Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SignalFx, Inc. See All Filings	D	2018-05-22 19:00:04 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001573467 Filed Document 0001573467-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 19:00:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DIGITAL ALLY INC See All Filings	D/A	2018-05-22 18:34:06 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001342958 Filed Document 0001493152-18-007679 Exclusions or Exemptions 506b Accepted Date 2018-05-22 18:34:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Lux Apartments LLC See All Filings	D	2018-05-22 18:08:13 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001741542 Filed Document 0001741542-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 18:08:13 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
PW/Sidecar Investors, LLC See All Filings	D	2018-05-22 18:08:12 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001741259 Filed Document 0001140361-18-025236 Exclusions or Exemptions 506b Accepted Date 2018-05-22 18:08:12 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MADRONA INVESTMENT PARTNERS VII, L.P. See All Filings	D	2018-05-22 18:03:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001741252 Filed Document 0001741251-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-22 18:03:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Structure Capital Annex C, LLC See All Filings	D	2018-05-22 17:59:39 UTC
Amount To Be Raised $8,760,000 Associated Brokers / Dealers N/A CIK Number 0001737619 Filed Document 0001737619-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:59:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Structure Capital Annex B, LLC See All Filings	D	2018-05-22 17:54:38 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001737618 Filed Document 0001737618-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:54:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MADRONA VII ENTREPRENEURS FUND, L.P. See All Filings	D	2018-05-22 17:52:03 UTC
Amount To Be Raised $7,951,000 Associated Brokers / Dealers N/A CIK Number 0001741248 Filed Document 0001741251-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:52:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SaaS Industries, Inc. See All Filings	D	2018-05-22 17:47:25 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001741359 Filed Document 0001741359-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:47:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Parker Dewey LLC See All Filings	D	2018-05-22 17:45:28 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001740324 Filed Document 0001740324-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:45:28 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Blockchain Foundry Inc. See All Filings	D	2018-05-22 17:45:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726733 Filed Document 0001726733-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:45:12 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Simple Contacts Inc. See All Filings	D	2018-05-22 17:42:24 UTC
Amount To Be Raised $15,999,993 Associated Brokers / Dealers N/A CIK Number 0001702087 Filed Document 0001702087-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:42:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MADRONA VII MANAGER FUND, L.P. See All Filings	D	2018-05-22 17:41:59 UTC
Amount To Be Raised $13,499,000 Associated Brokers / Dealers N/A CIK Number 0001741246 Filed Document 0001741251-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:41:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECOSERV HOLDINGS, LLC See All Filings	D	2018-05-22 17:41:55 UTC
Amount To Be Raised $11,500,176 Associated Brokers / Dealers N/A CIK Number 0001741580 Filed Document 0001741580-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:41:55 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Magnetic Ventures Fund I, L.P. See All Filings	D	2018-05-22 17:38:22 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001738688 Filed Document 0001738688-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:38:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arts & Sciences Offshore Fund, Ltd. See All Filings	D	2018-05-22 17:34:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741545 Filed Document 0001741545-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:34:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MADRONA VENTURE FUND VII-A, L.P. See All Filings	D	2018-05-22 17:30:46 UTC
Amount To Be Raised $8,032,549 Associated Brokers / Dealers N/A CIK Number 0001741249 Filed Document 0001741251-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:30:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canopy Technologies Ltd See All Filings	D	2018-05-22 17:29:30 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001741361 Filed Document 0001741361-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:29:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cypress Partners L.P. See All Filings	D/A	2018-05-22 17:28:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643222 Filed Document 0000935836-18-000319 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:28:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paradromics, Inc. See All Filings	D/A	2018-05-22 17:28:30 UTC
Amount To Be Raised $7,140,015 Associated Brokers / Dealers N/A CIK Number 0001668302 Filed Document 0001668302-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:28:30 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oasis Labs, Inc. See All Filings	D	2018-05-22 17:24:58 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001741362 Filed Document 0001741361-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:24:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OHA FD Custom Credit Fund, L.P. See All Filings	D	2018-05-22 17:23:29 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001725570 Filed Document 0000950142-18-001201 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:23:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OHA FD Custom Credit AIV, L.P. See All Filings	D	2018-05-22 17:22:40 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001725571 Filed Document 0000950142-18-001200 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:22:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MADRONA VENTURE FUND VII, L.P. See All Filings	D	2018-05-22 17:19:44 UTC
Amount To Be Raised $291,967,451 Associated Brokers / Dealers N/A CIK Number 0001741251 Filed Document 0001741251-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:19:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caffeinated Capital Opendoor SPV II, LLC See All Filings	D	2018-05-22 17:13:49 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001740564 Filed Document 0001740564-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:13:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LARIAT ECOSERV CO-INVEST HOLDINGS, LLC See All Filings	D	2018-05-22 17:05:56 UTC
Amount To Be Raised $4,461,078 Associated Brokers / Dealers N/A CIK Number 0001741551 Filed Document 0001741551-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:05:56 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AIR INDUSTRIES GROUP See All Filings	D	2018-05-22 17:03:51 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001009891 Filed Document 0001193805-18-000746 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:03:51 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Emergence Capital Partners V, L.P. See All Filings	D	2018-05-22 17:02:11 UTC
Amount To Be Raised $435,000,000 Associated Brokers / Dealers N/A CIK Number 0001740972 Filed Document 0001740972-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:02:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
True Sync Media, Inc. See All Filings	D	2018-05-22 17:01:44 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001718076 Filed Document 0001718076-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 17:01:44 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ziegler Employee Opportunity Fund I, LLC See All Filings	D	2018-05-22 16:59:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001740656 Filed Document 0001740656-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:59:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M1 Holdings Inc. See All Filings	D/A	2018-05-22 16:57:35 UTC
Amount To Be Raised $13,109,880 Associated Brokers / Dealers N/A CIK Number 0001737492 Filed Document 0001737492-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:57:35 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 24B LLC See All Filings	D	2018-05-22 16:42:30 UTC
Amount To Be Raised $222,100 Associated Brokers / Dealers N/A CIK Number 0001740123 Filed Document 0001740123-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:42:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pest Pulse Ltd See All Filings	D	2018-05-22 16:37:03 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001741587 Filed Document 0001741587-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:37:03 UTC Type of Offering D Industry Other Technology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Nineteen77 Global Multi-Strategy Alpha Ltd See All Filings	D/A	2018-05-22 16:35:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001403975 Filed Document 0001403975-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:35:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIPHERLOC Corp See All Filings	D/A	2018-05-22 16:34:27 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001022505 Filed Document 0001493152-18-007672 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:34:27 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BERGEYS REALTY CO See All Filings	D/A	2018-05-22 16:32:24 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001433864 Filed Document 0001433864-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:32:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Hyperplane (SPV-V), L.P. See All Filings	D	2018-05-22 16:19:01 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001739918 Filed Document 0001739918-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:19:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Genesis Investors LP See All Filings	D/A	2018-05-22 16:17:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Leach CIK Number 0000814768 Filed Document 0000814768-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:17:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SURFACE I, LLC See All Filings	D	2018-05-22 16:09:30 UTC
Amount To Be Raised $22,800,000 Associated Brokers / Dealers N/A CIK Number 0001738823 Filed Document 0001738823-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:09:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Incysus Therapeutics, Inc. See All Filings	D	2018-05-22 16:00:55 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001740279 Filed Document 0001740279-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 16:00:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GRCR Partners Inc See All Filings	D/A	2018-05-22 15:57:21 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001661600 Filed Document 0001661600-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:57:21 UTC Type of Offering D/A Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Valley Next Gen Ventures Fund 7 (a separate series of LLC interests) See All Filings	D	2018-05-22 15:55:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741521 Filed Document 0001741521-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:55:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FGH Biotech, Inc. See All Filings	D/A	2018-05-22 15:55:38 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001657572 Filed Document 0001657572-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:55:38 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Cleveland International Fund-One University Circle Apartments, Ltd. See All Filings	D/A	2018-05-22 15:54:31 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Primary Capital, LLC CIK Number 0001690143 Filed Document 0001690143-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:54:31 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Motorq, Inc. See All Filings	D	2018-05-22 15:53:57 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001691836 Filed Document 0001691836-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:53:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KODIAK GAS SERVICES, LLC See All Filings	D	2018-05-22 15:44:16 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001740760 Filed Document 0001740760-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:44:16 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hopkins Capital Partners Fund, LP See All Filings	D/A	2018-05-22 15:25:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673609 Filed Document 0001673609-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:25:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axel Technologies, LLC See All Filings	D	2018-05-22 15:23:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741515 Filed Document 0001741515-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:23:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Citius Pharmaceuticals, Inc. See All Filings	D	2018-05-22 15:16:33 UTC
Amount To Be Raised $83,688 Associated Brokers / Dealers None CIK Number 0001506251 Filed Document 0001213900-18-006720 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:16:33 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Bizly, Inc. See All Filings	D/A	2018-05-22 15:16:30 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001665470 Filed Document 0001665470-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-22 15:16:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt