Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Victory Arcadia SPC on behalf of Victory Arcadia Fund See All Filings	D/A	2020-03-05 16:34:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460001 Filed Document 0001460001-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 16:34:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TS ASSET FRANKFORD LLC See All Filings	D	2020-03-05 16:33:14 UTC
Amount To Be Raised $14,150,000 Associated Brokers / Dealers N/A CIK Number 0001805620 Filed Document 0001805620-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 16:33:14 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
airVet, Inc. See All Filings	D	2020-03-05 16:32:59 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001749289 Filed Document 0001749289-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-03-05 16:32:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Caffeinated Capital TrueAccord SPV III, LLC See All Filings	D	2020-03-05 16:25:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001805635 Filed Document 0001805635-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 16:25:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EIKONOKLASTES THERAPEUTICS, INC. See All Filings	D	2020-03-05 16:21:44 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001805698 Filed Document 0001805698-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 16:21:44 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TerrAscend Corp. See All Filings	D	2020-03-05 16:19:22 UTC
Amount To Be Raised $9,794,480 Associated Brokers / Dealers N/A CIK Number 0001778129 Filed Document 0001062993-20-001266 Exclusions or Exemptions 506b Accepted Date 2020-03-05 16:19:22 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Palkon Capital LP See All Filings	D/A	2020-03-05 16:18:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585698 Filed Document 0000905718-20-000291 Exclusions or Exemptions 506b Accepted Date 2020-03-05 16:18:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InSolve Global Credit Feeder Fund IV, L.P. See All Filings	D/A	2020-03-05 16:18:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001769197 Filed Document 0001769197-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 16:18:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
InSolve Global Credit Fund IV, L.P. See All Filings	D/A	2020-03-05 16:11:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001769207 Filed Document 0001769207-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 16:11:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
airVet, Inc. See All Filings	D	2020-03-05 16:11:47 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001749289 Filed Document 0001749289-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-05 16:11:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ArcherDX, Inc. See All Filings	D	2020-03-05 16:09:47 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001734551 Filed Document 0001734551-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 16:09:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
airVet, Inc. See All Filings	D	2020-03-05 16:06:42 UTC
Amount To Be Raised $448,615 Associated Brokers / Dealers N/A CIK Number 0001749289 Filed Document 0001749289-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 16:06:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SP 340 E 51 LLC See All Filings	D	2020-03-05 16:02:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805033 Filed Document 0001567619-20-005728 Exclusions or Exemptions 506b Accepted Date 2020-03-05 16:02:01 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alianza Minerals Ltd. See All Filings	D	2020-03-05 16:01:20 UTC
Amount To Be Raised $1,215,349 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001409036 Filed Document 0001567619-20-005727 Exclusions or Exemptions 506b Accepted Date 2020-03-05 16:01:20 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ArcherDX, Inc. See All Filings	D	2020-03-05 15:56:43 UTC
Amount To Be Raised $4,631,250 Associated Brokers / Dealers N/A CIK Number 0001734551 Filed Document 0001734551-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:56:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GLAZER CAPITAL MANAGEMENT LP See All Filings	D/A	2020-03-05 15:48:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461058 Filed Document 0001461058-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:48:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
PG SOPHIE HOLDINGS, LLC See All Filings	D	2020-03-05 15:45:54 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001804217 Filed Document 0001804217-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:45:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Tito Inc. See All Filings	D	2020-03-05 15:42:46 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001805490 Filed Document 0001805490-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:42:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
San Marco Resources Inc. See All Filings	D	2020-03-05 15:41:32 UTC
Amount To Be Raised $13,107 Associated Brokers / Dealers N/A CIK Number 0001480313 Filed Document 0001534122-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:41:32 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Frontline EMEA Expansion Fund LP See All Filings	D	2020-03-05 15:39:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goodbody Securities Inc. CIK Number 0001805696 Filed Document 0001805696-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:39:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2020 Claiming Fund LLC See All Filings	D	2020-03-05 15:39:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001805703 Filed Document 0001805715-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:39:09 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Friary, LLC See All Filings	D	2020-03-05 15:37:15 UTC
Amount To Be Raised $2,295,000 Associated Brokers / Dealers N/A CIK Number 0001803184 Filed Document 0001803184-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:37:15 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Scarto LLC See All Filings	D	2020-03-05 15:36:09 UTC
Amount To Be Raised $324,000 Associated Brokers / Dealers N/A CIK Number 0001805715 Filed Document 0001805715-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:36:09 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ISDLP Custodial Account, LLC See All Filings	D	2020-03-05 15:32:22 UTC
Amount To Be Raised $13,655,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001804706 Filed Document 0001804738-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:32:22 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
Ultra Capital RAV I Follow-On Fund, LLC See All Filings	D	2020-03-05 15:25:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805661 Filed Document 0001805661-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:25:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOCQUEVILLE GLOBAL PARTNERS LP See All Filings	D/A	2020-03-05 15:21:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461043 Filed Document 0001567619-20-005722 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:21:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewView HMS SPV, LLC See All Filings	D	2020-03-05 15:20:30 UTC
Amount To Be Raised $40,746,346 Associated Brokers / Dealers N/A CIK Number 0001803560 Filed Document 0001803560-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:20:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permira IV Feeder L.P. See All Filings	D	2020-03-05 15:20:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805629 Filed Document 0001805629-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:20:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
FLCS Custodial Account, LLC See All Filings	D	2020-03-05 15:19:43 UTC
Amount To Be Raised $4,620,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001804738 Filed Document 0001804738-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:19:43 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
Polaris Quantum Biotech, Inc. See All Filings	D/A	2020-03-05 15:19:04 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001804907 Filed Document 0001804907-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:19:04 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Three Forks Brewing Company, LLC See All Filings	D	2020-03-05 15:18:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001781444 Filed Document 0001781444-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:18:55 UTC Type of Offering D Industry Commercial Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
BELVEDERE CAPITAL FUND CO LLC See All Filings	D/A	2020-03-05 15:16:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Charles Schwab & Co., Inc., Oppenheimer & Co., Inc., UBS Financial Services Inc., Wells Fargo Advisors, Merrill Lynch, Pierce Fenner & Smith Incorporated, and Huntington Investment CIK Number 0001035602 Filed Document 0000350797-20-000064 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:16:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA Ventures GP Fund II, LLC See All Filings	D	2020-03-05 15:11:48 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Secure Capital Research, LLC CIK Number 0001804252 Filed Document 0001804252-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:11:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
iFirst Medical Technologies, Inc. See All Filings	D	2020-03-05 15:11:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001805251 Filed Document 0001805251-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:11:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
Waypoint Acquisition Portfolio 2020-A, LP See All Filings	D	2020-03-05 15:10:25 UTC
Amount To Be Raised $48,600,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001805337 Filed Document 0001805337-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:10:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Taylor Insurance Series - Silvercrest Insurance Series See All Filings	D	2020-03-05 15:09:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805691 Filed Document 0001805691-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:09:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARNANA, PBC See All Filings	D	2020-03-05 15:06:26 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001591027 Filed Document 0001591027-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:06:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Momenti, Inc. See All Filings	D	2020-03-05 15:04:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001804362 Filed Document 0001804362-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:04:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Zimmerman BioPharma Holding, Inc. See All Filings	1-A	2020-03-05 15:04:36 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers None CIK Number 0001797807 Filed Document 0001575705-20-000019 Accepted Date 2020-03-05 15:04:36 UTC Type of Offering 1-A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier1 Principal Place of Business TEXAS Revenue or Assets $1,415,640 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Urbaneer, Inc. See All Filings	D	2020-03-05 15:02:07 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001753300 Filed Document 0001753300-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-05 15:02:07 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Spirit Tree Inc. See All Filings	D	2020-03-05 15:00:20 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001805690 Filed Document 0001805690-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:00:20 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Urban Modesty Inc See All Filings	C	2020-03-05 14:54:22 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $300,000 CIK Number 0001800525 Filed Document 0001800525-20-000001 Accepted Date 2020-03-05 14:54:22 UTC Type of Offering C Security Offered Amount 3,334 Security Offered Type Preferred Stock State NEW YORK
ORTHOSENSOR, INC See All Filings	D/A	2020-03-05 14:53:09 UTC
Amount To Be Raised $16,187,008 Associated Brokers / Dealers Ceros Financial Services, Inc. CIK Number 0001436914 Filed Document 0000897069-20-000137 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:53:09 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
CCHC Fund III, LP See All Filings	D	2020-03-05 14:51:32 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001805000 Filed Document 0001805000-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:51:32 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
TransGraph Diversified Commodities Fund America, LP See All Filings	D	2020-03-05 14:47:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804644 Filed Document 0001804644-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:47:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARIBBEAN SUSTAINABLE FISHERIES CORP See All Filings	D/A	2020-03-05 14:43:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353353 Filed Document 0001342324-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-03-05 14:43:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Debt
BOONE REAL ESTATE, LTD. See All Filings	D/A	2020-03-05 14:40:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408343 Filed Document 0001342324-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-03-05 14:40:19 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Debt
Lightspeed Venture Partners XIII, L.P. See All Filings	D	2020-03-05 14:37:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805223 Filed Document 0001805207-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:37:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lightspeed Venture Partners Select IV, L.P. See All Filings	D	2020-03-05 14:36:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805207 Filed Document 0001805207-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:36:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARDENT PROPERTY INVESTMENTS LTD See All Filings	D/A	2020-03-05 14:33:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001342324 Filed Document 0001342324-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-05 14:33:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt