Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Burrage Capital Healthcare Fund I, LP See All Filings	D	2020-03-27 17:11:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807882 Filed Document 0001567619-20-007121 Exclusions or Exemptions 506b Accepted Date 2020-03-27 17:11:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLL INVESTORS II, L.P. See All Filings	D/A	2020-03-27 17:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353303 Filed Document 0001353303-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 17:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Innovatus Life Sciences Lending Fund I, LP See All Filings	D/A	2020-03-27 17:05:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692825 Filed Document 0000945621-20-000119 Exclusions or Exemptions 506b Accepted Date 2020-03-27 17:05:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovatus Structured Credit Real Estate Offshore Fund I, LP See All Filings	D/A	2020-03-27 17:03:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733289 Filed Document 0000945621-20-000118 Exclusions or Exemptions 506b Accepted Date 2020-03-27 17:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovatus Structured Credit Real Estate Fund I, LP See All Filings	D/A	2020-03-27 17:00:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725660 Filed Document 0000945621-20-000117 Exclusions or Exemptions 506b Accepted Date 2020-03-27 17:00:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octane AI, Inc. See All Filings	D	2020-03-27 17:00:07 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001805951 Filed Document 0001805951-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-27 17:00:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovatus Flagship Offshore Fund I, LP See All Filings	D/A	2020-03-27 16:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669801 Filed Document 0000945621-20-000116 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:58:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GPB Scientific, Inc. See All Filings	D	2020-03-27 16:58:13 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001614077 Filed Document 0001614077-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:58:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Affinia Therapeutics Inc. See All Filings	D	2020-03-27 16:57:30 UTC
Amount To Be Raised $68,522,920 Associated Brokers / Dealers N/A CIK Number 0001792694 Filed Document 0001792694-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:57:30 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vailshire Partners, L.P. See All Filings	D/A	2020-03-27 16:56:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595214 Filed Document 0001595214-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-27 16:56:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovatus Flagship Fund I, LP See All Filings	D/A	2020-03-27 16:56:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669802 Filed Document 0000945621-20-000115 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:56:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SVN CAPITAL FUND LP See All Filings	D/A	2020-03-27 16:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807555 Filed Document 0001807555-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:52:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clear Genius Inc. See All Filings	C	2020-03-27 16:52:04 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001804004 Filed Document 0001665160-20-000276 Accepted Date 2020-03-27 16:52:04 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State CALIFORNIA
Cosmic - Aleph 1, L.P. See All Filings	D	2020-03-27 16:51:56 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001807070 Filed Document 0001807070-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:51:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLL INVESTORS, L.P. See All Filings	D/A	2020-03-27 16:51:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000935790 Filed Document 0000935790-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:51:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Global Water Farms, Inc. See All Filings	D	2020-03-27 16:46:54 UTC
Amount To Be Raised $4,922,865 Associated Brokers / Dealers N/A CIK Number 0001805487 Filed Document 0001805487-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:46:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beta10 LLC See All Filings	D	2020-03-27 16:37:49 UTC
Amount To Be Raised $2,232,000 Associated Brokers / Dealers N/A CIK Number 0001804099 Filed Document 0001797394-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:37:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENLIGHT MASTERS, L.P. See All Filings	D/A	2020-03-27 16:34:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438047 Filed Document 0001567619-20-007116 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:34:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upper90 Thrasio IV LLC See All Filings	D/A	2020-03-27 16:34:24 UTC
Amount To Be Raised $3,180,000 Associated Brokers / Dealers N/A CIK Number 0001796852 Filed Document 0001797394-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:34:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest PC Secondaries 2020 Fund L.P. See All Filings	D	2020-03-27 16:33:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807319 Filed Document 0001807319-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:33:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GREENLIGHT MASTERS QUALIFIED, L.P. See All Filings	D/A	2020-03-27 16:31:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438048 Filed Document 0001567619-20-007113 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:31:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACC Corp See All Filings	D	2020-03-27 16:30:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001807719 Filed Document 0001807719-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:30:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GREENLIGHT MASTERS OFFSHORE, LTD. See All Filings	D/A	2020-03-27 16:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438051 Filed Document 0001567619-20-007111 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:28:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Investor Club Feeder Fund 2019-H LLC See All Filings	D/A	2020-03-27 16:27:49 UTC
Amount To Be Raised $5,306,500 Associated Brokers / Dealers N/A CIK Number 0001797394 Filed Document 0001797394-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-27 16:27:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NGN Optiscan Fund II, L.P. See All Filings	D	2020-03-27 16:27:39 UTC
Amount To Be Raised $1,794,187 Associated Brokers / Dealers N/A CIK Number 0001807947 Filed Document 0001807947-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:27:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENLIGHT MASTERS OFFSHORE I, LTD. See All Filings	D/A	2020-03-27 16:25:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438052 Filed Document 0001567619-20-007109 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:25:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENLIGHT CAPITAL, L.P. See All Filings	D/A	2020-03-27 16:21:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001015370 Filed Document 0001567619-20-007107 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:21:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENLIGHT CAPITAL QUALIFIED, L.P. See All Filings	D/A	2020-03-27 16:18:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001052968 Filed Document 0001567619-20-007102 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:18:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenlight Capital Offshore, Ltd. See All Filings	D/A	2020-03-27 16:15:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358086 Filed Document 0001567619-20-007097 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:15:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Core Fixed Income Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2020-03-27 16:14:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516894 Filed Document 0001516894-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:14:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transactly, Inc. See All Filings	D	2020-03-27 16:13:21 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001807942 Filed Document 0001807942-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:13:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
GREENLIGHT CAPITAL OFFSHORE QUALIFIED, LTD. See All Filings	D/A	2020-03-27 16:10:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454696 Filed Document 0001567619-20-007091 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:10:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alva Capital Fund, LP See All Filings	D/A	2020-03-27 16:09:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alva Capital Management LLC CIK Number 0001661281 Filed Document 0001661281-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:09:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Small Cap Value (Tax-Advantaged) LLC See All Filings	D/A	2020-03-27 16:09:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516890 Filed Document 0001516890-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:09:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenlight Capital Offshore Investors, Ltd. See All Filings	D/A	2020-03-27 16:07:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489112 Filed Document 0001567619-20-007089 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:07:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rational Vaccines, Inc. See All Filings	D	2020-03-27 16:05:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001641930 Filed Document 0001641930-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:05:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Greenlight Capital Investors, LP See All Filings	D/A	2020-03-27 16:05:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489111 Filed Document 0001567619-20-007087 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:05:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agrios Global Holdings Ltd. See All Filings	D	2020-03-27 16:01:41 UTC
Amount To Be Raised $419,355 Associated Brokers / Dealers N/A CIK Number 0001729038 Filed Document 0001183740-20-000058 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:01:41 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AseptiScope, Inc. See All Filings	D	2020-03-27 16:01:04 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001732367 Filed Document 0001732367-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:01:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fan Owned Club, Inc. See All Filings	D	2020-03-27 16:00:31 UTC
Amount To Be Raised $338,629 Associated Brokers / Dealers N/A CIK Number 0001790587 Filed Document 0001790587-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:00:31 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
VETNOS LLC See All Filings	D	2020-03-27 16:00:15 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001760585 Filed Document 0001760585-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 16:00:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
International Bond Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2020-03-27 15:59:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516896 Filed Document 0001516896-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 15:59:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CO Fund I, a series of VIRTA VENTURE FUNDS, LP See All Filings	D	2020-03-27 15:56:42 UTC
Amount To Be Raised $49,997 Associated Brokers / Dealers N/A CIK Number 0001807911 Filed Document 0001807911-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-27 15:56:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Yield Bond Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2020-03-27 15:56:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Well Fargo Funds Distributor, LLC CIK Number 0001516889 Filed Document 0001516889-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 15:56:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steel Canyon Partners L P See All Filings	D/A	2020-03-27 15:54:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378675 Filed Document 0001601886-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-27 15:54:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matthews Asia Institutional Funds, LLC - Japan Opportunities Series See All Filings	D/A	2020-03-27 15:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740059 Filed Document 0000945621-20-000114 Exclusions or Exemptions 506b Accepted Date 2020-03-27 15:54:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrightForge Technologies SFR Generations Fund LP See All Filings	D/A	2020-03-27 15:53:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733711 Filed Document 0001733711-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 15:53:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLLABORATIVE CAPITAL, LLC See All Filings	D/A	2020-03-27 15:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112957 Filed Document 0001112957-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 15:52:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Tactical Asset Allocation Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2020-03-27 15:51:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516895 Filed Document 0001516895-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-27 15:51:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matthews Asia Institutional Funds, LLC - China A Share Series See All Filings	D/A	2020-03-27 15:51:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735963 Filed Document 0000945621-20-000113 Exclusions or Exemptions 506b Accepted Date 2020-03-27 15:51:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund