Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OFW LOW BETA CAYMAN, LLC See All Filings	D/A	2018-06-26 14:47:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740588 Filed Document 0001740588-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-26 14:47:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Kotarba Partners Fund I, LP See All Filings	D/A	2018-06-26 14:41:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609061 Filed Document 0001609061-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 14:41:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axon Partners, LP See All Filings	D/A	2018-06-26 14:38:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321376 Filed Document 0000902664-18-002667 Exclusions or Exemptions 506b Accepted Date 2018-06-26 14:38:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axon Partners (Offshore), Ltd. See All Filings	D/A	2018-06-26 14:36:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319131 Filed Document 0000902664-18-002666 Exclusions or Exemptions 506b Accepted Date 2018-06-26 14:36:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-ZYA, a series of Equidate Investments LLC See All Filings	D/A	2018-06-26 14:27:54 UTC
Amount To Be Raised $1,336,160 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001743017 Filed Document 0001743017-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 14:27:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monarch Co-Investment, L.P. See All Filings	D	2018-06-26 14:22:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744672 Filed Document 0001744672-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 14:22:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
TPH Private Energy Opportunities Fund LP See All Filings	D/A	2018-06-26 14:16:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710208 Filed Document 0000902664-18-002665 Exclusions or Exemptions 506b Accepted Date 2018-06-26 14:16:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harena Data, Inc. See All Filings	D	2018-06-26 14:16:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001743945 Filed Document 0001743945-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-26 14:16:02 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
MDPRESS INC. See All Filings	D	2018-06-26 14:16:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001737267 Filed Document 0001737267-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-26 14:16:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Welton Global Quantitative Equity Fund Ltd. See All Filings	D/A	2018-06-26 14:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001646013 Filed Document 0001646013-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 14:01:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South University-North L.L.C. See All Filings	D	2018-06-26 13:58:59 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001708568 Filed Document 0001708568-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 13:58:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Alera Bridge Fund, LLC See All Filings	D/A	2018-06-26 13:53:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572470 Filed Document 0001572470-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-26 13:53:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Mora Global, Inc. See All Filings	D	2018-06-26 13:47:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001698069 Filed Document 0001288230-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-26 13:47:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Welton Global Quantitative Equity Fund LLC See All Filings	D/A	2018-06-26 13:36:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001646340 Filed Document 0001646340-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 13:36:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Utility Associates, Inc. See All Filings	D	2018-06-26 13:31:30 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001342863 Filed Document 0001342863-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-26 13:31:30 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CFP Opportunity Fund Delaware LP See All Filings	D/A	2018-06-26 13:26:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678626 Filed Document 0000943663-18-000160 Exclusions or Exemptions 506b Accepted Date 2018-06-26 13:26:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DART VENTURES, LLC See All Filings	D	2018-06-26 13:14:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001697096 Filed Document 0001140361-18-029905 Exclusions or Exemptions 506b Accepted Date 2018-06-26 13:14:07 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Mariner CLO Opportunities Fund, L.P. See All Filings	D/A	2018-06-26 13:10:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, LLC and Artivest Brokerage LLC CIK Number 0001671313 Filed Document 0001671313-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-26 13:10:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PE Premier JAB Consumer Onshore Feeder, LP See All Filings	D	2018-06-26 13:10:06 UTC
Amount To Be Raised $27,050,000 Associated Brokers / Dealers N/A CIK Number 0001744795 Filed Document 0000950103-18-007733 Exclusions or Exemptions 506b Accepted Date 2018-06-26 13:10:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Choom Holdings Inc. See All Filings	D	2018-06-26 13:07:16 UTC
Amount To Be Raised $113,835 Associated Brokers / Dealers N/A CIK Number 0001737405 Filed Document 0001183740-18-000123 Exclusions or Exemptions 506b Accepted Date 2018-06-26 13:07:16 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NB Renaissance Partners III SCSp See All Filings	D	2018-06-26 13:03:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743429 Filed Document 0001743429-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 13:03:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cell-Ed, Inc. See All Filings	D	2018-06-26 12:55:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001744723 Filed Document 0001744723-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 12:55:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cub Coats, a Series of HB Ad Ventures LLC See All Filings	D	2018-06-26 12:41:45 UTC
Amount To Be Raised $511,000 Associated Brokers / Dealers N/A CIK Number 0001743374 Filed Document 0001743374-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-26 12:41:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
District Investments EIA Income Program LLC See All Filings	D/A	2018-06-26 12:22:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Arete Wealth Management LLC CIK Number 0001716207 Filed Document 0001445866-18-000678 Exclusions or Exemptions 506b Accepted Date 2018-06-26 12:22:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
American Clock Development LLC See All Filings	D	2018-06-26 11:53:20 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001744717 Filed Document 0001744717-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 11:53:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Social SafeGuard, Inc. See All Filings	D	2018-06-26 11:52:29 UTC
Amount To Be Raised $9,608,593 Associated Brokers / Dealers N/A CIK Number 0001471797 Filed Document 0001471797-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 11:52:29 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
uZoom, Inc. See All Filings	D	2018-06-26 11:51:57 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001670845 Filed Document 0001670845-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-26 11:51:57 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Semmax Income Fund, LP See All Filings	D	2018-06-26 11:44:25 UTC
Amount To Be Raised $1,728,688 Associated Brokers / Dealers N/A CIK Number 0001708213 Filed Document 0001708213-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-26 11:44:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairway Masters Fund, LP See All Filings	D	2018-06-26 11:38:33 UTC
Amount To Be Raised $33,200,477 Associated Brokers / Dealers N/A CIK Number 0001740439 Filed Document 0001740439-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-26 11:38:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centennial Alternative Income Fund, LP See All Filings	D	2018-06-26 11:33:32 UTC
Amount To Be Raised $2,660,121 Associated Brokers / Dealers N/A CIK Number 0001740387 Filed Document 0001740387-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-26 11:33:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cintrifuse Syndicate Fund II, LLC See All Filings	D/A	2018-06-26 11:28:05 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001708093 Filed Document 0001708093-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 11:28:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Specht 220 LLC See All Filings	D	2018-06-26 11:26:35 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001744121 Filed Document 0001744121-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-26 11:26:35 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Millennium New Horizons I, L.P. See All Filings	D	2018-06-26 11:19:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744711 Filed Document 0001744711-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 11:19:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sammarae Capital, LP See All Filings	D/A	2018-06-26 11:00:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646044 Filed Document 0001646044-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 11:00:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Humacyte, Inc. See All Filings	D	2018-06-26 11:00:13 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001385943 Filed Document 0001385943-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-26 11:00:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PowerTeam Services Holdco, LLC See All Filings	D/A	2018-06-26 10:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565472 Filed Document 0001565472-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-26 10:56:07 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cypress.io, Inc. See All Filings	D	2018-06-26 10:37:10 UTC
Amount To Be Raised $4,000,666 Associated Brokers / Dealers N/A CIK Number 0001663070 Filed Document 0001663070-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 10:37:10 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
OFW LOW BETA, LLC See All Filings	D/A	2018-06-26 10:28:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740558 Filed Document 0001740558-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-26 10:28:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bala Capital Fund, LLC See All Filings	D/A	2018-06-26 10:16:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546545 Filed Document 0000919574-18-004358 Exclusions or Exemptions 506b Accepted Date 2018-06-26 10:16:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund IX Real Estate Opportunities Onshore Feeder Fund, L.P. See All Filings	D	2018-06-26 09:57:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001744555 Filed Document 0001744555-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 09:57:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thread Learning, Inc. See All Filings	D	2018-06-26 09:46:17 UTC
Amount To Be Raised $1,529,165 Associated Brokers / Dealers N/A CIK Number 0001744033 Filed Document 0001744033-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 09:46:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PUBLIC SERVICE CO OF NORTH CAROLINA INC See All Filings	D	2018-06-26 09:34:34 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Mizuho Securities USA LLC CIK Number 0000081025 Filed Document 0000081025-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-26 09:34:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business SOUTH CAROLINA Revenue or Assets $Over $100,000,000 Type of Security Debt
Fortress Real Estate Opportunities Fund III (G) LP See All Filings	D	2018-06-26 09:29:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC, Greenhill & Co., LLC, and Evercore Group L.L.C. CIK Number 0001740570 Filed Document 0001740600-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-06-26 09:29:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Real Estate Opportunities Fund III (F) LP See All Filings	D	2018-06-26 09:28:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC, Greenhill & Co., LLC, and Evercore Group L.L.C. CIK Number 0001740569 Filed Document 0001740600-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-06-26 09:28:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Real Estate Opportunities Fund III (E) L.P. See All Filings	D	2018-06-26 09:26:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC, Greenhill & Co., LLC, and Evercore Group L.L.C. CIK Number 0001740568 Filed Document 0001740600-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-06-26 09:26:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Real Estate Opportunities Fund III (C) L.P. See All Filings	D	2018-06-26 09:24:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC, Greenhill & Co., LLC, and Evercore Group L.L.C. CIK Number 0001740566 Filed Document 0001740600-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-06-26 09:24:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Real Estate Opportunities Fund III (B) LP See All Filings	D	2018-06-26 09:23:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC, Greenhill & Co., LLC, and Evercore Group L.L.C. CIK Number 0001740565 Filed Document 0001740600-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-06-26 09:23:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Real Estate Opportunities Fund III (A) L.P. See All Filings	D	2018-06-26 09:21:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC, Greenhill & Co., LLC, and Evercore Group L.L.C. CIK Number 0001740608 Filed Document 0001740600-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-06-26 09:21:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Japan Opportunity Fund IV (Yen C) L.P. See All Filings	D	2018-06-26 09:19:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC, Evercore Group L.L.C., and Greenhill & Co., LLC CIK Number 0001740572 Filed Document 0001740600-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-06-26 09:19:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Japan Opportunity Fund IV (Yen B) L.P. See All Filings	D	2018-06-26 09:17:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC, Evercore Group L.L.C., and Greenhill & Co., LLC CIK Number 0001740513 Filed Document 0001740600-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-06-26 09:17:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity