Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Surgical Center of Greensboro, LLC See All Filings	D	2018-05-23 15:44:52 UTC
Amount To Be Raised $4,810,800 Associated Brokers / Dealers N/A CIK Number 0001463992 Filed Document 0001660476-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:44:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BigML, Inc. See All Filings	D	2018-05-23 15:39:54 UTC
Amount To Be Raised $20,125,000 Associated Brokers / Dealers N/A CIK Number 0001528332 Filed Document 0001528332-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:39:54 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Investments LLC See All Filings	D	2018-05-23 15:22:12 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001741712 Filed Document 0001741712-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:22:12 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Alliance Surgical Center, LLC See All Filings	D/A	2018-05-23 15:18:54 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001660476 Filed Document 0001660476-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:18:54 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KETTLE HILL PARTNERS II, LP See All Filings	D/A	2018-05-23 15:14:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001328547 Filed Document 0000919574-18-003926 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:14:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Phoenix Investment Portfolio, a series of Mercer Group Trust See All Filings	D/A	2018-05-23 15:09:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551494 Filed Document 0001551494-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:09:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KETTLE HILL PARTNERS, LP See All Filings	D/A	2018-05-23 15:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001234246 Filed Document 0000919574-18-003924 Exclusions or Exemptions 506b Accepted Date 2018-05-23 15:08:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Hedge Fund Investors SPC See All Filings	D/A	2018-05-23 14:54:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001398173 Filed Document 0001398173-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:54:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXOCHAIN PBC See All Filings	D/A	2018-05-23 14:53:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741381 Filed Document 0001741381-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:53:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
TRUFFLE HOUND GLOBAL VALUE, LLC See All Filings	D/A	2018-05-23 14:53:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178144 Filed Document 0001178144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:53:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Dynamic Alpha Opportunity Fund LLC See All Filings	D	2018-05-23 14:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735519 Filed Document 0001735519-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:52:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Tacit Capital Fund, LP - Series 2018A See All Filings	D	2018-05-23 14:52:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741683 Filed Document 0001741683-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:52:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Proto Holdings, Inc. See All Filings	D	2018-05-23 14:51:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001741025 Filed Document 0001683168-18-001511 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:51:35 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cayo Rosario Partners, LLC See All Filings	D/A	2018-05-23 14:50:08 UTC
Amount To Be Raised $3,564,000 Associated Brokers / Dealers N/A CIK Number 0001653173 Filed Document 0001653173-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:50:08 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NQ PE Project Inca, L.P. See All Filings	D/A	2018-05-23 14:48:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001741439 Filed Document 0001741438-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:48:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer Global Multi-Asset Fund, LLC See All Filings	D/A	2018-05-23 14:42:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376390 Filed Document 0001376390-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:42:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NQ PE Project Inca (Parent), L.P. See All Filings	D/A	2018-05-23 14:42:25 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001741438 Filed Document 0001741438-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:42:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Own Resources Rockies, LLC See All Filings	D	2018-05-23 14:38:16 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001741546 Filed Document 0001741546-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:38:16 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PRINCIPAL REAL ESTATE PARTICIPATING LOAN FUND, LLC See All Filings	D	2018-05-23 14:29:39 UTC
Amount To Be Raised $307,700,000 Associated Brokers / Dealers N/A CIK Number 0001741226 Filed Document 0001741226-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:29:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schoonover Oil, LLC See All Filings	D	2018-05-23 14:27:47 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001741708 Filed Document 0001741708-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:27:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Greenlight Medical, Inc. See All Filings	D	2018-05-23 14:20:43 UTC
Amount To Be Raised $1,174,242 Associated Brokers / Dealers N/A CIK Number 0001741511 Filed Document 0001741511-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:20:43 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BDR URBAN WC LLC See All Filings	D	2018-05-23 14:20:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001741685 Filed Document 0001741685-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:20:39 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
LSC-DD MC1, DST See All Filings	D/A	2018-05-23 14:19:11 UTC
Amount To Be Raised $15,673,000 Associated Brokers / Dealers WealthForge Securities, LLC, Whitehall-Parker Securities, Inc., PRIMEX, Sandlapper Securities, LLC, Wilson-Davis & Co., Inc., McDermott Investment Services, LLC, Great Point Capital LLC, Advisory Group Equity Services Ltd., Berthel, Fisher & Company Financial Services, Inc., Capulent LLC, Huntwicke Securities, LLC, Orchard Securities, LLC, and IBN Financial Services, Inc. CIK Number 0001730245 Filed Document 0001730245-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:19:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Domestic Hedge Fund Investors, LLC See All Filings	D/A	2018-05-23 14:18:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426906 Filed Document 0001426906-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:18:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital for Founders Fund II LLC See All Filings	D	2018-05-23 14:14:49 UTC
Amount To Be Raised $1,155,000 Associated Brokers / Dealers N/A CIK Number 0001738576 Filed Document 0001738576-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:14:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group Trust See All Filings	D/A	2018-05-23 14:08:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526735 Filed Document 0001526735-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:08:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Luster Inc. See All Filings	D	2018-05-23 14:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740906 Filed Document 0001740906-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:06:18 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dynamo Fund See All Filings	D/A	2018-05-23 14:04:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665377 Filed Document 0000947871-18-000447 Exclusions or Exemptions 506b Accepted Date 2018-05-23 14:04:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Vibrissa Inc. See All Filings	D	2018-05-23 13:55:28 UTC
Amount To Be Raised $1,258,000 Associated Brokers / Dealers N/A CIK Number 0001676664 Filed Document 0001676664-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 13:55:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAI Walpole Equity Fund, LP See All Filings	D/A	2018-05-23 13:49:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694950 Filed Document 0001315863-18-000465 Exclusions or Exemptions 506b Accepted Date 2018-05-23 13:49:57 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BEHOLD WASHINGTON LLC See All Filings	D	2018-05-23 13:39:33 UTC
Amount To Be Raised $16,200,000 Associated Brokers / Dealers N/A CIK Number 0001740708 Filed Document 0001740708-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 13:39:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
MT CB VS Fairway Terrace LLC See All Filings	D	2018-05-23 13:28:10 UTC
Amount To Be Raised $2,305,428 Associated Brokers / Dealers N/A CIK Number 0001741648 Filed Document 0001741648-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 13:28:10 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Panama City 16, LLC See All Filings	D	2018-05-23 13:22:34 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001741597 Filed Document 0001741588-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-23 13:22:34 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Genprex, Inc. See All Filings	D	2018-05-23 13:21:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001595248 Filed Document 0001185185-18-000990 Exclusions or Exemptions 506b Accepted Date 2018-05-23 13:21:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
VS Fairway Terrace LLC See All Filings	D	2018-05-23 13:15:21 UTC
Amount To Be Raised $3,207,479 Associated Brokers / Dealers N/A CIK Number 0001741650 Filed Document 0001741650-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 13:15:21 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GIVZ INC. See All Filings	D	2018-05-23 13:11:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001740386 Filed Document 0001740386-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 13:11:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Global Windcrest Partners, LLC See All Filings	D	2018-05-23 13:09:29 UTC
Amount To Be Raised $1,184,000 Associated Brokers / Dealers N/A CIK Number 0001741400 Filed Document 0001741400-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 13:09:29 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Emory Dry Ice, Inc. See All Filings	D	2018-05-23 13:09:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001738717 Filed Document 0001738717-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 13:09:04 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Symphonic Corp. See All Filings	D	2018-05-23 13:06:29 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001721943 Filed Document 0001721943-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-23 13:06:29 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Family Jones, LLC See All Filings	D	2018-05-23 13:01:10 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001717108 Filed Document 0001717108-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 13:01:10 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Agora European Fund LP See All Filings	D/A	2018-05-23 12:57:10 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers NA CIK Number 0001643118 Filed Document 0001643118-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 12:57:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PURSUANT HEALTH, INC. See All Filings	D	2018-05-23 12:56:05 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001412720 Filed Document 0001412720-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 12:56:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Streamable Learning, Inc. See All Filings	D	2018-05-23 12:55:05 UTC
Amount To Be Raised $348,000 Associated Brokers / Dealers N/A CIK Number 0001719458 Filed Document 0001719458-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-23 12:55:05 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ALPHANATICS FUND LP See All Filings	D/A	2018-05-23 12:51:19 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers na CIK Number 0001609846 Filed Document 0001609846-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 12:51:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
CORTO EUROPEAN FUND L P See All Filings	D/A	2018-05-23 12:45:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers NA CIK Number 0001397594 Filed Document 0001397594-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 12:45:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
INTELICARE HEALTH SERVICES, LLC See All Filings	D/A	2018-05-23 12:34:06 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001591726 Filed Document 0001591726-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 12:34:06 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alvento Coinvest 1 Ltd See All Filings	D	2018-05-23 12:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740926 Filed Document 0000902664-18-002375 Exclusions or Exemptions 506b Accepted Date 2018-05-23 12:32:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thomas H Lee Equity VIII Access LLC See All Filings	D/A	2018-05-23 12:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001740493 Filed Document 0001740493-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-23 12:18:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Particle Industries, Inc. See All Filings	D/A	2018-05-23 12:06:11 UTC
Amount To Be Raised $27,674,357 Associated Brokers / Dealers N/A CIK Number 0001613405 Filed Document 0001288320-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-23 12:06:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thomas H Lee Equity VIII Access LLC See All Filings	D	2018-05-23 11:55:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001740493 Filed Document 0001740493-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-23 11:55:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund