|
|
D |
2020-04-02 15:28:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001808324
- Filed Document
- 0001808324-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 15:28:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
AllianzGI Structured Alpha Multi-Beta Series LLC I - US Long Credit Series
See All Filings
|
D/A |
2020-04-02 15:25:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671558
- Filed Document
- 0001671558-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 15:25:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-02 15:25:49 UTC |
- Amount To Be Raised
- $158,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001808401
- Filed Document
- 0001808401-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 15:25:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-02 15:25:44 UTC |
- Amount To Be Raised
- $83,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001808400
- Filed Document
- 0001808400-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 15:25:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-02 15:21:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597106
- Filed Document
- 0001597106-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 15:21:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-02 15:19:35 UTC |
- Amount To Be Raised
- $5,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001808379
- Filed Document
- 0001445866-20-000319
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 15:19:35 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2020-04-02 15:19:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768168
- Filed Document
- 0001768168-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 15:19:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
AllianzGI Structured Alpha Multi-Beta Series LLC I - US Fixed Income Series
See All Filings
|
D/A |
2020-04-02 15:17:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671565
- Filed Document
- 0001671565-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 15:17:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-02 15:17:04 UTC |
- Amount To Be Raised
- $230,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807195
- Filed Document
- 0001567619-20-007395
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 15:17:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-02 15:14:48 UTC |
- Amount To Be Raised
- $7,999,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001356899
- Filed Document
- 0001356899-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 15:14:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
KKR Real Estate Credit Opportunity Partners II (Offshore) L.P.
See All Filings
|
D/A |
2020-04-02 14:59:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Samsung Securities Co., Ltd.
- CIK Number
- 0001768167
- Filed Document
- 0001768167-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 14:59:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-02 14:58:55 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001805885
- Filed Document
- 0001805885-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 14:58:55 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-02 14:53:03 UTC |
- Amount To Be Raised
- $10,542
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001367522
- Filed Document
- 0001446933-20-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 14:53:03 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2020-04-02 14:52:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001807318
- Filed Document
- 0001807318-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 14:52:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-02 14:46:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547097
- Filed Document
- 0001547097-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 14:46:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-02 14:40:43 UTC |
- Amount To Be Raised
- $182,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001808371
- Filed Document
- 0001808371-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 14:40:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-02 14:40:30 UTC |
- Amount To Be Raised
- $190,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769849
- Filed Document
- 0001769849-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 14:40:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-02 14:37:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768169
- Filed Document
- 0001803384-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 14:37:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-02 14:36:34 UTC |
- Amount To Be Raised
- $12,202,934
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574348
- Filed Document
- 0001574348-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 14:36:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-02 14:32:16 UTC |
- Amount To Be Raised
- $3,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001806354
- Filed Document
- 0001806354-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 14:32:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-02 14:29:19 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- Tom Neeser
- CIK Number
- 0001792268
- Filed Document
- 0001792268-20-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-04-02 14:29:19 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
Point Olema Diversifying Assets - Private Investments Portfolio, L.P.
See All Filings
|
D |
2020-04-02 14:27:22 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807890
- Filed Document
- 0001807890-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 14:27:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-02 14:25:46 UTC |
- Amount To Be Raised
- $90,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001808369
- Filed Document
- 0001808369-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 14:25:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
AllianzGI Structured Alpha Multi-Beta Series LLC I - US Large Cap Series
See All Filings
|
D/A |
2020-04-02 14:13:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671563
- Filed Document
- 0001671563-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 14:13:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
AllianzGI Structured Alpha Multi-Beta Series LLC I - International Equity Series
See All Filings
|
D/A |
2020-04-02 13:56:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671566
- Filed Document
- 0001671566-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 13:56:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-02 13:51:34 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001808350
- Filed Document
- 0001808350-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 13:51:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2020-04-02 13:50:13 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573780
- Filed Document
- 0001573780-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 13:50:13 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2020-04-02 13:45:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735052
- Filed Document
- 0001013594-20-000354
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 13:45:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-02 13:39:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736629
- Filed Document
- 0001736629-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 13:39:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- AUSTRALIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-02 13:35:31 UTC |
- Amount To Be Raised
- $5,150,000
- Associated Brokers / Dealers
- Tom Neeser and Ken Greene
- CIK Number
- 0001796149
- Filed Document
- 0001796149-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 13:35:31 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2020-04-02 13:30:57 UTC |
- Amount To Be Raised
- $10,625,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001801110
- Filed Document
- 0001642247-20-000030
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 13:30:57 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-02 13:27:04 UTC |
- Amount To Be Raised
- $36,018,634
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581903
- Filed Document
- 0001581903-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 13:27:04 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
AllianzGI Structured Alpha Multi-Beta Series LLC I - US Small Cap Series
See All Filings
|
D/A |
2020-04-02 13:23:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671556
- Filed Document
- 0001671556-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 13:23:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-02 13:12:55 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784491
- Filed Document
- 0000950138-20-000190
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 13:12:55 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-02 12:57:35 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770268
- Filed Document
- 0001770268-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 12:57:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-02 12:45:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515413
- Filed Document
- 0001315863-20-000319
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 12:45:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-02 12:33:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515412
- Filed Document
- 0001315863-20-000318
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 12:33:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-02 12:32:04 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001805794
- Filed Document
- 0001805794-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 12:32:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-02 12:28:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stifel, Nicolaus & Company, Inc
- CIK Number
- 0001702345
- Filed Document
- 0001013594-20-000353
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 12:28:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-02 12:20:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mention Stifel, Nicolaus & Company, Inc
- CIK Number
- 0001697065
- Filed Document
- 0001013594-20-000352
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 12:20:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-02 12:18:11 UTC |
- Amount To Be Raised
- $36,000,000
- Associated Brokers / Dealers
- Cantor Fitzgerald & Co., AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., Berthel, Fisher & Company Financial Services, Inc., Cabot Lodge Securities LLC, Capital Investment Group Inc, CAPULENT LLC, CENTAURUS FINANCIAL, INC., COLORADO FINANCIAL SERVICE CORPORATION, Concorde Investment Services, DAI SECURITIES, LLC, DFPG Investments Inc., Great Point Capital, LLC, LIGHTHOUSE CAPITAL GROUP, LLC, Lightpath Capital, Inc., McDermott Investment Services, LLC, Peachcap Securities, Inc., SIGMA FINANCIAL CORPORATION, Stax Capital, Thornhill Securities, Inc., Wealthforge Securities, LLC, Whitehall-Parker Securities, Inc., METROPOLITAN CAPITAL INVESTMENT BANC, INC., and Infinity Financial Services
- CIK Number
- 0001792431
- Filed Document
- 0001800307-20-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 12:18:11 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2020-04-02 12:06:06 UTC |
- Financial Interest
- None.
- Filing Platform
- Honeycomb Portal LLC
- Offering Amount
- $33,000
- CIK Number
- 0001805122
- Filed Document
- 0001805122-20-000002
- Accepted Date
- 2020-04-02 12:06:06 UTC
- Type of Offering
- C/A
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- OHIO
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D/A |
2020-04-02 12:04:16 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- Butler Capital Partners, Bay Crest Partners, LLC, Avalon Securities, Ltd, and Old City Securities LLC
- CIK Number
- 0001715040
- Filed Document
- 0001715040-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 12:04:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2020-04-02 12:03:44 UTC |
- Amount To Be Raised
- $35,250
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001808340
- Filed Document
- 0001062993-20-001612
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 12:03:44 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2020-04-02 11:53:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799265
- Filed Document
- 0001799265-20-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-04-02 11:53:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
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D/A |
2020-04-02 11:49:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None and None
- CIK Number
- 0001688068
- Filed Document
- 0001567619-20-007352
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 11:49:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2020-04-02 11:38:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700933
- Filed Document
- 0000898432-20-000462
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 11:38:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2020-04-02 11:35:57 UTC |
- Amount To Be Raised
- $4,761,375
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001085869
- Filed Document
- 0001085869-20-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 11:35:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
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D/A |
2020-04-02 11:32:13 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- Hedgebay Securities LLC, Pickwick Capital Partners, LLC, Caplink Securities, Inc., and Umergence LLC
- CIK Number
- 0001772411
- Filed Document
- 0001772411-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 11:32:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2020-04-02 11:25:53 UTC |
- Amount To Be Raised
- $8,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712341
- Filed Document
- 0001712341-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-02 11:25:53 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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