Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Akoustis Technologies, Inc. See All Filings	D	2018-05-25 16:05:35 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Oppenheimer & Co. Inc. and Drexel Hamilton, LLC CIK Number 0001584754 Filed Document 0001615774-18-004395 Exclusions or Exemptions 506b Accepted Date 2018-05-25 16:05:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Cuebiq, Inc. See All Filings	D/A	2018-05-25 16:04:56 UTC
Amount To Be Raised $32,825,845 Associated Brokers / Dealers N/A CIK Number 0001740902 Filed Document 0000905718-18-000540 Exclusions or Exemptions 506b Accepted Date 2018-05-25 16:04:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Galactic Fog IP, Inc. See All Filings	D	2018-05-25 15:59:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001692431 Filed Document 0001692431-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:59:25 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Jones Agency, Inc. See All Filings	D	2018-05-25 15:48:11 UTC
Amount To Be Raised $2,833,016 Associated Brokers / Dealers N/A CIK Number 0001740038 Filed Document 0001740038-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:48:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Grassroots Compass Ventures, LLC See All Filings	D	2018-05-25 15:43:55 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001741926 Filed Document 0001741916-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:43:55 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CARITAS ROYALTIES FUND (BERMUDA) LTD. See All Filings	D/A	2018-05-25 15:34:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460288 Filed Document 0001445901-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:34:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
NanoMedical Systems Inc See All Filings	D	2018-05-25 15:33:41 UTC
Amount To Be Raised $753,293 Associated Brokers / Dealers N/A CIK Number 0001422330 Filed Document 0001422330-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:33:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Scotty Technologies Inc. See All Filings	D	2018-05-25 15:31:04 UTC
Amount To Be Raised $2,699,998 Associated Brokers / Dealers N/A CIK Number 0001721705 Filed Document 0001721705-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:31:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iPosi, Inc. See All Filings	D/A	2018-05-25 15:29:10 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001564268 Filed Document 0001564268-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:29:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
API Investment LLC See All Filings	D	2018-05-25 15:26:53 UTC
Amount To Be Raised $23,340,693 Associated Brokers / Dealers N/A CIK Number 0001741944 Filed Document 0001741936-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:26:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silvergate Plaza Investors, LLC See All Filings	D	2018-05-25 15:24:38 UTC
Amount To Be Raised $6,152,499 Associated Brokers / Dealers N/A CIK Number 0001741975 Filed Document 0001741975-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:24:38 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NREA Adair, DST See All Filings	D/A	2018-05-25 15:24:00 UTC
Amount To Be Raised $24,742,538 Associated Brokers / Dealers Highland Capital Funds Distributor, Inc., Edward Fernandez, Gary Chapman, Corbin S. Thomas, Steven Kolinsky, Susan Gitt, Christina Nielson, Jeffrey Bangerter, Joseph G. Michaletz, Hugh Barndollar, Stacey Morimoto, Michael Bendix, William S. Sheehan, Gary T Hughes, Roger William Bowlin, Roy R. Jones, Joshua P. Jones, Joral T. Schmalle, Tomas J. Velken, Eric S. Scaff, Thomas M. Hess, JASON CONNOLLY, DARREN SPEIGHT, Kyle Jobin, Taylor D. Ashland, Joseph M. Insalaco, Bryan C Hakola, Jim A.Lund, Daniel P. Raupp, Michael G. Steinthal, Justin Bachman, Troy Thomas, Andrew J. Friedman, Charles R Wagner, and Jason S. Finley CIK Number 0001722121 Filed Document 0001722121-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:24:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CARITAS ROYALTY FUND LLC See All Filings	D/A	2018-05-25 15:23:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445901 Filed Document 0001445901-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:23:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tampa Bay Banking Co See All Filings	D	2018-05-25 15:22:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707724 Filed Document 0001707724-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:22:36 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
iPosi, Inc. See All Filings	D/A	2018-05-25 15:19:07 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers N/A CIK Number 0001564268 Filed Document 0001564268-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:19:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Platzi, Inc. See All Filings	D	2018-05-25 15:18:52 UTC
Amount To Be Raised $8,278,315 Associated Brokers / Dealers N/A CIK Number 0001739469 Filed Document 0001739469-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:18:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAM Capital 356 LLC See All Filings	D	2018-05-25 15:18:37 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001741857 Filed Document 0001741857-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:18:37 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Datarista, Inc. See All Filings	D	2018-05-25 15:17:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001660415 Filed Document 0001660415-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:17:33 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Grail, Inc. See All Filings	D	2018-05-25 15:16:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699031 Filed Document 0000950103-18-006536 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:16:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WNG Aircraft Opportunities Fund II (Cayman), L.P. See All Filings	D	2018-05-25 15:13:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVISION PRIVATE EQUITY ADVISERS USA LLC CIK Number 0001741501 Filed Document 0001741501-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:13:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
William Blair Systematic International Core Fund LLC See All Filings	D/A	2018-05-25 15:11:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732586 Filed Document 0001382963-18-000102 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:11:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WNG Aircraft Opportunities Fund II, L.P. See All Filings	D	2018-05-25 15:05:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVISION PRIVATE EQUITY ADVISERS USA LLC CIK Number 0001741498 Filed Document 0001741498-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 15:05:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Romulus Growth Humanyze L.P. See All Filings	D	2018-05-25 14:58:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739391 Filed Document 0001739391-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 14:58:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Oaks Apt Venture, LLC See All Filings	D	2018-05-25 14:54:05 UTC
Amount To Be Raised $5,335,000 Associated Brokers / Dealers N/A CIK Number 0001741523 Filed Document 0001741523-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 14:54:05 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
XSeed Capital S, L.P. See All Filings	D	2018-05-25 14:52:35 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001741046 Filed Document 0001741046-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 14:52:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CORCENTRIC, INC. See All Filings	D	2018-05-25 14:52:13 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001639611 Filed Document 0001639611-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-25 14:52:13 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Accommodations Plus Technologies Holdings LLC See All Filings	D	2018-05-25 14:51:00 UTC
Amount To Be Raised $59,540,693 Associated Brokers / Dealers N/A CIK Number 0001741936 Filed Document 0001741936-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 14:51:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vesper Technologies Inc. See All Filings	D	2018-05-25 14:50:40 UTC
Amount To Be Raised $22,385,804 Associated Brokers / Dealers N/A CIK Number 0001690361 Filed Document 0001690361-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 14:50:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Buligo LP See All Filings	D	2018-05-25 14:44:06 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001741832 Filed Document 0001144204-18-031086 Exclusions or Exemptions 506b Accepted Date 2018-05-25 14:44:06 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
FundersClub Q4A LLC See All Filings	D/A	2018-05-25 14:38:38 UTC
Amount To Be Raised $191,200 Associated Brokers / Dealers N/A CIK Number 0001736424 Filed Document 0001736424-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-25 14:38:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtual Power Systems, Inc. See All Filings	D	2018-05-25 14:34:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fern Creek Ventures LLC CIK Number 0001583375 Filed Document 0001583375-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-25 14:34:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Enduraphin, Inc. See All Filings	D	2018-05-25 14:28:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001741981 Filed Document 0001741981-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 14:28:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Sportwater Beverages LLC See All Filings	D	2018-05-25 14:28:06 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001576328 Filed Document 0001576328-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 14:28:06 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Collaborative IV, L.P. See All Filings	D	2018-05-25 14:26:47 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001737553 Filed Document 0001737553-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 14:26:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Periodic Brewing LLC See All Filings	D	2018-05-25 14:18:11 UTC
Amount To Be Raised $580,000 Associated Brokers / Dealers Michael Patzkowsky CIK Number 0001738318 Filed Document 0001738318-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 14:18:11 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Silverton Partners V, L.P. See All Filings	D/A	2018-05-25 14:10:56 UTC
Amount To Be Raised $106,355,000 Associated Brokers / Dealers GCA Advisors, LLC CIK Number 0001699064 Filed Document 0001699064-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-25 14:10:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHOENIX FINANCE IF3 LLC See All Filings	D	2018-05-25 14:00:13 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001740930 Filed Document 0001140361-18-025712 Exclusions or Exemptions 506b Accepted Date 2018-05-25 14:00:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
North River Supreme, LLC See All Filings	D	2018-05-25 13:54:40 UTC
Amount To Be Raised $6,005,000 Associated Brokers / Dealers N/A CIK Number 0001738544 Filed Document 0001738544-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 13:54:40 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
TRA Future Fund, LLC See All Filings	D	2018-05-25 13:51:07 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001741726 Filed Document 0001741726-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 13:51:07 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HeMemics Biotechnologies, Inc. See All Filings	D	2018-05-25 13:48:07 UTC
Amount To Be Raised $2,277,473 Associated Brokers / Dealers N/A CIK Number 0001741442 Filed Document 0001741442-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 13:48:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Epiris Fund II L.P. See All Filings	D/A	2018-05-25 13:47:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co., Inc. CIK Number 0001707466 Filed Document 0001707466-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 13:47:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ballista Capital, L.P. See All Filings	D	2018-05-25 13:42:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741598 Filed Document 0000935836-18-000325 Exclusions or Exemptions 506b Accepted Date 2018-05-25 13:42:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aptorum Group Ltd See All Filings	D	2018-05-25 13:37:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Boustead Securities, LLC and China Renaissance Securities (Hong Kong) Limited CIK Number 0001734005 Filed Document 0001213900-18-006874 Exclusions or Exemptions 506b Accepted Date 2018-05-25 13:37:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Other
MORNINGSIDE CAPITAL LLC FUND IV See All Filings	D	2018-05-25 13:33:39 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001740671 Filed Document 0001740671-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 13:33:39 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VIZpin Inc. See All Filings	D	2018-05-25 13:29:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671168 Filed Document 0001671168-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-25 13:29:39 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
EPC Multifamily Partners IV, LLC See All Filings	D	2018-05-25 13:19:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers PAF Securities LLC CIK Number 0001741933 Filed Document 0001741933-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 13:19:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
UCA-ES INVESTMENT, LLC See All Filings	D	2018-05-25 13:11:34 UTC
Amount To Be Raised $17,850,000 Associated Brokers / Dealers N/A CIK Number 0001741763 Filed Document 0001741763-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-25 13:11:34 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Funding Group, Ltd. See All Filings	D	2018-05-25 13:07:07 UTC
Amount To Be Raised $2,340,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-25 13:07:07 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
BERENS GLOBAL VALUE FUND, LTD. See All Filings	D/A	2018-05-25 13:07:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282899 Filed Document 0001566114-18-000028 Exclusions or Exemptions 506b Accepted Date 2018-05-25 13:07:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAKE CUMBERLAND SURGERY CENTER LP See All Filings	D	2018-05-25 13:02:56 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001210056 Filed Document 0001210056-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-25 13:02:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity