Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
STAQ Pharma, Inc. See All Filings	D/A	2020-04-07 17:30:14 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001722397 Filed Document 0001796430-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-07 17:30:14 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Jaguar Health, Inc. See All Filings	D	2020-04-07 17:29:28 UTC
Amount To Be Raised $2,030,000 Associated Brokers / Dealers N/A CIK Number 0001585608 Filed Document 0001585608-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-07 17:29:28 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Multi Sector-C LP See All Filings	D	2020-04-07 17:28:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808597 Filed Document 0001315863-20-000344 Exclusions or Exemptions 506b Accepted Date 2020-04-07 17:28:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kultevat, Inc. See All Filings	D	2020-04-07 17:28:09 UTC
Amount To Be Raised $10,806,332 Associated Brokers / Dealers N/A CIK Number 0001599925 Filed Document 0001599925-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-07 17:28:09 UTC Type of Offering D Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Compound Money Fund, L.P. See All Filings	D	2020-04-07 17:23:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520658 Filed Document 0000897423-20-000061 Exclusions or Exemptions 506b Accepted Date 2020-04-07 17:23:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMC Credit Opportunities (Offshore) Fund LP See All Filings	D	2020-04-07 17:17:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800399 Filed Document 0000950142-20-001047 Exclusions or Exemptions 506b Accepted Date 2020-04-07 17:17:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
My Racehorse CA LLC See All Filings	1-A POS	2020-04-07 17:15:04 UTC
Amount To Be Raised $6,381,510 Associated Brokers / Dealers N/A CIK Number 0001744448 Filed Document 0001683168-20-001126 Accepted Date 2020-04-07 17:15:04 UTC Type of Offering 1-A POS Industry SERVICES-RACING, INCLUDING TRACK OPERATION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $3 State of Jurisdiction NEVADA Type of Security O
Park Place Equity Fund, LLC See All Filings	D	2020-04-07 17:14:10 UTC
Amount To Be Raised $276,128 Associated Brokers / Dealers N/A CIK Number 0001808574 Filed Document 0001808574-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 17:14:10 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Akers Biosciences, Inc. See All Filings	D	2020-04-07 17:11:13 UTC
Amount To Be Raised $2,718,057 Associated Brokers / Dealers N/A CIK Number 0001321834 Filed Document 0001493152-20-006006 Exclusions or Exemptions 506b Accepted Date 2020-04-07 17:11:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TEXLARK EXPLORATION CO INC See All Filings	D	2020-04-07 17:09:40 UTC
Amount To Be Raised $665,000 Associated Brokers / Dealers N/A CIK Number 0000853789 Filed Document 0000853789-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 17:09:40 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
NuOrion Gemini Master Fund LP See All Filings	D	2020-04-07 17:07:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808678 Filed Document 0001808678-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-07 17:07:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Loan Advisers Sidecar (Cayman) LP See All Filings	D	2020-04-07 16:58:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001808318 Filed Document 0000945621-20-000129 Exclusions or Exemptions 506b Accepted Date 2020-04-07 16:58:35 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND XCIV LLC See All Filings	D/A	2020-04-07 16:58:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001764699 Filed Document 0001764699-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 16:58:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Keystone Bancshares, Inc. /TX See All Filings	D	2020-04-07 16:57:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001756433 Filed Document 0001756433-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 16:57:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Loan Advisers Sidecar (Delaware) LP See All Filings	D	2020-04-07 16:56:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001808320 Filed Document 0000945621-20-000128 Exclusions or Exemptions 506b Accepted Date 2020-04-07 16:56:40 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MatterHackers, Inc. See All Filings	D	2020-04-07 16:53:40 UTC
Amount To Be Raised $2,999,995 Associated Brokers / Dealers N/A CIK Number 0001708305 Filed Document 0001708305-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-07 16:53:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wonder Workshop, Inc. See All Filings	D	2020-04-07 16:48:20 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001808752 Filed Document 0001808752-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 16:48:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACVC Partners Fund I, LP See All Filings	D	2020-04-07 16:46:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001797453 Filed Document 0001797453-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-07 16:46:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pandion Therapeutics Holdco LLC See All Filings	D	2020-04-07 16:32:36 UTC
Amount To Be Raised $79,999,994 Associated Brokers / Dealers N/A CIK Number 0001807901 Filed Document 0001807901-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 16:32:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Infinovate LLC See All Filings	C	2020-04-07 16:27:31 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001808015 Filed Document 0001669191-20-000164 Accepted Date 2020-04-07 16:27:31 UTC Type of Offering C Security Offered Amount 1,000 Security Offered Type Common Stock State NEVADA
Park Financial Group, Inc. See All Filings	D	2020-04-07 16:22:34 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001808433 Filed Document 0001808433-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 16:22:34 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Development Fund, LLC See All Filings	D/A	2020-04-07 16:20:54 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC, Bradley Merritt Epstein, Craig Murchison McDaniel, Craig Murchison McDaniel Jr., William Charles Burks II, Mark Morelle Headrick, and Michael David Kolacz CIK Number 0001772694 Filed Document 0001772694-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 16:20:54 UTC Type of Offering D/A Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Universe Exploration Co See All Filings	D	2020-04-07 16:20:20 UTC
Amount To Be Raised $10,000,001 Associated Brokers / Dealers N/A CIK Number 0001744642 Filed Document 0001744642-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-07 16:20:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hanzo Rapid LLC See All Filings	D	2020-04-07 16:18:31 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001805131 Filed Document 0001805131-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 16:18:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eighty-Six Inc. See All Filings	D	2020-04-07 16:14:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001757461 Filed Document 0001757461-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-07 16:14:49 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Liquid Wire Inc. See All Filings	D	2020-04-07 16:07:27 UTC
Amount To Be Raised $10,571,096 Associated Brokers / Dealers N/A CIK Number 0001750340 Filed Document 0001750340-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-07 16:07:27 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Virta Health Corp. See All Filings	D	2020-04-07 16:05:38 UTC
Amount To Be Raised $93,192,239 Associated Brokers / Dealers N/A CIK Number 0001680065 Filed Document 0001680065-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 16:05:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CD&R Fund XI (iCapital), L.P. See All Filings	D/A	2020-04-07 15:55:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001805125 Filed Document 0000897069-20-000182 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:55:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Emunah, LLC See All Filings	D	2020-04-07 15:53:21 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001808600 Filed Document 0001445866-20-000342 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:53:21 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Alpha Ascent News LLC See All Filings	D/A	2020-04-07 15:50:48 UTC
Amount To Be Raised $4,060,000 Associated Brokers / Dealers Alpha Ascent Advisors (America) LLC and Ascent Capital Advisors Limited CIK Number 0001760562 Filed Document 0001760562-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:50:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crypto Futura Fund LLC See All Filings	D/A	2020-04-07 15:50:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001724345 Filed Document 0001724345-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-04-07 15:50:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Let's Disco, Inc. See All Filings	D	2020-04-07 15:49:57 UTC
Amount To Be Raised $3,625,000 Associated Brokers / Dealers N/A CIK Number 0001760249 Filed Document 0001760249-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:49:57 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Payouts Network Inc. See All Filings	D	2020-04-07 15:38:44 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001808342 Filed Document 0001808342-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:38:44 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
Biolinq Inc See All Filings	D	2020-04-07 15:38:40 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001685406 Filed Document 0001685406-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:38:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EG FUND CAPITAL LLC See All Filings	D/A	2020-04-07 15:37:01 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Tom Neeser and Dennis Wilson CIK Number 0001775642 Filed Document 0001775642-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:37:01 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Fund I, a series of 20VC, LP See All Filings	D	2020-04-07 15:35:25 UTC
Amount To Be Raised $2,080,000 Associated Brokers / Dealers N/A CIK Number 0001808687 Filed Document 0001808687-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:35:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UN Fund I, a series of NDSPV Investments, LP See All Filings	D	2020-04-07 15:35:19 UTC
Amount To Be Raised $73,766 Associated Brokers / Dealers N/A CIK Number 0001808657 Filed Document 0001808657-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:35:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dealer Holdings, LLC See All Filings	D/A	2020-04-07 15:30:37 UTC
Amount To Be Raised $10,200,000 Associated Brokers / Dealers N/A CIK Number 0001808202 Filed Document 0001808202-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:30:37 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Myolyn, LLC See All Filings	D	2020-04-07 15:29:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001637063 Filed Document 0001637063-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:29:54 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
vitafive, LLC See All Filings	D	2020-04-07 15:27:18 UTC
Amount To Be Raised $263,207 Associated Brokers / Dealers N/A CIK Number 0001654943 Filed Document 0001654943-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:27:18 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CENTURY ENGINEERING INC/MD See All Filings	D	2020-04-07 15:25:43 UTC
Amount To Be Raised $235,200 Associated Brokers / Dealers N/A CIK Number 0001112578 Filed Document 0001112578-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:25:43 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
NextStep Interactive Inc. See All Filings	D	2020-04-07 15:23:26 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001756177 Filed Document 0001756177-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:23:26 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mikael Angel I, a Series of Mikael Angel Investments, LP See All Filings	D	2020-04-07 15:20:18 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001808683 Filed Document 0001808683-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:20:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resort Properties Investments LLC See All Filings	D	2020-04-07 15:19:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001805491 Filed Document 0001805491-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-04-07 15:19:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Liberty Storage Fund I, LLLP See All Filings	D	2020-04-07 15:15:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001808341 Filed Document 0001808341-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:15:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MH Ventures 2019-1, LLC See All Filings	D/A	2020-04-07 15:10:38 UTC
Amount To Be Raised $24,770,000 Associated Brokers / Dealers Inland Securities Corporation, Independence Capital Co., Inc., Hantz Financial Services, Inc., American Investors Company, Cambridge Investment Research, Inc., Crown Capital Securities, L.P., Arkadios Capital, Great Point Capital LLC, D.H. Hill Securities, L.L.L.P., Lightpath Capital, Inc., DAI Securities, LLC, Dempsey Lord Smith, LLC, and Centaurus Financial, Inc. CIK Number 0001777188 Filed Document 0001777188-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:10:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Argos Ethical Return Offshore Ltd. See All Filings	D	2020-04-07 15:05:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807860 Filed Document 0001807859-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:05:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Green LLC See All Filings	C	2020-04-07 15:03:44 UTC
Financial Interest None Filing Platform truCrowd, Inc Offering Amount $500,000 CIK Number 0001804161 Filed Document 0001804161-20-000001 Accepted Date 2020-04-07 15:03:44 UTC Type of Offering C Security Offered Amount 2,000 Security Offered Type Common Stock State MASSACHUSETTS
Argos Ethical Return Fund, LP See All Filings	D	2020-04-07 15:03:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807859 Filed Document 0001807859-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-07 15:03:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fontinalis Capital Partners III, L.P. See All Filings	D/A	2020-04-07 14:59:13 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers New Amsterdam Group B.V. and Iron Rock, LLC CIK Number 0001775267 Filed Document 0001567619-20-007640 Exclusions or Exemptions 506b Accepted Date 2020-04-07 14:59:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity