Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Vice Ventures Fund I LP See All Filings	D	2019-06-26 16:14:40 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001777396 Filed Document 0001777396-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-26 16:14:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Imago Systems, Inc. See All Filings	D	2019-06-26 15:47:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers VESTECH SECURITIES, INC. CIK Number 0001725947 Filed Document 0001511164-19-000067 Exclusions or Exemptions 506c Accepted Date 2019-06-26 15:47:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
KINGMAKERS, INC. See All Filings	D	2019-06-26 14:19:03 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001780468 Filed Document 0001780468-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-26 14:19:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
506 Group Grubb Fund VI, LLC See All Filings	D	2019-06-26 11:38:03 UTC
Amount To Be Raised $2,444,200 Associated Brokers / Dealers N/A CIK Number 0001776651 Filed Document 0001776651-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-26 11:38:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1 American Elite Opportunity Fund, LLC See All Filings	D	2019-06-25 17:59:01 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001780723 Filed Document 0001780723-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-25 17:59:01 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin SL South Union Park 7090 Property, LLC See All Filings	D	2019-06-25 16:50:13 UTC
Amount To Be Raised $4,207,500 Associated Brokers / Dealers N/A CIK Number 0001780721 Filed Document 0001780721-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-25 16:50:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aura Securitization Trust - Series 2019-4 See All Filings	D	2019-06-25 16:39:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780741 Filed Document 0001780741-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-25 16:39:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EARN RE, INC. See All Filings	D	2019-06-25 16:06:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001777999 Filed Document 0001777999-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-25 16:06:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
DRILCO 2020 2H EXTRACTION PROGRAM LLC See All Filings	D	2019-06-25 13:11:52 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001780687 Filed Document 0001780687-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-25 13:11:52 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
YS PCF LF I LLC See All Filings	D/A	2019-06-25 13:11:22 UTC
Amount To Be Raised $8,024,780 Associated Brokers / Dealers N/A CIK Number 0001780002 Filed Document 0001780002-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-25 13:11:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Investor Club Feeder Fund 2019-C LLC See All Filings	D/A	2019-06-25 12:57:29 UTC
Amount To Be Raised $949,400 Associated Brokers / Dealers N/A CIK Number 0001773127 Filed Document 0001773127-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-25 12:57:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCross 5 LLC See All Filings	D/A	2019-06-25 12:26:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001771662 Filed Document 0001771662-19-000007 Exclusions or Exemptions 506c Accepted Date 2019-06-25 12:26:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
iCross 5 LLC See All Filings	D/A	2019-06-25 12:23:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001771662 Filed Document 0001771662-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-06-25 12:23:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
iCross 5 LLC See All Filings	D/A	2019-06-25 12:19:24 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001771662 Filed Document 0001771662-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-06-25 12:19:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fan Payment Solutions LP See All Filings	D	2019-06-25 11:57:50 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001780644 Filed Document 0001780644-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-25 11:57:50 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
BioPlx, Inc. See All Filings	D	2019-06-25 11:38:40 UTC
Amount To Be Raised $1,641,415 Associated Brokers / Dealers N/A CIK Number 0001681636 Filed Document 0001681636-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-25 11:38:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
HG Investors, LLC / MO See All Filings	D	2019-06-24 18:05:33 UTC
Amount To Be Raised $1,430,000 Associated Brokers / Dealers N/A CIK Number 0001780549 Filed Document 0001780093-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-24 18:05:33 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HGDK Investors, LLC See All Filings	D	2019-06-24 18:00:08 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001780093 Filed Document 0001780093-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-24 18:00:08 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FunJumping Inc. See All Filings	D	2019-06-24 17:39:22 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Ensign Capital, Inc. CIK Number 0001772868 Filed Document 0001772868-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-06-24 17:39:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CHINA Revenue or Assets $No Revenues Type of Security Equity
Xealth Inc. See All Filings	D	2019-06-24 16:52:13 UTC
Amount To Be Raised $2,990,018 Associated Brokers / Dealers N/A CIK Number 0001708928 Filed Document 0001708928-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-24 16:52:13 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
4310 Stout, LLC See All Filings	D/A	2019-06-24 16:32:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001775486 Filed Document 0001775486-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-24 16:32:47 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ES EI LLC See All Filings	D	2019-06-24 16:29:00 UTC
Amount To Be Raised $45,900,000 Associated Brokers / Dealers N/A CIK Number 0001780430 Filed Document 0001567619-19-013890 Exclusions or Exemptions 506c Accepted Date 2019-06-24 16:29:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Safeguard Biosystems Holdings Ltd See All Filings	D	2019-06-24 16:04:32 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001780596 Filed Document 0001780596-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-24 16:04:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
YS PCF LF I LLC See All Filings	D	2019-06-24 15:44:11 UTC
Amount To Be Raised $8,024,780 Associated Brokers / Dealers N/A CIK Number 0001780002 Filed Document 0001780002-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-24 15:44:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Peaks Opportunity Zone Fund, LLC See All Filings	D	2019-06-24 15:05:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001780514 Filed Document 0001780514-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-24 15:05:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Mainstem Malt, SPC See All Filings	D	2019-06-24 14:57:17 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers None CIK Number 0001758566 Filed Document 0001758566-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-24 14:57:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Orlando Car Holdings LLC See All Filings	D	2019-06-24 11:53:04 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001780248 Filed Document 0001780248-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-24 11:53:04 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pidyon Controls Inc. See All Filings	D	2019-06-24 11:17:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780393 Filed Document 0001477932-19-003671 Exclusions or Exemptions 506c Accepted Date 2019-06-24 11:17:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
OurCrowd (Investment in Nanomed) L.P. See All Filings	D	2019-06-24 10:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780508 Filed Document 0001780508-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-24 10:53:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
FR Financial Holdings LLC See All Filings	D	2019-06-21 20:41:42 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers None CIK Number 0001780299 Filed Document 0001477932-19-003663 Exclusions or Exemptions 506c Accepted Date 2019-06-21 20:41:42 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
SLF FIXED INCOME FUND I, LLC See All Filings	D/A	2019-06-21 18:04:53 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001743869 Filed Document 0001743869-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-21 18:04:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
COMMUNITY FIRST BANCORP See All Filings	D	2019-06-21 15:41:19 UTC
Amount To Be Raised $7,187,512 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001047446 Filed Document 0001047446-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-06-21 15:41:19 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Group Variable Annuity Series I Separate Account See All Filings	D	2019-06-21 14:48:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Meyer-Chatfield CIK Number 0001780188 Filed Document 0001780188-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-21 14:48:42 UTC Type of Offering D Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
MobiTech International Inc. See All Filings	D/A	2019-06-21 12:09:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642470 Filed Document 0001642470-19-000004 Exclusions or Exemptions 504 and 506c Accepted Date 2019-06-21 12:09:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Baltimore Partners, LLC See All Filings	D	2019-06-21 12:00:06 UTC
Amount To Be Raised $7,632,694 Associated Brokers / Dealers N/A CIK Number 0001780335 Filed Document 0001780335-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-21 12:00:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MobiTech International Inc. See All Filings	D	2019-06-21 11:14:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642470 Filed Document 0001642470-19-000002 Exclusions or Exemptions 504 and 506c Accepted Date 2019-06-21 11:14:51 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
STEELWOOD CAPITAL, LLC See All Filings	D/A	2019-06-21 11:14:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743364 Filed Document 0001743364-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-21 11:14:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
OMNISEQ, INC. See All Filings	D	2019-06-21 11:10:16 UTC
Amount To Be Raised $1,568,650 Associated Brokers / Dealers N/A CIK Number 0001713983 Filed Document 0001713983-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-21 11:10:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alcentra Strategic Credit Fund II USD Feeder, LP See All Filings	D	2019-06-21 10:42:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780231 Filed Document 0001780231-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-21 10:42:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HavenLock Inc. See All Filings	D	2019-06-20 17:20:31 UTC
Amount To Be Raised $2,786,693 Associated Brokers / Dealers N/A CIK Number 0001629471 Filed Document 0001629471-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-06-20 17:20:31 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Grubb Southeast Real Estate Fund VI, LLC See All Filings	D/A	2019-06-20 16:35:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tobin & Company Securities LLC CIK Number 0001712160 Filed Document 0001780221-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-20 16:35:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOFTWEAR AUTOMATION, INC. See All Filings	D	2019-06-20 15:26:07 UTC
Amount To Be Raised $18,100,196 Associated Brokers / Dealers N/A CIK Number 0001706913 Filed Document 0001706913-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-20 15:26:07 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Secured Investment High Yield Fund II, LLC See All Filings	D/A	2019-06-20 13:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001617803 Filed Document 0001617803-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-06-20 13:13:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Virtua Opportunity Zone Fund I, LLC See All Filings	D/A	2019-06-20 12:27:27 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001744374 Filed Document 0001744374-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-20 12:27:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAM Multifamily Growth Fund LLC See All Filings	D	2019-06-19 20:19:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001779850 Filed Document 0001779788-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-06-19 20:19:49 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ReWalk Robotics Ltd. See All Filings	D	2019-06-19 17:21:22 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers H.C Wainwright & Co. LLC, Michael Vasinkevich, Charles Worthman, Mark William Viklund, and Noam J. Rubinstein CIK Number 0001607962 Filed Document 0001213900-19-011059 Exclusions or Exemptions 506c Accepted Date 2019-06-19 17:21:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CCMF 1 LLC See All Filings	D/A	2019-06-19 16:57:57 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001735853 Filed Document 0001735853-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-19 16:57:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CoachmanMD Holdings, LLC See All Filings	D	2019-06-19 15:58:07 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers N/A CIK Number 0001777112 Filed Document 0001777112-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-19 15:58:07 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC POINT REALTY FUND, LLC See All Filings	D/A	2019-06-19 14:40:21 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001715724 Filed Document 0001715724-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-19 14:40:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MKG Enterprises Business Trust See All Filings	D	2019-06-19 14:00:48 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers MKG Enterprises Corp. CIK Number 0001780151 Filed Document 0001780151-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-19 14:00:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity