Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Grom Social Enterprises, Inc. See All Filings	D	2020-03-31 14:36:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001662574 Filed Document 0001683168-20-001039 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:36:52 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Grom Social Enterprises, Inc. See All Filings	D	2020-03-31 14:36:25 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers N/A CIK Number 0001662574 Filed Document 0001683168-20-001038 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:36:25 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AQBGWS, Inc. See All Filings	D	2020-03-31 14:33:39 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001787330 Filed Document 0001787330-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:33:39 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Black Hills Lenders II, LLC See All Filings	D	2020-03-31 14:29:59 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001807819 Filed Document 0001807819-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:29:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SEIDLER EQUITY PARTNERS VII, L.P. See All Filings	D/A	2020-03-31 14:28:35 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers N/A CIK Number 0001807402 Filed Document 0001807402-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:28:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Ventures, LLC See All Filings	D/A	2020-03-31 14:27:29 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001736238 Filed Document 0001209191-20-021773 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:27:29 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Palo Alto PE Fund, L.P. See All Filings	D/A	2020-03-31 14:24:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646459 Filed Document 0000935836-20-000237 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:24:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lagunita, Ltd. See All Filings	D/A	2020-03-31 14:21:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC CIK Number 0001605896 Filed Document 0000935836-20-000236 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:21:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lagunita, LP See All Filings	D/A	2020-03-31 14:18:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC CIK Number 0001612446 Filed Document 0000935836-20-000235 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:18:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P. See All Filings	D	2020-03-31 14:16:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC, CITIGROUP GLOBAL MARKETS INC., CITI PRIVATE ADVISORY, LLC, and COMPASS GROUP GLOBAL ADVISORS S.A. CIK Number 0001806349 Filed Document 0001806349-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:16:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIPALO VENTURES FUND I, LP See All Filings	D	2020-03-31 14:13:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807889 Filed Document 0001807889-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:13:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Group RMC Master Co-Invest Parallel, L.P. See All Filings	D	2020-03-31 14:13:05 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001793523 Filed Document 0001793523-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:13:05 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palo Alto Advanced Life Sciences Offshore Fund, Ltd. See All Filings	D/A	2020-03-31 14:11:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001636553 Filed Document 0000935836-20-000234 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:11:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SEIDLER EQUITY PARTNERS VII, L.P. See All Filings	D	2020-03-31 14:11:20 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers N/A CIK Number 0001807402 Filed Document 0001807402-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:11:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Group RMC Master Co-Invest Blocker, L.P. See All Filings	D	2020-03-31 14:10:49 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001803363 Filed Document 0001803363-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:10:49 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Group RMC Master Co-Invest Parallel Blocker, L.P. See All Filings	D	2020-03-31 14:09:18 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001803364 Filed Document 0001803364-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:09:18 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palo Alto Advanced Life Sciences Fund, L.P. See All Filings	D/A	2020-03-31 14:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001503176 Filed Document 0000935836-20-000233 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:08:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Group RMC Master Co-Invest, L.P. See All Filings	D	2020-03-31 14:07:44 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001793430 Filed Document 0001793430-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:07:44 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palo Alto Korea Fund, L.P. See All Filings	D/A	2020-03-31 14:05:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC CIK Number 0001488265 Filed Document 0000935836-20-000232 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:05:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Corporate Opportunities Fund III TE Feeder, L.P. See All Filings	D	2020-03-31 14:04:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001806288 Filed Document 0001806288-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:04:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNOVAPREP INC. See All Filings	D	2020-03-31 14:04:36 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001753878 Filed Document 0001753878-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:04:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PALO ALTO HEALTHCARE OFFSHORE II LTD See All Filings	D/A	2020-03-31 14:02:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001430918 Filed Document 0000935836-20-000231 Exclusions or Exemptions 506b Accepted Date 2020-03-31 14:02:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PALO ALTO HEALTHCARE FUND II L P See All Filings	D/A	2020-03-31 13:59:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001366743 Filed Document 0000935836-20-000230 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:59:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prolifiq Software Inc See All Filings	D	2020-03-31 13:55:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001144865 Filed Document 0001144865-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:55:48 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
PALO ALTO HEALTHCARE OFFSHORE LTD See All Filings	D/A	2020-03-31 13:55:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001372021 Filed Document 0000935836-20-000229 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:55:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PALO ALTO HEALTHCARE FUND LP See All Filings	D/A	2020-03-31 13:49:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001138165 Filed Document 0000935836-20-000228 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:49:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P. See All Filings	D	2020-03-31 13:46:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001806306 Filed Document 0001806306-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:46:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signglasses, LLC See All Filings	D	2020-03-31 13:45:31 UTC
Amount To Be Raised $1,176,185 Associated Brokers / Dealers N/A CIK Number 0001735206 Filed Document 0001735206-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:45:31 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
MICRO CAP PARTNERS L P See All Filings	D/A	2020-03-31 13:44:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC CIK Number 0000941712 Filed Document 0000935836-20-000227 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:44:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novuson Surgical, Inc. See All Filings	D	2020-03-31 13:43:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001655934 Filed Document 0001591408-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:43:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sitka Gold Corp. See All Filings	D	2020-03-31 13:41:34 UTC
Amount To Be Raised $85,221 Associated Brokers / Dealers N/A CIK Number 0001747657 Filed Document 0001567619-20-007215 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:41:34 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus 20 RM USTE Feeder, L.P. See All Filings	D	2020-03-31 13:41:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802811 Filed Document 0000905718-20-000344 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:41:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus 20 RM Fund, L.P. See All Filings	D	2020-03-31 13:40:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802787 Filed Document 0000905718-20-000342 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:40:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snip Internet, LLC See All Filings	D	2020-03-31 13:39:10 UTC
Amount To Be Raised $7,775,523 Associated Brokers / Dealers N/A CIK Number 0001808143 Filed Document 0001808143-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:39:10 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Vand Labs Inc. See All Filings	C	2020-03-31 13:18:42 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001807937 Filed Document 0001665160-20-000285 Accepted Date 2020-03-31 13:18:42 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State NEW YORK
Strategic Rivermont OZ Fund, LLC See All Filings	D/A	2020-03-31 13:12:33 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. CIK Number 0001773682 Filed Document 0001773682-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-03-31 13:12:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Power Innovation Fund, L.P. See All Filings	D	2020-03-31 13:06:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807840 Filed Document 0001807840-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:06:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRK Investment Partners LP See All Filings	D	2020-03-31 13:05:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807088 Filed Document 0001807088-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:05:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINESENSE TECHNOLOGIES LTD. See All Filings	D	2020-03-31 13:02:06 UTC
Amount To Be Raised $7,537,708 Associated Brokers / Dealers N/A CIK Number 0001571702 Filed Document 0001567619-20-007210 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:02:06 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Opportunity Zone Fund, LLC See All Filings	D/A	2020-03-31 13:01:47 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. CIK Number 0001773677 Filed Document 0001773677-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-03-31 13:01:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Rivonia Road Fund LP See All Filings	D/A	2020-03-31 12:59:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735838 Filed Document 0001735838-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:59:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skopos Labs, Inc. See All Filings	D/A	2020-03-31 12:48:08 UTC
Amount To Be Raised $4,104,679 Associated Brokers / Dealers N/A CIK Number 0001795705 Filed Document 0001795705-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:48:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Currency Tracking Technologies LLC See All Filings	C/A	2020-03-31 12:47:17 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001689361 Filed Document 0001665160-20-000283 Accepted Date 2020-03-31 12:47:17 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State FLORIDA
Joule Assets, Inc. See All Filings	D	2020-03-31 12:46:40 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001593466 Filed Document 0001593466-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:46:40 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
4227 Sungate LLC See All Filings	D	2020-03-31 12:36:28 UTC
Amount To Be Raised $1,775,000 Associated Brokers / Dealers N/A CIK Number 0001808128 Filed Document 0001808128-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:36:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Yellow Mountain Capital Partners, LP See All Filings	D/A	2020-03-31 12:32:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694035 Filed Document 0001694035-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:32:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kalkriese Capital Partners, LP See All Filings	D/A	2020-03-31 12:23:15 UTC
Amount To Be Raised $145,000,000 Associated Brokers / Dealers N/A CIK Number 0001732750 Filed Document 0001732750-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:23:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Integrity Mobility Autonomous Air, L.P. See All Filings	D	2020-03-31 12:22:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001806554 Filed Document 0001806554-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:22:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angel Physicians Fund, LLC See All Filings	D	2020-03-31 12:20:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001807895 Filed Document 0001807895-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:20:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
ICG Access Fund, LLC See All Filings	D/A	2020-03-31 12:04:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513370 Filed Document 0001513370-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:04:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund