Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GOTHAM GREEN PARTNERS SPV VI, L.P. See All Filings	D	2020-03-18 14:32:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793689 Filed Document 0001793689-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 14:32:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fidelity Bridge Holdings, LLC See All Filings	D	2020-03-18 14:31:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807072 Filed Document 0001807072-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 14:31:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Schoox, Inc. See All Filings	D	2020-03-18 14:29:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001564510 Filed Document 0001564510-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 14:29:09 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
R.C. Temme Corp. See All Filings	D	2020-03-18 14:22:40 UTC
Amount To Be Raised $806,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-20-000014 Exclusions or Exemptions 506b Accepted Date 2020-03-18 14:22:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
APX New Harmony Partners-E, LP See All Filings	D	2020-03-18 14:19:45 UTC
Amount To Be Raised $179,582,944 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001805828 Filed Document 0001805828-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 14:19:45 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
MyMeds.COM LLC See All Filings	D	2020-03-18 14:18:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806955 Filed Document 0001806955-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 14:18:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Black Sheep Foods Inc. See All Filings	D	2020-03-18 14:17:30 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001807027 Filed Document 0001807027-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 14:17:30 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
R.C. Temme Corp. See All Filings	D	2020-03-18 14:16:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-03-18 14:16:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
CSW Arbour Square IV Doylestown, L.P. See All Filings	D	2020-03-18 14:15:56 UTC
Amount To Be Raised $12,800,000 Associated Brokers / Dealers N/A CIK Number 0001806788 Filed Document 0001806788-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 14:15:56 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Midwest Senior Living Portfolio DST See All Filings	D/A	2020-03-18 14:11:36 UTC
Amount To Be Raised $80,925,660 Associated Brokers / Dealers Westpark Capital Inc., RCX Capital Group LLC, Thornhill Securities Inc, Nationwide Planning Associates Inc., DFPG Investments, LLC, Concorde Investment Services, LLC, American Portfolios Financial Services, Inc., Crown Capital Securities, L.P., Cabot Lodge Securities LLC, Avantax Investment Services, Inc., Money Concepts Capital Corp, McDermott Investment Services, LLC, JRL Capital Corporation, Harbour Investments, Inc., Triad Advisors LLC, Cambridge Investment Research, Inc., Royal Alliance Associates, Inc., Invicta Capital LLC, Lincoln Financial Advisors Corporation, Primex Prime Electronic Execution, Inc., Arkadios Capital, and Securities America, Inc. CIK Number 0001796837 Filed Document 0001796837-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-03-18 14:11:36 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Kisan Network, Inc. See All Filings	D/A	2020-03-18 14:11:07 UTC
Amount To Be Raised $6,859,998 Associated Brokers / Dealers N/A CIK Number 0001798513 Filed Document 0001798513-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 14:11:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
R.C. Temme Corp. See All Filings	D	2020-03-18 14:08:15 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-20-000012 Exclusions or Exemptions 506b Accepted Date 2020-03-18 14:08:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
DLP Positive Note Fund LLC See All Filings	1-A/A	2020-03-18 14:03:22 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001806014 Filed Document 0001140361-20-006168 Accepted Date 2020-03-18 14:03:22 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Debt
6elm Capital Partners LP See All Filings	D/A	2020-03-18 14:02:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770873 Filed Document 0000919574-20-002484 Exclusions or Exemptions 506b Accepted Date 2020-03-18 14:02:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
R.C. Temme Corp. See All Filings	D	2020-03-18 13:58:18 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:58:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Horizon Multi Strategy Offshore Fund Ltd See All Filings	D/A	2020-03-18 13:55:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, KBD SECURITIES, LLC, and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001395800 Filed Document 0001395800-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:55:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Notation Capital III, LP See All Filings	D	2020-03-18 13:54:58 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001806732 Filed Document 0001806732-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:54:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Multi Strategy Fund LP See All Filings	D/A	2020-03-18 13:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse (USA) LLC, Wells Fargo Advisors Financial Network, LLC, KBD SECURITIES, LLC, and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001395808 Filed Document 0001395808-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:52:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R.C. Temme Corp. See All Filings	D	2020-03-18 13:52:13 UTC
Amount To Be Raised $481,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:52:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
DIRECTIONAL RESEARCH & TRADING PARTNERS LP See All Filings	D/A	2020-03-18 13:51:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264396 Filed Document 0001264396-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:51:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HKJ REAL ESTATE FUND, LP See All Filings	D/A	2020-03-18 13:50:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001545443 Filed Document 0001545443-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:50:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPX Nickel Corp. See All Filings	D	2020-03-18 13:49:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001177439 Filed Document 0001177439-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:49:27 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Kinetics Institutional Partners L P See All Filings	D/A	2020-03-18 13:46:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UOB Global Equity Sales LLC CIK Number 0001327542 Filed Document 0001327542-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:46:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R.C. Temme Corp. See All Filings	D	2020-03-18 13:45:36 UTC
Amount To Be Raised $854,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:45:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
NBSH Acquisition, LLC See All Filings	D	2020-03-18 13:39:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462880 Filed Document 0001012975-20-000331 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:39:19 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kinetics Fund, Inc. See All Filings	D/A	2020-03-18 13:38:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UOB Global Equity Sales LLC CIK Number 0001549691 Filed Document 0001549691-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:38:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in PFC II) L.P. See All Filings	D	2020-03-18 13:36:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805869 Filed Document 0001805869-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:36:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Kinetics Paradigm Partners, L.P. See All Filings	D/A	2020-03-18 13:35:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UOB Global Equity Sales LLC CIK Number 0001545712 Filed Document 0001545712-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:35:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HORIZON KINETICS EQUITY OPPORTUNITIES FUND, LP See All Filings	D/A	2020-03-18 13:32:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001410109 Filed Document 0001410109-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:32:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compaction Technologies, Inc. See All Filings	D	2020-03-18 13:31:29 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001500315 Filed Document 0001500315-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:31:29 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
Encore Plus See All Filings	D/A	2020-03-18 13:24:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763019 Filed Document 0001763019-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-18 13:24:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
2L VC, a Series of TWO39 Master, LLC See All Filings	D	2020-03-18 13:03:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001803045 Filed Document 0001794213-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:03:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoenix Senior Living DST See All Filings	D/A	2020-03-18 13:02:19 UTC
Amount To Be Raised $53,544,255 Associated Brokers / Dealers Arkadios Capital, Lightpath Capital Inc., DAI Securities LLC, Avantax Investment Services Inc, RCX Capital Group LLC, DFPG Investments, Inc., Concorde Investment Services, LLC, Thornhill Securities Inc, Cambridge Investment Research, JRL Capital Corporation, Nationwide Planning Associates, Inc, Lincoln Financial Advisors, Stax Capital, Securities America Inc., Sagepoint Financial, Inc., Ausdal Financial Partners, Inc., Cabin Securities Inc, International Assets Advisory, LLC, Invicta Capital LLC, Crown Capital Securities, L.P., American Portfolios Financial Services, Inc., Cabot Lodge Securities LLC, Lincoln Financial Securities Corporation, Madison Avenue Securities, LLC, Western International Securities, Inc., Triad Advisors LLC, Independent Financial Group, LLC, Stifel, Nicolaus & Company, Incorporated, Berthel, Fisher & Company Financial Services, Inc., Third Seven Capital LLC, and The Strategic Financial Alliance CIK Number 0001793634 Filed Document 0001793634-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-03-18 13:02:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Scentbox, a Series of Jason's Syndicate, LLC See All Filings	D	2020-03-18 12:59:48 UTC
Amount To Be Raised $325,056 Associated Brokers / Dealers N/A CIK Number 0001793693 Filed Document 0001794213-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-18 12:59:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zetta Venture Partners III, L.P. See All Filings	D	2020-03-18 12:57:58 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001806914 Filed Document 0001806914-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 12:57:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ShipRocket One, a series of Republic Master Fund, LP See All Filings	D/A	2020-03-18 12:56:40 UTC
Amount To Be Raised $1,411,100 Associated Brokers / Dealers N/A CIK Number 0001794213 Filed Document 0001794213-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 12:56:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penwood Select Industrial Partners V Club, L.P. See All Filings	D	2020-03-18 12:50:34 UTC
Amount To Be Raised $136,953,724 Associated Brokers / Dealers N/A CIK Number 0001806838 Filed Document 0001806838-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 12:50:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOMEKEY SYSTEMS, INC. See All Filings	D	2020-03-18 12:49:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001738466 Filed Document 0001738466-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-18 12:49:08 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
HOMEKEY SYSTEMS, INC. See All Filings	D	2020-03-18 12:44:01 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001738466 Filed Document 0001738466-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 12:44:01 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Barak Impact Finance Segregated Portfolio of Barak Fund SPC Ltd. See All Filings	D/A	2020-03-18 12:41:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609475 Filed Document 0001609475-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 12:41:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Go Buddha LLC See All Filings	C/A	2020-03-18 12:39:31 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $50,000 CIK Number 0001799343 Filed Document 0001799343-20-000002 Accepted Date 2020-03-18 12:39:31 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State OHIO
Axle AI, Inc. See All Filings	C/A	2020-03-18 12:38:21 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $107,000 CIK Number 0001752964 Filed Document 0001752964-20-000004 Accepted Date 2020-03-18 12:38:21 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State MASSACHUSETTS
GMI-SHJ, LP See All Filings	D/A	2020-03-18 12:31:12 UTC
Amount To Be Raised $4,647,059 Associated Brokers / Dealers Kenneth Harter, Michael Ihrie, Curtis J Jones, George Hjorth, Ty Bauer, Greg Rickkles, Stephen Sumner, Bobby Kyle Cowand, Ronald Berg, Christpher Fess, Richard Goodwin, and Todd Gottel CIK Number 0001800803 Filed Document 0001800803-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-18 12:31:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tap House, Inc. See All Filings	D	2020-03-18 12:29:01 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001806839 Filed Document 0001806839-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 12:29:01 UTC Type of Offering D Industry Restaurants Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
HHEP-GP Brands LP See All Filings	D/A	2020-03-18 12:25:59 UTC
Amount To Be Raised $33,670,260 Associated Brokers / Dealers N/A CIK Number 0001710115 Filed Document 0001710115-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-18 12:25:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in CyberMDX) L.P. See All Filings	D	2020-03-18 12:15:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807064 Filed Document 0001791417-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-03-18 12:15:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Phoenix MSA Multifamily DST See All Filings	D/A	2020-03-18 12:12:16 UTC
Amount To Be Raised $30,396,157 Associated Brokers / Dealers DFPG Investments, Inc., Lightpath Capital Inc., Avantax Investment Services Inc, Concorde Investment Services, LLC, Capulent LLC, Kovack Securities, Inc., Inland Securities Corporation, Voya Financial Advisors, Commonwealth Financial Network, RCX Capital Group LLC, Independent Financial Group, LLC, United Planners' Financial Services, First Financial Equity Corp, Investacorp, Inc., Great Point Capital LLC, Cetera Financial Specialists LLC, Lincoln Financial Advisors, Berthel Fisher & Co Financial Svcs, Woodbury Financial Services, Inc., Nationwide Planning Associates, Inc, Cetera Advisor Networks, LLC, Cary Street Partners LLC, and Royal Alliance Associates, Inc. CIK Number 0001791420 Filed Document 0001791420-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-03-18 12:12:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Statera Capital Fund, L.P. See All Filings	D	2020-03-18 12:04:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807000 Filed Document 0001807000-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 12:04:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Joinder, LLC See All Filings	D/A	2020-03-18 12:03:17 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001781792 Filed Document 0001781792-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 12:03:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
colabel, Inc. See All Filings	D	2020-03-18 12:01:33 UTC
Amount To Be Raised $1,016,752 Associated Brokers / Dealers N/A CIK Number 0001806910 Filed Document 0001806910-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-18 12:01:33 UTC Type of Offering D Industry Other Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity