Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Abbey Capital Daily Futures Fund Ltd See All Filings	D/A	2020-03-27 09:17:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001603607 Filed Document 0001603607-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 09:17:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
FACE X, LLC See All Filings	D	2020-03-27 09:15:09 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001807870 Filed Document 0001807870-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-27 09:15:09 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
SP Sourcegraph Coinvest, LLC See All Filings	D	2020-03-27 08:30:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807802 Filed Document 0001567619-20-007070 Exclusions or Exemptions 506b Accepted Date 2020-03-27 08:30:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Future Innovation Fund LP See All Filings	D	2020-03-27 07:35:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001803776 Filed Document 0001213900-20-007574 Exclusions or Exemptions 506b Accepted Date 2020-03-27 07:35:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capstone Dispersion Fund (US) LP See All Filings	D/A	2020-03-27 06:16:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771954 Filed Document 0000902664-20-001650 Exclusions or Exemptions 506b Accepted Date 2020-03-27 06:16:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Richmond Global Compass Capital, LP See All Filings	D/A	2020-03-27 06:10:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735609 Filed Document 0000902664-20-001649 Exclusions or Exemptions 506b Accepted Date 2020-03-27 06:10:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLL Health Sciences Fund LLC See All Filings	D/A	2020-03-26 21:57:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690008 Filed Document 0001690008-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 21:57:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
GLL Health Sciences Fund Ltd See All Filings	D/A	2020-03-26 21:36:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694196 Filed Document 0001694196-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 21:36:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Delsure Health Insurance Inc. See All Filings	C/A	2020-03-26 20:50:41 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001767003 Filed Document 0001670254-20-000213 Accepted Date 2020-03-26 20:50:41 UTC Type of Offering C/A Security Offered Amount 32,000 Security Offered Type Other State DELAWARE
Carlyle SPV 2020-03, Series of Assure Labs 2020, LLC See All Filings	D	2020-03-26 20:37:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001805344 Filed Document 0001805344-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 20:37:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRSEF Feeder, S.C.Sp See All Filings	D/A	2020-03-26 20:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792383 Filed Document 0001792383-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-26 20:34:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Renewable & Sustainable Energy Fund - EU, S.C.Sp See All Filings	D/A	2020-03-26 20:29:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792362 Filed Document 0001792362-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-26 20:29:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Renewable & Sustainable Energy Fund, S.C.Sp See All Filings	D/A	2020-03-26 20:26:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792361 Filed Document 0001792361-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-26 20:26:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AC 530 Offshore Fund, Ltd. See All Filings	D	2020-03-26 20:15:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807769 Filed Document 0001315863-20-000307 Exclusions or Exemptions 506b Accepted Date 2020-03-26 20:15:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
West Fork Whiskey Co. See All Filings	D/A	2020-03-26 20:08:48 UTC
Amount To Be Raised $446,216 Associated Brokers / Dealers N/A CIK Number 0001699584 Filed Document 0001699584-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-26 20:08:48 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Virtu Qualified Opportunity Fund, LP See All Filings	D/A	2020-03-26 20:00:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771513 Filed Document 0001771513-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 20:00:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TENAX THERAPEUTICS, INC. See All Filings	D	2020-03-26 19:55:56 UTC
Amount To Be Raised $317,167 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0000034956 Filed Document 0001654954-20-003352 Exclusions or Exemptions 506b Accepted Date 2020-03-26 19:55:56 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Jetoptera, Inc. See All Filings	C/A	2020-03-26 19:06:28 UTC
Financial Interest The intermediary will receive a number of Crowd Notes of the issuer that is equal to two percent (2%) of the total number of Crowd Notes sold by the issuer in the Offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $1,070,000 CIK Number 0001708246 Filed Document 0001708246-20-000004 Accepted Date 2020-03-26 19:06:28 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State WASHINGTON
Founders Fund Growth Principals Fund, LP See All Filings	D	2020-03-26 18:59:13 UTC
Amount To Be Raised $101,540,000 Associated Brokers / Dealers N/A CIK Number 0001806856 Filed Document 0001806856-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 18:59:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OA Digital Fund LP See All Filings	D	2020-03-26 18:44:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807764 Filed Document 0001807764-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 18:44:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Goldcrest Capital Sourcegraph-B SPV, LLC See All Filings	D	2020-03-26 18:43:35 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001806991 Filed Document 0001806991-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 18:43:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SunState Laboratories, Inc. See All Filings	C/A	2020-03-26 18:38:17 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,069,997 CIK Number 0001800204 Filed Document 0001670254-20-000209 Accepted Date 2020-03-26 18:38:17 UTC Type of Offering C/A Security Offered Amount 30,770 Security Offered Type Preferred Stock State COLORADO
ACORN BIOVENTURES, L.P. See All Filings	D/A	2020-03-26 18:37:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766853 Filed Document 0001766853-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 18:37:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SunState Laboratories, Inc. See All Filings	C/A	2020-03-26 18:21:55 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,069,997 CIK Number 0001800204 Filed Document 0001670254-20-000208 Accepted Date 2020-03-26 18:21:55 UTC Type of Offering C/A Security Offered Amount 30,770 Security Offered Type Preferred Stock State COLORADO
ADvantage, L.P See All Filings	D/A	2020-03-26 18:14:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807250 Filed Document 0001807250-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-26 18:14:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Mendon Global Long/Short Financial QP Offshore Fund Ltd See All Filings	D/A	2020-03-26 18:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735511 Filed Document 0001735511-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 18:05:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genius Juice, LLC See All Filings	C/A	2020-03-26 18:03:41 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001796106 Filed Document 0001670254-20-000205 Accepted Date 2020-03-26 18:03:41 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Crepuscular Acquisition Corp See All Filings	D	2020-03-26 18:00:01 UTC
Amount To Be Raised $2,499,998 Associated Brokers / Dealers N/A CIK Number 0001807608 Filed Document 0001231919-20-000017 Exclusions or Exemptions 506b Accepted Date 2020-03-26 18:00:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Enhanced 500 Fund, LP See All Filings	D/A	2020-03-26 17:49:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772303 Filed Document 0001772303-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:49:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brush Creek Partners, LP See All Filings	D	2020-03-26 17:48:36 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001803404 Filed Document 0001803404-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:48:36 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lumint Corp See All Filings	D	2020-03-26 17:46:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001676201 Filed Document 0001676201-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:46:09 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SkyHi Travel, Inc. See All Filings	D	2020-03-26 17:35:23 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001783004 Filed Document 0001783004-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:35:23 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Nurix Therapeutics, Inc. See All Filings	D	2020-03-26 17:29:58 UTC
Amount To Be Raised $120,249,972 Associated Brokers / Dealers N/A CIK Number 0001549595 Filed Document 0001549595-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:29:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Man Numeric Long Term Alpha LP See All Filings	D	2020-03-26 17:23:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807364 Filed Document 0001807364-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:23:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logica Absolute Return Fund LP See All Filings	D	2020-03-26 17:23:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558351 Filed Document 0001558351-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:23:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GHD Holdings U.S. LLC See All Filings	D	2020-03-26 17:23:14 UTC
Amount To Be Raised $25,134,933 Associated Brokers / Dealers N/A CIK Number 0001807763 Filed Document 0001209191-20-021287 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:23:14 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
venBio Global Strategic Fund III, L.P. See All Filings	D/A	2020-03-26 17:22:09 UTC
Amount To Be Raised $386,055,000 Associated Brokers / Dealers Far Hills Group LLC and BA Securities, LLC CIK Number 0001739920 Filed Document 0001012975-20-000335 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:22:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCVII Co-Invest, LLC - Resilia Series See All Filings	D	2020-03-26 17:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807857 Filed Document 0001807857-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:22:09 UTC Type of Offering D Industry Investing Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
GT G Distressed Fund 2020 LP See All Filings	D	2020-03-26 17:20:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807704 Filed Document 0001315863-20-000305 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:20:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KKR Asian Fund IV SCSp See All Filings	D	2020-03-26 17:19:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Altegris Investments, LLC, OCP Fund Management Inc., OCP Fund Management LP, J.P. Morgan Securities LLC, UBS Financial Services Inc., Eugene Investment & Securities Co., Ltd., Korea Investment & Securities Co., Ltd., Lyntone Capital Advisors Ltd., Picton S.A., NH Investment & Securities Co., Ltd., Samsung Securities Co., Ltd., and Sumitomo Mitsui Banking Corporation CIK Number 0001807658 Filed Document 0001807658-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:19:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ampersand 2020 Limited Partnership See All Filings	D	2020-03-26 17:18:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806621 Filed Document 0001806621-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:18:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spinlectrix, Inc. See All Filings	D/A	2020-03-26 17:18:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001525823 Filed Document 0001525823-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:18:31 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Equa, Inc./CO See All Filings	D/A	2020-03-26 17:18:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785409 Filed Document 0001785409-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-26 17:18:12 UTC Type of Offering D/A Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SENIOR LIVING FUND 6 USA, LLC, a Nevada Ltd liability Co See All Filings	D	2020-03-26 17:17:49 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001805767 Filed Document 0001805767-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-26 17:17:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WESTERN ASSET US LONG DURATION, L.L.C. See All Filings	D/A	2020-03-26 17:16:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001346295 Filed Document 0001346295-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:16:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset US Intermediate Plus, L.L.C. See All Filings	D/A	2020-03-26 17:14:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001385110 Filed Document 0001385110-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:14:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset US Core Plus, L.L.C. See All Filings	D/A	2020-03-26 17:13:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001330459 Filed Document 0001330459-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:13:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset US Core Bond, Ltd. See All Filings	D/A	2020-03-26 17:12:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001710389 Filed Document 0001710389-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:12:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET TOTAL RETURN UNCONSTRAINED (TRU) BOND, L.L.C. See All Filings	D/A	2020-03-26 17:10:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001298307 Filed Document 0001298307-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:10:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Structured Product Opportunities Fund, L.L.C. See All Filings	D/A	2020-03-26 17:08:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001643524 Filed Document 0001643524-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-26 17:08:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund