filings	D	2018-05-01 13:14:24 UTC
Amount To Be Raised $59,999,979 Associated Brokers / Dealers N/A CIK Number 0001739146 Filed Document 0001739146-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:14:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
16 HES HAD ENOUGH/DISCREET CHAT, LLC See All Filings	D	2018-05-01 13:08:20 UTC
Amount To Be Raised $532,500 Associated Brokers / Dealers N/A CIK Number 0001739233 Filed Document 0001739233-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:08:20 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Aegis Special Situations QP Fund LLC - Series Hospitality II See All Filings	D	2018-05-01 13:00:15 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001738911 Filed Document 0001738911-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 13:00:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KL Special Opportunities Fund LP See All Filings	D/A	2018-05-01 12:56:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donough P. McDonough, Christopher Lineberger, OPPENHEIMER & CO. INC., and Michael James Manning CIK Number 0001575813 Filed Document 0000919574-18-003235 Exclusions or Exemptions 506b Accepted Date 2018-05-01 12:56:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KL SPECIAL OPPORTUNITIES FUND LTD See All Filings	D/A	2018-05-01 12:55:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donough P. McDonough, Christopher Lineberger, OPPENHEIMER & CO. INC., and Michael James Manning CIK Number 0001555766 Filed Document 0000919574-18-003233 Exclusions or Exemptions 506b Accepted Date 2018-05-01 12:55:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CCRL Feeder, L.P. See All Filings	D	2018-05-01 12:53:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001738342 Filed Document 0001738342-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 12:53:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
GRATIA CAPITAL CONCENTRATED FUND, L.P. See All Filings	D/A	2018-05-01 12:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641494 Filed Document 0000919574-18-003230 Exclusions or Exemptions 506b Accepted Date 2018-05-01 12:50:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARENA VII, LLC See All Filings	D	2018-05-01 12:46:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607209 Filed Document 0001607209-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 12:46:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millennium International HedgeFocus Fund Ltd See All Filings	D/A	2018-05-01 12:43:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and iCapital Securities, LLC CIK Number 0001579805 Filed Document 0001579805-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 12:43:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millennium USA HedgeFocus Fund LP See All Filings	D/A	2018-05-01 12:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and iCapital Securities, LLC CIK Number 0001579804 Filed Document 0001579804-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 12:42:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
API Permian #2 Joint Venture See All Filings	D	2018-05-01 12:41:27 UTC
Amount To Be Raised $1,519,375 Associated Brokers / Dealers N/A CIK Number 0001739133 Filed Document 0001739133-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 12:41:27 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tech Trader Offshore Fund, Ltd See All Filings	D/A	2018-05-01 12:39:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001681594 Filed Document 0001681594-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 12:39:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banc Fund X L.P. See All Filings	D	2018-05-01 12:35:58 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001739196 Filed Document 0001739196-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 12:35:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tech Trader Fund LP See All Filings	D/A	2018-05-01 12:35:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001653903 Filed Document 0001653903-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 12:35:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund