Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NatAlliance Bond Fund I,LP See All Filings	D	2018-05-09 13:24:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740024 Filed Document 0001740024-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-09 13:24:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FX VENTURE FUND I LP See All Filings	D	2018-05-09 13:21:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720018 Filed Document 0001720018-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 13:21:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NatAlliance Liquidity Fund I, LP See All Filings	D	2018-05-09 13:14:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740034 Filed Document 0001740024-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-09 13:14:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NatAlliance Leveraged Bond Fund I, LP See All Filings	D	2018-05-09 13:08:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740035 Filed Document 0001740024-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 13:08:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pelorus Jack, Ltd. See All Filings	D/A	2018-05-09 13:04:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706367 Filed Document 0000935836-18-000280 Exclusions or Exemptions 506b Accepted Date 2018-05-09 13:04:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTB CAPITAL PARTNERS II LP See All Filings	D	2018-05-09 13:02:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001602252 Filed Document 0001738795-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 13:02:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantedge Global Fund (US) See All Filings	D/A	2018-05-09 13:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Quantedge Capital USA Inc. CIK Number 0001548580 Filed Document 0001548580-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 13:02:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wild Things Investors, LLC See All Filings	D	2018-05-09 12:57:42 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers N/A CIK Number 0001732705 Filed Document 0001720432-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:57:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Centre Street Partnership, L.P. See All Filings	D/A	2018-05-09 12:56:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551443 Filed Document 0001551443-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:56:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NO SCRIPT TO LIFE Ltd LIABILITY Co See All Filings	D	2018-05-09 12:51:39 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001739718 Filed Document 0001728431-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:51:39 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NREA Adair, DST See All Filings	D/A	2018-05-09 12:44:18 UTC
Amount To Be Raised $24,742,538 Associated Brokers / Dealers Highland Capital Funds Distributor, Inc., Edward Fernandez, Gary Chapman, Corbin S. Thomas, Steven Kolinsky, Susan Gitt, Christina Nielson, Jeffrey Bangerter, Joseph G. Michaletz, Hugh Barndollar, Stacey Morimoto, Michael Bendix, William S. Sheehan, Gary T Hughes, Roger William Bowlin, Roy R. Jones, Joshua P. Jones, Joral T. Schmalle, Tomas J. Velken, Eric S. Scaff, Thomas M. Hess, JASON CONNOLLY, DARREN SPEIGHT, Kyle Jobin, Taylor D. Ashland, Joseph M. Insalaco, Bryan C Hakola, Jim A.Lund, Daniel P. Raupp, Michael G. Steinthal, Justin Bachman, Troy Thomas, Andrew J. Friedman, and Charles R Wagner CIK Number 0001722121 Filed Document 0001722121-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:44:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Opportunity Fund IV LLC See All Filings	D/A	2018-05-09 12:41:28 UTC
Amount To Be Raised $2,685,000 Associated Brokers / Dealers N/A CIK Number 0001737176 Filed Document 0001720432-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:41:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orca Analytics, LLC See All Filings	D/A	2018-05-09 12:41:18 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001706357 Filed Document 0001706357-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:41:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
EquityZen Growth Technology Fund LLC - Series 237 See All Filings	D	2018-05-09 12:30:33 UTC
Amount To Be Raised $1,032,119 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001736185 Filed Document 0001720432-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:30:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 234 See All Filings	D	2018-05-09 12:29:18 UTC
Amount To Be Raised $115,040 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001736183 Filed Document 0001720432-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:29:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 222 See All Filings	D	2018-05-09 12:28:21 UTC
Amount To Be Raised $3,586,192 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001734177 Filed Document 0001720432-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:28:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 186 See All Filings	D	2018-05-09 12:11:08 UTC
Amount To Be Raised $1,064,262 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001720432 Filed Document 0001720432-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:11:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CANNVAS MEDTECH INC. See All Filings	D	2018-05-09 12:10:24 UTC
Amount To Be Raised $147,818 Associated Brokers / Dealers N/A CIK Number 0001739727 Filed Document 0001739727-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:10:24 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Multi-Alternative Income Fund Luxembourg SCSp See All Filings	D	2018-05-09 12:08:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739995 Filed Document 0001739995-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:08:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWMC Small Cap European Fund, a sub-fund of S. W. Mitchell Capital plc See All Filings	D/A	2018-05-09 12:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706038 Filed Document 0000943663-18-000150 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:05:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWO TRACK MALTING, LLC See All Filings	D	2018-05-09 12:05:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001739870 Filed Document 0001362118-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:05:39 UTC Type of Offering D Industry Other Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
ATWATER ROCKSTAR SPV, LP See All Filings	D	2018-05-09 12:02:33 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001739967 Filed Document 0001739967-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:02:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RUS Partners, LP See All Filings	D/A	2018-05-09 12:00:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001492453 Filed Document 0000945621-18-000192 Exclusions or Exemptions 506b Accepted Date 2018-05-09 12:00:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YEDA, L.P. See All Filings	D	2018-05-09 11:59:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740016 Filed Document 0001740016-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 11:59:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S. W. Mitchell Capital plc / SWMC European Fund See All Filings	D/A	2018-05-09 11:59:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676911 Filed Document 0000943663-18-000149 Exclusions or Exemptions 506b Accepted Date 2018-05-09 11:59:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spots Development Group, LLC See All Filings	D/A	2018-05-09 11:56:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722488 Filed Document 0001722488-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-09 11:56:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Diary of a Made Man See All Filings	D	2018-05-09 11:55:50 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers None CIK Number 0001739948 Filed Document 0001739948-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 11:55:50 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
2400 44TH STREET LLC See All Filings	D	2018-05-09 11:55:47 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001740015 Filed Document 0001740015-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 11:55:47 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Form Energy, Inc. See All Filings	D/A	2018-05-09 11:54:18 UTC
Amount To Be Raised $1,575,004 Associated Brokers / Dealers N/A CIK Number 0001717130 Filed Document 0001140361-18-022404 Exclusions or Exemptions 506b Accepted Date 2018-05-09 11:54:18 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Entrepreneur Choice Fund VI, LLC See All Filings	D	2018-05-09 11:46:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001734960 Filed Document 0001734960-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 11:46:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Carolina Education & Ministry Investors Two, LLC See All Filings	D/A	2018-05-09 11:46:26 UTC
Amount To Be Raised $8,425,000 Associated Brokers / Dealers N/A CIK Number 0001734160 Filed Document 0001734160-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-09 11:46:26 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
7Park Data, Inc. See All Filings	D/A	2018-05-09 11:27:19 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001646281 Filed Document 0001646281-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 11:27:19 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DAT, LLC See All Filings	D	2018-05-09 11:23:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001739689 Filed Document 0001739689-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-09 11:23:32 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BEAN BOX, INC. See All Filings	D	2018-05-09 10:59:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001559745 Filed Document 0001559745-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:59:42 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BlackKey Q Fund, LP See All Filings	D/A	2018-05-09 10:51:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705115 Filed Document 0001535184-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:51:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Distributed Global Access Fund LP See All Filings	D	2018-05-09 10:48:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739586 Filed Document 0001013594-18-000333 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:48:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quantedge Global Fund (Offshore) See All Filings	D/A	2018-05-09 10:46:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Quantedge Capital USA Inc. CIK Number 0001548579 Filed Document 0001548579-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:46:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIDUS DOUBLE ALPHA FUND LP See All Filings	D/A	2018-05-09 10:45:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460942 Filed Document 0001460942-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:45:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Metals Corp. See All Filings	D	2018-05-09 10:42:25 UTC
Amount To Be Raised $715,001 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001739332 Filed Document 0001739332-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:42:25 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CF Star Multifamily Portfolio DST See All Filings	D	2018-05-09 10:40:14 UTC
Amount To Be Raised $24,525,000 Associated Brokers / Dealers Cantor Fitzgerald & Co CIK Number 0001739490 Filed Document 0001739490-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:40:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mobility Capital Finance, Inc. See All Filings	D/A	2018-05-09 10:38:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001675017 Filed Document 0001393725-18-000077 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:38:14 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Aspida 360, Inc. See All Filings	D/A	2018-05-09 10:35:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers n/a CIK Number 0001685772 Filed Document 0001685772-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:35:15 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
305 Fitness, Inc. See All Filings	D/A	2018-05-09 10:34:57 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001650776 Filed Document 0001650776-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:34:57 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CLICKFOX, INC See All Filings	D	2018-05-09 10:31:38 UTC
Amount To Be Raised $41,155,191 Associated Brokers / Dealers N/A CIK Number 0001275774 Filed Document 0001275774-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:31:38 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LibreMax E Value Offshore Fund, Ltd. See All Filings	D	2018-05-09 10:28:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739851 Filed Document 0000919574-18-003345 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:28:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CAMBRIDGE EPIGENETIX Ltd See All Filings	D	2018-05-09 10:24:26 UTC
Amount To Be Raised $12,294,237 Associated Brokers / Dealers N/A CIK Number 0001739567 Filed Document 0001104659-18-031584 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:24:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Micah Group LLC See All Filings	D	2018-05-09 10:20:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Justin Bjerkaas CIK Number 0001739277 Filed Document 0001739277-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:20:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
RUTH ASSET MANAGEMENT I, LP See All Filings	D/A	2018-05-09 10:18:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001220595 Filed Document 0000919574-18-003343 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:18:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Aberdeen Standard Private Real Assets Co-Investment Fund I, L.P. See All Filings	D	2018-05-09 10:13:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731220 Filed Document 0001731220-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:13:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2018-05-09 10:01:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001355386 Filed Document 0001733744-18-000034 Exclusions or Exemptions 506b Accepted Date 2018-05-09 10:01:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund