Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
COURAGE MUSIC ROYALTY FUND, L.P. See All Filings	D/A	2018-06-14 15:27:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVONDALE PARTNERS, LLC CIK Number 0001729966 Filed Document 0000919574-18-004243 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:27:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
AG Energy Credit Opportunities Holdings, L.P. See All Filings	D/A	2018-06-14 15:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001640919 Filed Document 0001640919-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:27:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Energy Credit Opportunities Fund, L.P. See All Filings	D/A	2018-06-14 15:16:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001640920 Filed Document 0001640920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:16:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Craig Dielman Flex Holdings, LLC See All Filings	D	2018-06-14 15:14:23 UTC
Amount To Be Raised $3,032,000 Associated Brokers / Dealers N/A CIK Number 0001743249 Filed Document 0001743249-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:14:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tresser Partners, L.P. See All Filings	D	2018-06-14 15:06:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478048 Filed Document 0001478048-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:06:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rapid Oxygen Co See All Filings	D	2018-06-14 15:06:18 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers NOBLE CAPITAL MARKETS, INC. CIK Number 0001739420 Filed Document 0001739420-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:06:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SanSal Wellness Holdings, Inc. See All Filings	D	2018-06-14 15:04:49 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001669400 Filed Document 0001669400-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:04:49 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Centurium Capital Partners 2018, L.P. See All Filings	D	2018-06-14 14:55:45 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001740904 Filed Document 0001740904-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:55:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sather Agriculture LP See All Filings	D/A	2018-06-14 14:53:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468145 Filed Document 0001468145-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:53:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Dog Parker, Inc. See All Filings	D/A	2018-06-14 14:45:19 UTC
Amount To Be Raised $2,555,416 Associated Brokers / Dealers N/A CIK Number 0001694711 Filed Document 0001231919-18-000037 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:45:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KI AMELIA INVESTORS, LLC See All Filings	D	2018-06-14 14:36:34 UTC
Amount To Be Raised $7,110,000 Associated Brokers / Dealers N/A CIK Number 0001743561 Filed Document 0001743561-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:36:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Penum8ra \| LLC See All Filings	D	2018-06-14 14:34:48 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001743332 Filed Document 0001743332-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:34:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CRU International Designs, LLC See All Filings	D	2018-06-14 14:32:07 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001743567 Filed Document 0001743567-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:32:07 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
NREA Meritage, DST See All Filings	D	2018-06-14 14:15:58 UTC
Amount To Be Raised $21,213,382 Associated Brokers / Dealers Highland Capital Funds Distributor, Inc, Edward Fernandez, Corbin S. Thomas, and Patrick T Shea CIK Number 0001738976 Filed Document 0001738976-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:15:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ORTHOGRID SYSTEMS HOLDINGS, LLC See All Filings	D	2018-06-14 14:13:47 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001685966 Filed Document 0001685966-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:13:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO CLO Opportunities Onshore Feeder, L.P. See All Filings	D	2018-06-14 14:09:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO Investments LLC CIK Number 0001743219 Filed Document 0001140361-18-028557 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:09:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO CLO Opportunities Offshore Feeder, L.P. See All Filings	D	2018-06-14 14:07:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO Investments LLC and Compass Group Global Advisors S.A. CIK Number 0001743218 Filed Document 0001140361-18-028555 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:07:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cranbrook Forest, LLC See All Filings	D	2018-06-14 14:05:37 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001743362 Filed Document 0001743362-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:05:37 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mikaila & the Bees, LLC See All Filings	D	2018-06-14 14:01:16 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers N/A CIK Number 0001691380 Filed Document 0001691380-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:01:16 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ADIAL PHARMACEUTICALS, INC. See All Filings	D	2018-06-14 13:44:45 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001513525 Filed Document 0001213900-18-007639 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:44:45 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Collective Parks-City MHC See All Filings	D	2018-06-14 13:41:40 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001743236 Filed Document 0001743236-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:41:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Grasshopper Capital Fund I LP See All Filings	D/A	2018-06-14 13:33:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709594 Filed Document 0001709594-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:33:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TenantBase, Inc. See All Filings	D/A	2018-06-14 13:26:01 UTC
Amount To Be Raised $10,150,673 Associated Brokers / Dealers N/A CIK Number 0001660214 Filed Document 0001660214-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:26:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PBK Crypto Fund I LP See All Filings	D	2018-06-14 13:24:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742908 Filed Document 0001742908-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:24:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCF-IX Management Partners, L.P. See All Filings	D	2018-06-14 13:23:31 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001741293 Filed Document 0001741296-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:23:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATH ASSET INVESTMENT LLC See All Filings	D	2018-06-14 13:23:11 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001743643 Filed Document 0001743643-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:23:11 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mindstrong, Inc. See All Filings	D	2018-06-14 13:22:41 UTC
Amount To Be Raised $12,366,810 Associated Brokers / Dealers N/A CIK Number 0001699867 Filed Document 0001699867-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:22:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cantos Ventures II, LP See All Filings	D	2018-06-14 13:19:03 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001742702 Filed Document 0001742702-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:19:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOCA Football, Inc. See All Filings	D	2018-06-14 13:11:00 UTC
Amount To Be Raised $5,000,550 Associated Brokers / Dealers Portico Capital Securities, LLC CIK Number 0001675690 Filed Document 0001675690-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:11:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BroadwAI LLC See All Filings	D	2018-06-14 13:07:50 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001742091 Filed Document 0001742091-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:07:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCF-IX G.P., Limited Partnership See All Filings	D	2018-06-14 13:01:32 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001741296 Filed Document 0001741296-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:01:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2018-06-14 12:56:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001381355 Filed Document 0001381355-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 12:56:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moose Hill Fund I, L.P. See All Filings	D/A	2018-06-14 12:48:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668445 Filed Document 0001668445-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 12:48:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
University of Phoenix, Inc. See All Filings	D	2018-06-14 12:47:27 UTC
Amount To Be Raised $385,000 Associated Brokers / Dealers N/A CIK Number 0001710794 Filed Document 0000950142-18-001383 Exclusions or Exemptions 506b Accepted Date 2018-06-14 12:47:27 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Madison Realty Capital Equity Fund I LP See All Filings	D/A	2018-06-14 12:45:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Finance International LLP CIK Number 0001665426 Filed Document 0001665426-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 12:45:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KEEN ONYX FUND II LP See All Filings	D/A	2018-06-14 12:44:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAPFINANCIAL SECURITIES, LLC., CAPFINANCIAL SECURITIES, LLC., and CAPFINANCIAL SECURITIES, LLC. CIK Number 0001671677 Filed Document 0000919574-18-004239 Exclusions or Exemptions 506b Accepted Date 2018-06-14 12:44:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SR Van Alstyne Fund, LLC See All Filings	D	2018-06-14 12:43:12 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers N/A CIK Number 0001743671 Filed Document 0001743671-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 12:43:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GREEN MOUNTAIN DEBT HOLDINGS, LLC See All Filings	D/A	2018-06-14 12:23:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SUNBELT SECURITIES, INC. CIK Number 0001736787 Filed Document 0000913849-18-000303 Exclusions or Exemptions 506b Accepted Date 2018-06-14 12:23:15 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor / Kingdon Global Long-Short Equity Fund See All Filings	D	2018-06-14 12:22:27 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001743421 Filed Document 0001743421-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 12:22:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
ANTERO DEBT HOLDINGS, LLC See All Filings	D/A	2018-06-14 12:22:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SUNBELT SECURITIES, INC. CIK Number 0001736820 Filed Document 0000913849-18-000302 Exclusions or Exemptions 506b Accepted Date 2018-06-14 12:22:13 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Arcus Lending, Inc. See All Filings	D	2018-06-14 12:14:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742718 Filed Document 0001742718-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 12:14:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ETXEA HOSPITALITY LLC See All Filings	D	2018-06-14 11:56:31 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001741193 Filed Document 0001741194-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 11:56:31 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Acutus Medical, Inc. See All Filings	D	2018-06-14 11:54:07 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001522860 Filed Document 0001522860-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 11:54:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Hedge Fund Select: Macquarie Global Alpha Ltd See All Filings	D/A	2018-06-14 11:51:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. LLC CIK Number 0001708923 Filed Document 0001743534-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-14 11:51:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alert Holding Company, Inc. See All Filings	D/A	2018-06-14 11:51:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643449 Filed Document 0000899140-18-000390 Exclusions or Exemptions 506b Accepted Date 2018-06-14 11:51:04 UTC Type of Offering D/A Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
MedVet Associates, LLC See All Filings	D	2018-06-14 11:50:08 UTC
Amount To Be Raised $4,930,000 Associated Brokers / Dealers N/A CIK Number 0001661361 Filed Document 0001661361-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-14 11:50:08 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Phase 5 Group, LLC See All Filings	D	2018-06-14 11:49:12 UTC
Amount To Be Raised $120,679 Associated Brokers / Dealers N/A CIK Number 0001610875 Filed Document 0001610875-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 11:49:12 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Main PA Property Holdings LLC See All Filings	D	2018-06-14 11:48:45 UTC
Amount To Be Raised $6,450,000 Associated Brokers / Dealers N/A CIK Number 0001743021 Filed Document 0001743021-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 11:48:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ETHA HOTEL LLC See All Filings	D	2018-06-14 11:47:50 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001741194 Filed Document 0001741194-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 11:47:50 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Citadel Global Fixed Income Fund Ltd. See All Filings	D/A	2018-06-14 11:41:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554423 Filed Document 0001743534-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 11:41:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund