Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Malta Thrift Fund, L.P. See All Filings	D/A	2018-06-08 16:16:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515410 Filed Document 0000919574-18-004136 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:16:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
USFC Fund 9 Equity, LLC See All Filings	D	2018-06-08 16:14:20 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers Tobin & Company Securities, LLC CIK Number 0001743184 Filed Document 0001743184-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:14:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Overseas Fund, Ltd. See All Filings	D/A	2018-06-08 16:13:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DONALD A. STEINBRUGGE, UBS Financial Services Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001509622 Filed Document 0000919574-18-004134 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:13:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JMI Equity Fund IX-A, L.P. See All Filings	D	2018-06-08 16:10:25 UTC
Amount To Be Raised $1,100,000,000 Associated Brokers / Dealers N/A CIK Number 0001743092 Filed Document 0001743092-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:10:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Legion Partners Special Opportunities, L.P. I See All Filings	D/A	2018-06-08 16:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612650 Filed Document 0001612650-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:07:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Bay Energy, LP See All Filings	D/A	2018-06-08 16:07:41 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001695559 Filed Document 0001695559-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Winton Diversified Futures Fund (US) L.P. See All Filings	D/A	2018-06-08 16:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, LLC CIK Number 0001553106 Filed Document 0001553106-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:07:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Legion Partners, L.P. I See All Filings	D/A	2018-06-08 16:05:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595909 Filed Document 0001595909-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:05:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Winton Rio Grande Fund LP See All Filings	D/A	2018-06-08 15:57:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676726 Filed Document 0001388465-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 15:57:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunrise Dynamic Alpha Fund, Ltd. See All Filings	D/A	2018-06-08 15:55:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708607 Filed Document 0001708607-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 15:55:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunrise Dynamic Alpha Fund, LP See All Filings	D/A	2018-06-08 15:48:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708619 Filed Document 0001708619-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 15:48:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winton Fund Ltd See All Filings	D/A	2018-06-08 15:45:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, LLC CIK Number 0001388465 Filed Document 0001388465-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 15:45:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Mauna Kea LLC - K2 Suvretta Partners Series See All Filings	D/A	2018-06-08 15:39:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741115 Filed Document 0001741115-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 15:39:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bardy Diagnostics, Inc. See All Filings	D/A	2018-06-08 15:28:18 UTC
Amount To Be Raised $35,363,985 Associated Brokers / Dealers N/A CIK Number 0001686365 Filed Document 0001686365-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-08 15:28:18 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
DW OKLAHOMA STACK #5, LP See All Filings	D	2018-06-08 15:23:49 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001743232 Filed Document 0001743232-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 15:23:49 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Wilton Re Ltd. See All Filings	D/A	2018-06-08 15:23:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644401 Filed Document 0001644401-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 15:23:48 UTC Type of Offering D/A Industry Other Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
K2 Mauna Kea LLC - K2 Southpoint Qualified Fund Series See All Filings	D/A	2018-06-08 15:21:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741114 Filed Document 0001741114-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 15:21:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHET, LLC See All Filings	D	2018-06-08 15:03:48 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001742661 Filed Document 0001742661-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-08 15:03:48 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
K2 Mauna Kea LLC - K2 Kingdon Associates Series See All Filings	D/A	2018-06-08 15:02:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741112 Filed Document 0001741112-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 15:02:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cura Partners, LLC See All Filings	D	2018-06-08 14:59:39 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001692831 Filed Document 0001692831-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:59:39 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Canyon Laurel Co-Invest LLC See All Filings	D	2018-06-08 14:58:23 UTC
Amount To Be Raised $40,404,000,000 Associated Brokers / Dealers N/A CIK Number 0001743051 Filed Document 0001743051-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:58:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fan Label Bridge Investment LLC See All Filings	D	2018-06-08 14:55:29 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001743010 Filed Document 0001743010-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:55:29 UTC Type of Offering D Industry Business Services Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
DOCO Cantina LLC See All Filings	D	2018-06-08 14:54:30 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001742578 Filed Document 0001742578-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:54:30 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Little Bird Systems LLC See All Filings	D	2018-06-08 14:47:51 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001706049 Filed Document 0001706049-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:47:51 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Aureus Energy Services Inc. See All Filings	D	2018-06-08 14:47:25 UTC
Amount To Be Raised $2,404,779 Associated Brokers / Dealers Peters & Co. Limited CIK Number 0001742949 Filed Document 0001140361-18-027850 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:47:25 UTC Type of Offering D Industry Other Energy Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
K2 Mauna Kea LLC - K2 Jet Capital Concentrated Fund Series See All Filings	D/A	2018-06-08 14:46:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741104 Filed Document 0001741104-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:46:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LeagueApps, Inc. See All Filings	D	2018-06-08 14:42:25 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001651478 Filed Document 0001651478-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:42:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Navinata Health, Inc. See All Filings	D	2018-06-08 14:37:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740274 Filed Document 0001740274-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:37:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Man AHL Matador LLC See All Filings	D/A	2018-06-08 14:36:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001676626 Filed Document 0001676626-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:36:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LongPoint Minerals II, LLC See All Filings	D/A	2018-06-08 14:34:28 UTC
Amount To Be Raised $801,950,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001724526 Filed Document 0001724526-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:34:28 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sibling Insiders Fund II L.P. See All Filings	D	2018-06-08 14:34:21 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001742552 Filed Document 0001742552-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:34:21 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
591 N Union Funding L.P. See All Filings	D	2018-06-08 14:32:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001743096 Filed Document 0001013594-18-000380 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:32:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Credijusto Ltd. See All Filings	D	2018-06-08 14:31:19 UTC
Amount To Be Raised $9,999,998 Associated Brokers / Dealers N/A CIK Number 0001742740 Filed Document 0001742740-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:31:19 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
nPhase, Inc. See All Filings	D	2018-06-08 14:28:00 UTC
Amount To Be Raised $1,577,992 Associated Brokers / Dealers Cypress Partners, LLC CIK Number 0001662695 Filed Document 0001738994-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:28:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FP Permian Holdings, LLC See All Filings	D	2018-06-08 14:24:46 UTC
Amount To Be Raised $16,800,000 Associated Brokers / Dealers N/A CIK Number 0001742749 Filed Document 0001742749-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:24:46 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SCGIF II-DESPLAINES, LLC See All Filings	D/A	2018-06-08 14:24:24 UTC
Amount To Be Raised $4,843,766 Associated Brokers / Dealers SHOPOFF SECURITIES, INC. and CROWN CAPITAL SECURITIES, L.P. CIK Number 0001710019 Filed Document 0001710019-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:24:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Money Is Like Manure Ltd Liability Co See All Filings	D	2018-06-08 14:22:41 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001743114 Filed Document 0001743114-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:22:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Europe Fund V, SCSp See All Filings	D	2018-06-08 14:21:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bain Capital Distributors, LLC CIK Number 0001742446 Filed Document 0001742721-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:21:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Russ' Century Farm LLC See All Filings	D	2018-06-08 14:20:26 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001742346 Filed Document 0001742346-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:20:26 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carapace Buffered Equity Fund Series - 1, a series of Carapace Funds, LLC See All Filings	D	2018-06-08 14:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721339 Filed Document 0001140361-18-027838 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:18:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
EB5 Capital - Jobs Fund 25, LLC See All Filings	D	2018-06-08 14:18:41 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001742963 Filed Document 0001742963-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:18:41 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Minaurum Gold Inc. See All Filings	D	2018-06-08 14:18:34 UTC
Amount To Be Raised $205,408 Associated Brokers / Dealers Haywood Securities Inc. CIK Number 0001743046 Filed Document 0001140361-18-027837 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:18:34 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Broadcrest, LP See All Filings	D/A	2018-06-08 14:13:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705589 Filed Document 0001705589-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:13:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonnedix Espana Finance 2 S.A.U. See All Filings	D	2018-06-08 14:10:27 UTC
Amount To Be Raised $41,535,000 Associated Brokers / Dealers NONE CIK Number 0001742663 Filed Document 0001144204-18-033474 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:10:27 UTC Type of Offering D Industry Other Energy Principal Place of Business SPAIN Revenue or Assets Decline to Disclose Type of Security Debt
DW EOG Kraken Whiting Bakken #1, LP See All Filings	D	2018-06-08 14:07:31 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001742948 Filed Document 0001742948-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:07:31 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MCM Sebela Holdings III, LP - Series C See All Filings	D	2018-06-08 14:06:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742849 Filed Document 0001742849-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:06:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
HarbourVest Adelaide Feeder L.P. See All Filings	D	2018-06-08 14:05:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743133 Filed Document 0001743133-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:05:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wingman Corp. See All Filings	D	2018-06-08 14:04:38 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001742764 Filed Document 0001742764-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 14:04:38 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
HarbourVest Adelaide L.P. See All Filings	D	2018-06-08 13:59:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743134 Filed Document 0001743134-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 13:59:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Simple Rules Co See All Filings	D/A	2018-06-08 13:58:54 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001740682 Filed Document 0001740682-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-08 13:58:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other