Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Western Highland Fund II LLC See All Filings	D	2018-06-21 19:39:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001522784 Filed Document 0001522784-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 19:39:52 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Polychain Fund II LP See All Filings	D	2018-06-21 19:38:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742870 Filed Document 0001742870-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 19:38:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CWS SAGE CREEK, L.P. See All Filings	D	2018-06-21 19:06:23 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001744315 Filed Document 0001744315-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 19:06:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2018-06-21 18:58:46 UTC
Amount To Be Raised $124,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-21 18:58:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Tetras Capital D, LP See All Filings	D	2018-06-21 18:37:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744300 Filed Document 0001744300-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 18:37:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monkimun Inc. See All Filings	D	2018-06-21 18:33:12 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001711726 Filed Document 0001711726-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 18:33:12 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
FriendO Networks, Inc. See All Filings	D	2018-06-21 18:28:03 UTC
Amount To Be Raised $533,334 Associated Brokers / Dealers N/A CIK Number 0001700242 Filed Document 0001700242-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 18:28:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Holleway IPA Fund, LP See All Filings	D/A	2018-06-21 17:52:53 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers GLC Advisors & Co., LLC CIK Number 0001736765 Filed Document 0001736765-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:52:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Financial Insight Technology, Inc. See All Filings	D	2018-06-21 17:51:30 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001550430 Filed Document 0001550430-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:51:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sharc International Systems Inc. See All Filings	D	2018-06-21 17:47:43 UTC
Amount To Be Raised $69,381 Associated Brokers / Dealers N/A CIK Number 0001526890 Filed Document 0001183740-18-000116 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:47:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Neoteny 4, LP See All Filings	D	2018-06-21 17:37:14 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001744335 Filed Document 0001744335-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:37:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celebrity Lifestyle Brands, Inc. See All Filings	D	2018-06-21 17:33:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001683370 Filed Document 0001683370-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:33:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
theMaven, Inc. See All Filings	D	2018-06-21 17:29:12 UTC
Amount To Be Raised $1,785,000 Associated Brokers / Dealers N/A CIK Number 0000894871 Filed Document 0001144204-18-035198 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:29:12 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Clearlake Opportunities Partners (E-Offshore), L.P. See All Filings	D/A	2018-06-21 17:27:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001644593 Filed Document 0000950142-18-001443 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:27:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEEWARD INVESTMENT TRUST See All Filings	D/A	2018-06-21 17:26:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508033 Filed Document 0001566114-18-000034 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:26:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEEWARD INVESTMENT TRUST See All Filings	D/A	2018-06-21 17:25:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508033 Filed Document 0001566114-18-000033 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:25:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearlake Opportunities Partners (E), L.P. See All Filings	D/A	2018-06-21 17:24:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001644592 Filed Document 0000950142-18-001442 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:24:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EKA SOLUTIONS, INC. See All Filings	D	2018-06-21 17:24:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648590 Filed Document 0000892712-18-000300 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:24:56 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Unlock Inc See All Filings	D	2018-06-21 17:23:24 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001744207 Filed Document 0001744207-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:23:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Trala, Inc. See All Filings	D	2018-06-21 17:22:10 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001744389 Filed Document 0001744389-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:22:10 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Castle Island Ventures I, L.P. See All Filings	D	2018-06-21 17:21:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742592 Filed Document 0001742592-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:21:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kaneh Bosm Biotechnology Inc. See All Filings	D	2018-06-21 17:19:33 UTC
Amount To Be Raised $5,901,815 Associated Brokers / Dealers N/A CIK Number 0001743067 Filed Document 0001052918-18-000236 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:19:33 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Modify Health LLC See All Filings	D	2018-06-21 17:17:41 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001744101 Filed Document 0001744101-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:17:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Ryan Specialty Group, LLC See All Filings	D	2018-06-21 17:13:54 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001566035 Filed Document 0001566035-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:13:54 UTC Type of Offering D Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2018-06-21 17:13:32 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:13:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
EQUITYBEE INC See All Filings	D	2018-06-21 17:07:18 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001744322 Filed Document 0001744322-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:07:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Knoll Ventures Fund I, LP See All Filings	D	2018-06-21 17:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744088 Filed Document 0001744088-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-21 17:00:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZEA BIOSCIENCES CORP See All Filings	D	2018-06-21 16:57:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001737991 Filed Document 0001737991-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-06-21 16:57:21 UTC Type of Offering D Industry Agriculture Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
VESTA RESTAURANT GROUP LLC See All Filings	D	2018-06-21 16:53:13 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001743684 Filed Document 0001743684-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 16:53:13 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOUND POINT SENIOR FLOATING RATE MASTER FUND, L.P. See All Filings	D/A	2018-06-21 16:52:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645129 Filed Document 0001140361-18-029476 Exclusions or Exemptions 506b Accepted Date 2018-06-21 16:52:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Point Senior Floating Rate Fund, L.P. See All Filings	D/A	2018-06-21 16:49:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530786 Filed Document 0001140361-18-029472 Exclusions or Exemptions 506b Accepted Date 2018-06-21 16:49:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WVP Emerging Manager Onshore Fund, LLC - Kingsford Series See All Filings	D/A	2018-06-21 16:49:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708164 Filed Document 0001013594-18-000389 Exclusions or Exemptions 506b Accepted Date 2018-06-21 16:49:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sound Point Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2018-06-21 16:47:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530793 Filed Document 0001140361-18-029470 Exclusions or Exemptions 506b Accepted Date 2018-06-21 16:47:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Point Credit Opportunities Fund, L.P. See All Filings	D/A	2018-06-21 16:44:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489934 Filed Document 0001140361-18-029466 Exclusions or Exemptions 506b Accepted Date 2018-06-21 16:44:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Point CLO Fund, LP See All Filings	D/A	2018-06-21 16:42:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644967 Filed Document 0001140361-18-029464 Exclusions or Exemptions 506b Accepted Date 2018-06-21 16:42:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Analog Capital Fund, L.P. See All Filings	D/A	2018-06-21 16:37:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635722 Filed Document 0001635722-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-21 16:37:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highland Capital Partners 10 Limited Partnership See All Filings	D/A	2018-06-21 16:36:44 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers GCA Advisors, LLC CIK Number 0001709818 Filed Document 0001709818-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 16:36:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Corsair V Financial Services Capital Partners, L.P. See All Filings	D/A	2018-06-21 16:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ineo Capital, LLC, Quest Fund Placement Limited, and FPCG, LLC CIK Number 0001708393 Filed Document 0001708393-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 16:30:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRO Property Investors, LLC See All Filings	D	2018-06-21 16:21:12 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001744262 Filed Document 0001744262-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 16:21:12 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Biostage, Inc. See All Filings	D	2018-06-21 16:17:43 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001563665 Filed Document 0001144204-18-035164 Exclusions or Exemptions 506b Accepted Date 2018-06-21 16:17:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Blocnets, Inc. See All Filings	D/A	2018-06-21 16:16:05 UTC
Amount To Be Raised $738,504 Associated Brokers / Dealers N/A CIK Number 0001737195 Filed Document 0001737195-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-21 16:16:05 UTC Type of Offering D/A Industry Computers Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
LIS Fund 2018, LLC See All Filings	D	2018-06-21 15:56:10 UTC
Amount To Be Raised $18,350,000 Associated Brokers / Dealers N/A CIK Number 0001744387 Filed Document 0001744387-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 15:56:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concentrated Opportunities Fund, LP See All Filings	D/A	2018-06-21 15:52:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HRC Fund Associates, LLC CIK Number 0001699603 Filed Document 0001699603-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-21 15:52:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GRAD, Inc. See All Filings	D	2018-06-21 15:48:32 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001742319 Filed Document 0001742319-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-06-21 15:48:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
C-Bridge Healthcare Fund IV, L.P. See All Filings	D	2018-06-21 15:46:47 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001744325 Filed Document 0001744325-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 15:46:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mediafly, Inc. See All Filings	D	2018-06-21 15:32:52 UTC
Amount To Be Raised $8,050,000 Associated Brokers / Dealers None CIK Number 0001468214 Filed Document 0001468214-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 15:32:52 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KeborMed Inc. See All Filings	D	2018-06-21 15:29:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001744305 Filed Document 0001744305-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 15:29:03 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Other
Fisher Park Capital, L.P. See All Filings	D/A	2018-06-21 15:23:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578811 Filed Document 0001578811-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 15:23:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIFTH WALL VENTURES II, L.P. See All Filings	D	2018-06-21 15:17:46 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001742804 Filed Document 0001742804-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-21 15:17:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Frontier Partners, L.P. See All Filings	D/A	2018-06-21 15:14:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561063 Filed Document 0000935836-18-000358 Exclusions or Exemptions 506b Accepted Date 2018-06-21 15:14:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund