Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mack Real Estate Finance-B, L.P. See All Filings	D/A	2020-03-13 13:52:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Menora Mivtachim Underwwriters & Management Ltd., ABG, LLC, Nineone Investments LLC, and Shelter Rock Capital Advisors LLC CIK Number 0001751735 Filed Document 0001799099-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:52:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R.C. Temme Corp. See All Filings	D	2020-03-13 13:49:30 UTC
Amount To Be Raised $2,430,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:49:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Sourcegraph, Inc. See All Filings	D	2020-03-13 13:45:42 UTC
Amount To Be Raised $17,999,998 Associated Brokers / Dealers N/A CIK Number 0001805649 Filed Document 0001805649-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:45:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mack Real Estate Finance, L.P. See All Filings	D/A	2020-03-13 13:45:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Menora Mivtachim Underwriters & Management Ltd., ABG, LLC, Nineone Investments LLC, and Shelter Rock Capital Advisors LLC CIK Number 0001751733 Filed Document 0001799099-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:45:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VINCULUM WINE LTD. See All Filings	D/A	2020-03-13 13:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504329 Filed Document 0001504329-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-13 13:44:28 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Not Applicable Type of Security Other
Warrington Strategic Fund, LP See All Filings	D/A	2020-03-13 13:40:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628456 Filed Document 0001315863-20-000281 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:40:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Sonoco Investment Fund, a series of Mercer Group Trust See All Filings	D/A	2020-03-13 13:39:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635715 Filed Document 0001329083-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:39:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VSFT HOLDINGS INC. See All Filings	D	2020-03-13 13:34:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688062 Filed Document 0001700975-20-000009 Exclusions or Exemptions 506c Accepted Date 2020-03-13 13:34:37 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
R.C. Temme Corp. See All Filings	D	2020-03-13 13:31:51 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:31:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Northpass, Inc. See All Filings	D	2020-03-13 13:29:00 UTC
Amount To Be Raised $8,333,615 Associated Brokers / Dealers N/A CIK Number 0001772501 Filed Document 0001772501-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:29:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Mint Co-Invest LP See All Filings	D	2020-03-13 13:25:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806612 Filed Document 0001806612-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:25:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MFN Partners, LP See All Filings	D/A	2020-03-13 13:24:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732960 Filed Document 0001732960-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:24:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPC Guild LLC See All Filings	D	2020-03-13 13:22:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796161 Filed Document 0001796161-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:22:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
R.C. Temme Corp. See All Filings	D	2020-03-13 13:19:54 UTC
Amount To Be Raised $345,750 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:19:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
ICE EM Credit Absolute Return Fund, L.P. See All Filings	D/A	2020-03-13 13:16:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554220 Filed Document 0001554220-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:16:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tradelink Master Fund LP See All Filings	D/A	2020-03-13 13:08:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329083 Filed Document 0001329083-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:08:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brazil Resources Fund, L.P. See All Filings	D	2020-03-13 13:06:48 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001800706 Filed Document 0001800703-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:06:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIMCOE PARTNERS OFFSHORE, LTD. See All Filings	D/A	2020-03-13 12:54:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636681 Filed Document 0001636681-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:54:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Camden International Real Estate Fund, LLC - Series I See All Filings	D/A	2020-03-13 12:51:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770486 Filed Document 0001567619-20-006268 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:51:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Audacity Fund, L.P. See All Filings	D	2020-03-13 12:49:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806617 Filed Document 0001806617-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:49:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elicio Therapeutics, Inc. See All Filings	D	2020-03-13 12:49:13 UTC
Amount To Be Raised $8,411,801 Associated Brokers / Dealers None CIK Number 0001555192 Filed Document 0001567619-20-006266 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:49:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Camden International Equity Fund, LLC See All Filings	D/A	2020-03-13 12:47:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770539 Filed Document 0001567619-20-006265 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:47:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Advisor Funds Covered Call Equity Income Fund See All Filings	D	2020-03-13 12:45:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806070 Filed Document 0001405086-20-000072 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:45:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mining Capital Fund, L.P. See All Filings	D	2020-03-13 12:44:18 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001800703 Filed Document 0001800703-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:44:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Q.E.D. Style LLC See All Filings	D	2020-03-13 12:43:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001806314 Filed Document 0001806314-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:43:05 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Mestiza New York Inc. See All Filings	D	2020-03-13 12:41:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700975 Filed Document 0001700975-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:41:52 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
GEODE CAPITAL HOLDINGS LLC See All Filings	D/A	2020-03-13 12:35:47 UTC
Amount To Be Raised $178,380 Associated Brokers / Dealers N/A CIK Number 0001269241 Filed Document 0001269241-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-03-13 12:35:47 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Lakeside Square Syndication JV LLC See All Filings	D	2020-03-13 12:35:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806184 Filed Document 0001806184-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-13 12:35:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harlan Special Opportunities Fund IV LP See All Filings	D/A	2020-03-13 12:26:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769519 Filed Document 0000945621-20-000092 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:26:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dock Health Inc. See All Filings	D	2020-03-13 12:21:56 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001805048 Filed Document 0001805048-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:21:56 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Letko Brosseau RSP Equity Fund See All Filings	D/A	2020-03-13 12:16:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637628 Filed Document 0001637628-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:16:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shenkman Opportunistic Credit Fund LP See All Filings	D/A	2020-03-13 12:14:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001733726 Filed Document 0000902664-20-001549 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:14:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shenkman Opportunistic Credit Fund Ltd. See All Filings	D/A	2020-03-13 12:11:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001733723 Filed Document 0000902664-20-001548 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:11:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Third Point Insurance Dedicated Fund, L.P. See All Filings	D/A	2020-03-13 12:08:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001729001 Filed Document 0001729001-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:08:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bruno Albouze Inc. See All Filings	C	2020-03-13 12:08:10 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,973 CIK Number 0001806624 Filed Document 0001665160-20-000225 Accepted Date 2020-03-13 12:08:10 UTC Type of Offering C Security Offered Amount 132 Security Offered Type Common Stock State CALIFORNIA
THIRD POINT ULTRA LTD See All Filings	D/A	2020-03-13 12:06:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Union Bancaire Privee, UBP SA, Raymond James & Associates, Inc., and UBS Financial Services Inc. CIK Number 0001341762 Filed Document 0001341762-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:06:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
AVGSF - Rigetti 2020 See All Filings	D	2020-03-13 12:05:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001805964 Filed Document 0001805964-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-13 12:05:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KC Absolute Offshore Merger Fund Ltd. See All Filings	D/A	2020-03-13 12:05:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Herald Investment Marketing, LLC CIK Number 0001760992 Filed Document 0000945621-20-000091 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:05:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bradford Capital Holdings, LP See All Filings	D/A	2020-03-13 12:03:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701095 Filed Document 0001701095-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:03:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoldenTree Select Partners, L.P. See All Filings	D/A	2020-03-13 12:02:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and CAIS Capital LLC CIK Number 0001567764 Filed Document 0000902664-20-001547 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:02:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
First Eagle Global Value Fund, LP See All Filings	D/A	2020-03-13 12:02:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001484313 Filed Document 0000919574-20-002431 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:02:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Glenview Offshore Opportunity Fund, Ltd. See All Filings	D/A	2020-03-13 12:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388064 Filed Document 0001388064-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:01:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
13141 BP, LLC See All Filings	D	2020-03-13 12:01:40 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001806568 Filed Document 0001079973-20-000165 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:01:40 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MONA LABS INC. See All Filings	D	2020-03-13 12:00:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001806564 Filed Document 0001062993-20-001331 Exclusions or Exemptions 506c Accepted Date 2020-03-13 12:00:41 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
KC Absolute Merger Fund LP See All Filings	D/A	2020-03-13 11:59:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Herald Investment Marketing, LLC CIK Number 0001760994 Filed Document 0000945621-20-000090 Exclusions or Exemptions 506b Accepted Date 2020-03-13 11:59:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoldenTree Select Offshore Fund, Ltd. See All Filings	D/A	2020-03-13 11:58:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and CAIS Capital LLC CIK Number 0001567765 Filed Document 0000902664-20-001546 Exclusions or Exemptions 506b Accepted Date 2020-03-13 11:58:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIRST EAGLE INTERNATIONAL VALUE FUND, LP See All Filings	D/A	2020-03-13 11:57:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001450194 Filed Document 0000919574-20-002429 Exclusions or Exemptions 506b Accepted Date 2020-03-13 11:57:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Third Point Offshore Fund, Ltd. See All Filings	D/A	2020-03-13 11:56:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J P Morgan Securities LLC, Union Bancaire Privee, UBP SA, Raymond James & Associates, Inc., Morgan Stanley Smith Barney LLC, and IVP Capital, LLC CIK Number 0001300970 Filed Document 0001300970-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 11:56:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree High Yield Value Partners, L.P. See All Filings	D/A	2020-03-13 11:54:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001226122 Filed Document 0000902664-20-001545 Exclusions or Exemptions 506b Accepted Date 2020-03-13 11:54:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THIRD POINT PARTNERS QUALIFIED L P See All Filings	D/A	2020-03-13 11:51:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Deutsche Bank Securities Inc, J P Morgan Securities LLC, Raymond James & Associates, Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001341499 Filed Document 0001341499-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 11:51:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity