Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ArrowMark Income Opportunity Fund, LP See All Filings	D/A	2020-04-03 14:53:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521758 Filed Document 0001521758-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:53:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ambiq Micro, Inc. See All Filings	D	2020-04-03 14:53:23 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:53:23 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
GEMSPRING CAPITAL FUND II-A, LP See All Filings	D	2020-04-03 14:52:45 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers ACALYX ADVISORS, INC. CIK Number 0001807035 Filed Document 0001807035-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:52:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
QUEST CAPITAL PARTNERS L.P. See All Filings	D/A	2020-04-03 14:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000919124 Filed Document 0000905718-20-000375 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:52:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PGIM Core Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2020-04-03 14:48:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001702142 Filed Document 0001702142-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:48:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Five on Fifth, LLC See All Filings	D	2020-04-03 14:44:39 UTC
Amount To Be Raised $7,450,000 Associated Brokers / Dealers N/A CIK Number 0001808334 Filed Document 0001808334-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:44:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT SAGAMORE LLC See All Filings	D/A	2020-04-03 14:42:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177736 Filed Document 0001507943-20-000043 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:42:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Patriot LLC See All Filings	D/A	2020-04-03 14:41:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300627 Filed Document 0001507943-20-000042 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:41:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT MESA LLC See All Filings	D/A	2020-04-03 14:40:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199904 Filed Document 0001507943-20-000041 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:40:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quest Europe, Ltd. See All Filings	D/A	2020-04-03 14:40:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683544 Filed Document 0000905718-20-000373 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:40:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Newport Liberty, LLC See All Filings	D/A	2020-04-03 14:40:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639328 Filed Document 0001507943-20-000040 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:40:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport MMPPT, LLC See All Filings	D/A	2020-04-03 14:39:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736576 Filed Document 0001507943-20-000039 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:39:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArrowMark Income Opportunity Fund QP, L.P. See All Filings	D/A	2020-04-03 14:38:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566696 Filed Document 0001566696-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:38:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SutroVax, Inc. See All Filings	D	2020-04-03 14:28:32 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001649094 Filed Document 0001288320-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:28:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Logan Stone Capital QP, LP See All Filings	D/A	2020-04-03 14:24:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639081 Filed Document 0001639081-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:24:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Associates Fund XII Holding, L.P. See All Filings	D/A	2020-04-03 14:20:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Selinus Capital GMBH CIK Number 0001773701 Filed Document 0001773701-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:20:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gemma Labs Inc. See All Filings	D	2020-04-03 14:19:09 UTC
Amount To Be Raised $3,481,618 Associated Brokers / Dealers N/A CIK Number 0001763220 Filed Document 0001763220-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:19:09 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ArrowMark Fundamental Opportunity Fund, Ltd. See All Filings	D/A	2020-04-03 14:18:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468153 Filed Document 0001468153-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:18:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Quest Japan, Ltd. See All Filings	D/A	2020-04-03 14:14:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683608 Filed Document 0000905718-20-000371 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:14:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Car Delivery Network, Inc See All Filings	C	2020-04-03 14:13:57 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001806363 Filed Document 0001670254-20-000225 Accepted Date 2020-04-03 14:13:57 UTC Type of Offering C Security Offered Amount 150,000 Security Offered Type Other State TEXAS
Lemonada, Inc. See All Filings	D	2020-04-03 14:13:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001808479 Filed Document 0001104659-20-042978 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:13:21 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
She Dragons for Willow Ventures, a Series of She Dragons, LLC See All Filings	D/A	2020-04-03 14:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807366 Filed Document 0001807366-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:05:22 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Agriculture Opportunity Zone Fund, LLC See All Filings	D/A	2020-04-03 14:02:54 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001781217 Filed Document 0001781217-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-04-03 14:02:54 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Star Mountain Diversified Credit Income Fund III, LP See All Filings	D/A	2020-04-03 14:01:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754898 Filed Document 0001754898-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:01:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Star Mountain Diversified Credit Income Fund III (Offshore), LP See All Filings	D/A	2020-04-03 14:00:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754897 Filed Document 0001754897-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:00:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cambrian Global Fund, Ltd. See All Filings	D/A	2020-04-03 13:57:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683709 Filed Document 0000905718-20-000369 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:57:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bell Institutional Fund VII, L.P. See All Filings	D/A	2020-04-03 13:56:53 UTC
Amount To Be Raised $810,000,000 Associated Brokers / Dealers Atlantic Partners, Ltd. and Park Hill Group LLC CIK Number 0001787229 Filed Document 0001567619-20-007499 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:56:53 UTC Type of Offering D/A Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Helikon Long Short Equity Fund ICAV See All Filings	D	2020-04-03 13:56:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808059 Filed Document 0000902664-20-001740 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:56:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Associates Fund XII Feeder, L.P. See All Filings	D/A	2020-04-03 13:51:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitsubishi Jisho Investment Advisors, Inc. CIK Number 0001743301 Filed Document 0001702142-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:51:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cambrian Fund, Ltd. See All Filings	D/A	2020-04-03 13:49:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683710 Filed Document 0000905718-20-000367 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:49:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Circular Wave Drive Partners Inc. See All Filings	D	2020-04-03 13:44:04 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001698549 Filed Document 0001698549-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:44:04 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Varsity Probo Holdings LLC See All Filings	D	2020-04-03 13:42:21 UTC
Amount To Be Raised $21,501,250 Associated Brokers / Dealers N/A CIK Number 0001808484 Filed Document 0001808484-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:42:21 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
AJR International (BVI), Inc. See All Filings	D/A	2020-04-03 13:39:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683711 Filed Document 0000905718-20-000365 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:39:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Realty Associates Fund XII UTP, L.P. See All Filings	D/A	2020-04-03 13:38:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitsubishi Jisho Investment Advisors, Inc. CIK Number 0001743279 Filed Document 0001702142-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:38:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DEFINEDCROWD Corp See All Filings	D	2020-04-03 13:35:57 UTC
Amount To Be Raised $50,024,953 Associated Brokers / Dealers N/A CIK Number 0001684322 Filed Document 0001684322-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:35:57 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Convoy Funds, LP See All Filings	D/A	2020-04-03 13:35:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604285 Filed Document 0001604285-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:35:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Select Equity Fund, LLC See All Filings	D/A	2020-04-03 13:31:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001517914 Filed Document 0001449111-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:31:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXONIUS, INC. See All Filings	D	2020-04-03 13:29:28 UTC
Amount To Be Raised $57,599,476 Associated Brokers / Dealers N/A CIK Number 0001787130 Filed Document 0001787130-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:29:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TBH Holdings Atlanta, LLC See All Filings	D	2020-04-03 13:29:02 UTC
Amount To Be Raised $15,510,242 Associated Brokers / Dealers N/A CIK Number 0001808454 Filed Document 0001808454-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-04-03 13:29:02 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ForeverCar Holdings, Inc. See All Filings	D	2020-04-03 13:14:30 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001671525 Filed Document 0001671525-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:14:30 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
SROA Capital Fund VIII (ERISA), LP See All Filings	D	2020-04-03 13:12:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794710 Filed Document 0001794710-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-04-03 13:12:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Street Offshore Fund, Ltd. See All Filings	D/A	2020-04-03 13:08:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462116 Filed Document 0001462116-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:08:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Asset Fund Inc. See All Filings	D/A	2020-04-03 13:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732776 Filed Document 0001732776-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:07:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K India Opportunities Fund Ltd Consistent Compounders India Fund See All Filings	D/A	2020-04-03 13:04:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001775461 Filed Document 0001775461-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:04:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMONFUND MULTI-STRATEGY BOND INVESTORS LLC See All Filings	D/A	2020-04-03 13:02:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001449111 Filed Document 0001449111-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 13:02:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SROA Capital Fund VIII, LP See All Filings	D	2020-04-03 12:54:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kelson Capital LLC CIK Number 0001794709 Filed Document 0001794709-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-04-03 12:54:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ArrowMark Fundamental Opportunity Fund, L.P. See All Filings	D/A	2020-04-03 12:54:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465382 Filed Document 0001465382-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 12:54:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perpetua Power Source Technologies Inc See All Filings	D	2020-04-03 12:53:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001386245 Filed Document 0001386245-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 12:53:57 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
WEAV3D Inc. See All Filings	D	2020-04-03 12:53:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001767414 Filed Document 0001767414-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 12:53:37 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Klocke Estate Holdings, LLC See All Filings	D	2020-04-03 12:53:26 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001794596 Filed Document 0001794596-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 12:53:26 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity