Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IPE WRC Investment, LLC See All Filings	D	2018-05-31 12:20:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001742259 Filed Document 0001742259-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 12:20:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
YOR LABS, INC. See All Filings	D/A	2018-05-31 12:15:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001715843 Filed Document 0001715843-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 12:15:19 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
PAM GLOBAL DIVERSIFIED FUND LLC See All Filings	D/A	2018-05-31 12:13:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UHLMANN PRICE SECURITIES, LLC, Wells Fargo Advisors, LLC, and Stephens, Inc. CIK Number 0001453364 Filed Document 0001453364-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 12:13:01 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ADM Diagnostics, Inc. See All Filings	D/A	2018-05-31 11:54:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001733677 Filed Document 0001042167-18-000056 Exclusions or Exemptions 506b Accepted Date 2018-05-31 11:54:18 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MoreBetter Ltd. See All Filings	D	2018-05-31 11:45:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001741813 Filed Document 0001741813-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 11:45:23 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Onex Credit Lending Partners I LP See All Filings	D/A	2018-05-31 11:36:05 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001707973 Filed Document 0001739323-18-000038 Exclusions or Exemptions 506b Accepted Date 2018-05-31 11:36:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGP Jacksonville I, LLC See All Filings	D	2018-05-31 11:34:49 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001741883 Filed Document 0001741883-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 11:34:49 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
TRION ENERGY SOLUTIONS CORP. See All Filings	D	2018-05-31 11:33:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001602563 Filed Document 0001602563-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-31 11:33:50 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
BBR Private Investment Fund - Series J, LP See All Filings	D	2018-05-31 11:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741437 Filed Document 0001013594-18-000363 Exclusions or Exemptions 506b Accepted Date 2018-05-31 11:29:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR Real Assets Fund V, LP See All Filings	D	2018-05-31 11:26:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741436 Filed Document 0001013594-18-000362 Exclusions or Exemptions 506b Accepted Date 2018-05-31 11:26:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Braavo Capital, Inc. See All Filings	D	2018-05-31 11:03:08 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001742294 Filed Document 0001742294-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 11:03:08 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRECO Portfolio Investment LLC See All Filings	D	2018-05-31 10:58:23 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001741960 Filed Document 0001140361-18-026450 Exclusions or Exemptions 506b Accepted Date 2018-05-31 10:58:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pneuma Respiratory, Inc. See All Filings	D/A	2018-05-31 10:49:53 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001701794 Filed Document 0001249155-18-000033 Exclusions or Exemptions 506b Accepted Date 2018-05-31 10:49:53 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Notre Dame Pit Road Fund, L.P. See All Filings	D	2018-05-31 10:49:42 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001741959 Filed Document 0001015325-18-000025 Exclusions or Exemptions 506b Accepted Date 2018-05-31 10:49:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
DDJ Strategic Income Plus Fund, L.P. See All Filings	D/A	2018-05-31 10:45:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491013 Filed Document 0001491013-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 10:45:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Global Sigma Fund, LP See All Filings	D	2018-05-31 10:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerging Manager Advisors, LLC CIK Number 0001742158 Filed Document 0001742158-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 10:44:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC TEXAS DEBT WAREHOUSE LLC See All Filings	D	2018-05-31 10:42:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001693522 Filed Document 0001693522-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-31 10:42:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HM DUNN AEROSYSTEMS, INC. See All Filings	D	2018-05-31 10:37:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623674 Filed Document 0001405086-18-000115 Exclusions or Exemptions 506b Accepted Date 2018-05-31 10:37:13 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Crestline Makena Fund, L.P. See All Filings	D/A	2018-05-31 10:26:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707723 Filed Document 0000902664-18-002424 Exclusions or Exemptions 506b Accepted Date 2018-05-31 10:26:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Diamond Non-Directional Delaware Feeder Fund (a Series of Blue Diamond Global Strategies (Delaware) Feeder, LLC) See All Filings	D/A	2018-05-31 10:23:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626961 Filed Document 0000897069-18-000388 Exclusions or Exemptions 506b Accepted Date 2018-05-31 10:23:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Orchard View Capital Offshore Fund Ltd. See All Filings	D/A	2018-05-31 10:15:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643630 Filed Document 0001013594-18-000361 Exclusions or Exemptions 506b Accepted Date 2018-05-31 10:15:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Orchard View Capital Partners LP See All Filings	D/A	2018-05-31 10:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643631 Filed Document 0001013594-18-000360 Exclusions or Exemptions 506b Accepted Date 2018-05-31 10:13:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Glendower Capital Secondary Opportunities Fund IV, LP See All Filings	D/A	2018-05-31 10:12:53 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers None, None, and None CIK Number 0001736721 Filed Document 0001736721-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-05-31 10:12:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Prime Finance Long Duration (B-Piece) II (Parallel Entity), L.P. See All Filings	D	2018-05-31 10:07:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739428 Filed Document 0001739428-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 10:07:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kylin Offshore Long Fund Ltd. See All Filings	D/A	2018-05-31 10:03:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620902 Filed Document 0001013594-18-000359 Exclusions or Exemptions 506b Accepted Date 2018-05-31 10:03:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KYLIN LONG FUND LP See All Filings	D/A	2018-05-31 09:59:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609360 Filed Document 0001013594-18-000358 Exclusions or Exemptions 506b Accepted Date 2018-05-31 09:59:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ardsley Duckdive Fund, L.P. See All Filings	D/A	2018-05-31 09:54:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675562 Filed Document 0000902664-18-002423 Exclusions or Exemptions 506b Accepted Date 2018-05-31 09:54:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Finance Short Duration VI (Parallel Entity), L.P. See All Filings	D	2018-05-31 09:53:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736602 Filed Document 0001736602-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 09:53:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guepardo Master Fund LLC See All Filings	D/A	2018-05-31 09:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574436 Filed Document 0001733744-18-000040 Exclusions or Exemptions 506b Accepted Date 2018-05-31 09:52:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guepardo Investment Fund See All Filings	D/A	2018-05-31 09:51:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574437 Filed Document 0001733744-18-000039 Exclusions or Exemptions 506b Accepted Date 2018-05-31 09:51:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Finance Long Duration (B-Piece) II (Feeder A), L.P. See All Filings	D	2018-05-31 09:46:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734266 Filed Document 0001734266-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 09:46:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellington Enhanced Income Fund Ltd. See All Filings	D/A	2018-05-31 09:42:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681046 Filed Document 0001012975-18-000469 Exclusions or Exemptions 506b Accepted Date 2018-05-31 09:42:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Ellington Enhanced Income Partners LLC See All Filings	D/A	2018-05-31 09:41:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707994 Filed Document 0001012975-18-000468 Exclusions or Exemptions 506b Accepted Date 2018-05-31 09:41:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Prime Finance Long Duration (B-Piece) II, L.P. See All Filings	D	2018-05-31 09:39:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734265 Filed Document 0001734265-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 09:39:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BluDiagnostics, Inc. See All Filings	D	2018-05-31 08:33:29 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001663674 Filed Document 0001663674-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-31 08:33:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
AllianzGI Tactical Volatility LLC See All Filings	D/A	2018-05-31 08:16:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707780 Filed Document 0001707780-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 08:16:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ASIUS TECHNOLOGIES, LLC See All Filings	D	2018-05-31 07:44:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001618254 Filed Document 0001117768-18-000588 Exclusions or Exemptions 506b Accepted Date 2018-05-31 07:44:54 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Innovation X Holdings II, LLC - Series 2018-2 See All Filings	D	2018-05-31 07:36:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001739591 Filed Document 0000905718-18-000550 Exclusions or Exemptions 506b Accepted Date 2018-05-31 07:36:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovation X Holdings QP, LLC - Series 2018-2 See All Filings	D	2018-05-31 07:31:40 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001739595 Filed Document 0000905718-18-000548 Exclusions or Exemptions 506b Accepted Date 2018-05-31 07:31:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROWLIFE, INC. See All Filings	D	2018-05-30 21:22:19 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-18-000294 Exclusions or Exemptions 506b Accepted Date 2018-05-30 21:22:19 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Halo Neuro Inc. See All Filings	D	2018-05-30 20:13:31 UTC
Amount To Be Raised $19,845,360 Associated Brokers / Dealers N/A CIK Number 0001581082 Filed Document 0001581082-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-30 20:13:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rancho Verde Ventura LP See All Filings	D	2018-05-30 19:45:50 UTC
Amount To Be Raised $7,813,047 Associated Brokers / Dealers N/A CIK Number 0001740957 Filed Document 0001740957-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-30 19:45:50 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
POSaBIT, Inc. See All Filings	D/A	2018-05-30 19:33:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669562 Filed Document 0001669562-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-30 19:33:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ - RRA, a series of Equidate Investments LLC See All Filings	D/A	2018-05-30 19:18:22 UTC
Amount To Be Raised $28,097,280 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001676065 Filed Document 0001739188-18-000024 Exclusions or Exemptions 506b Accepted Date 2018-05-30 19:18:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-QRK, a series of Equidate Investments LLC See All Filings	D/A	2018-05-30 19:14:45 UTC
Amount To Be Raised $1,432,799 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001728388 Filed Document 0001739188-18-000023 Exclusions or Exemptions 506b Accepted Date 2018-05-30 19:14:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VS Opportunity V, a series of Venture Science Master Fund I, LLC See All Filings	D	2018-05-30 19:02:22 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001741845 Filed Document 0001739188-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-05-30 19:02:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amasia CIV S2, LP See All Filings	D/A	2018-05-30 18:54:06 UTC
Amount To Be Raised $3,913,200 Associated Brokers / Dealers N/A CIK Number 0001735040 Filed Document 0001739188-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-05-30 18:54:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-AQP, a series of Equidate Investments, LLC See All Filings	D/A	2018-05-30 18:43:02 UTC
Amount To Be Raised $6,200,587 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001738498 Filed Document 0001739188-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-05-30 18:43:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prospero Silver Corp. See All Filings	D	2018-05-30 18:40:55 UTC
Amount To Be Raised $323,370 Associated Brokers / Dealers N/A CIK Number 0001479464 Filed Document 0001727689-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-05-30 18:40:55 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Plansight, Inc. See All Filings	D	2018-05-30 18:30:31 UTC
Amount To Be Raised $1,180,000 Associated Brokers / Dealers N/A CIK Number 0001700902 Filed Document 0001700902-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-30 18:30:31 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity