Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NAPOLEON-LOTT AUTO, LLC See All Filings	D	2018-06-27 20:46:10 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001743992 Filed Document 0001743993-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-27 20:46:10 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
High Fidelity, Inc. See All Filings	D	2018-06-27 20:42:25 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001573621 Filed Document 0001573621-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 20:42:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NAPOLEON-TRACY VENTURES, LLC See All Filings	D	2018-06-27 20:24:51 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001743993 Filed Document 0001743993-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 20:24:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
DCM ECP-Long Short, as a Series of DCM Onshore Funds, LLC See All Filings	D	2018-06-27 20:13:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744999 Filed Document 0001745000-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-27 20:13:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DCM Rose Grove, as a Series of DCM Onshore Funds, LLC See All Filings	D	2018-06-27 19:54:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745000 Filed Document 0001745000-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 19:54:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Moberly MO MHP, LLC See All Filings	D	2018-06-27 19:39:00 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers N/A CIK Number 0001744935 Filed Document 0001744935-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 19:39:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
ESTATE OF HAZINE CHERMON CHERY See All Filings	D	2018-06-27 19:29:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001744919 Filed Document 0001744919-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 19:29:31 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
UserFirst Software, Inc. See All Filings	D/A	2018-06-27 19:07:24 UTC
Amount To Be Raised $1,187,000 Associated Brokers / Dealers N/A CIK Number 0001698513 Filed Document 0001698513-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-27 19:07:24 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Longbow Energy Services (INT) Fund LP See All Filings	D/A	2018-06-27 19:03:34 UTC
Amount To Be Raised $2,703,663 Associated Brokers / Dealers N/A CIK Number 0001735166 Filed Document 0001140361-18-030202 Exclusions or Exemptions 506b Accepted Date 2018-06-27 19:03:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Agari Data, Inc. See All Filings	D	2018-06-27 18:56:37 UTC
Amount To Be Raised $40,017,349 Associated Brokers / Dealers N/A CIK Number 0001619765 Filed Document 0001619765-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-27 18:56:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wellings Bradenton Self Storage, LLC See All Filings	D	2018-06-27 18:45:24 UTC
Amount To Be Raised $3,095,000 Associated Brokers / Dealers N/A CIK Number 0001744411 Filed Document 0001744411-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 18:45:24 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
QDEF 16 LLC See All Filings	D	2018-06-27 18:40:12 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001744953 Filed Document 0001744953-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 18:40:12 UTC Type of Offering D Industry Construction Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ALLIN CORP See All Filings	D	2018-06-27 18:39:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001020391 Filed Document 0001020391-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-27 18:39:57 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BDR Kirkland 14 LLC See All Filings	D	2018-06-27 18:39:36 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001744694 Filed Document 0001744694-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-27 18:39:36 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
RoundOak Properties, LLC See All Filings	D	2018-06-27 18:38:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721448 Filed Document 0001721448-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 18:38:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Rubenstein Mortgage Fund, L.P. See All Filings	D	2018-06-27 18:24:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744675 Filed Document 0001744675-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-27 18:24:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
1535 LLC See All Filings	D	2018-06-27 18:13:36 UTC
Amount To Be Raised $18,330,000 Associated Brokers / Dealers N/A CIK Number 0001744997 Filed Document 0000896595-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-27 18:13:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 213 See All Filings	D	2018-06-27 17:54:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Niagara International Capital Limited CIK Number 0001744786 Filed Document 0001744786-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 17:54:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OpenDeal Inc. See All Filings	D	2018-06-27 17:46:35 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001672732 Filed Document 0001672732-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-06-27 17:46:35 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LVGateway1, LLC See All Filings	D	2018-06-27 17:36:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001744688 Filed Document 0001733394-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-27 17:36:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 212 See All Filings	D	2018-06-27 17:33:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Leaders Group, Inc. CIK Number 0001744785 Filed Document 0001744785-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 17:33:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2018 Private Equity Partnership, L.P. See All Filings	D/A	2018-06-27 17:25:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735428 Filed Document 0001735428-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-27 17:25:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intrepid Private Equity Fund I, L.P. See All Filings	D/A	2018-06-27 17:23:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting LLC CIK Number 0001642334 Filed Document 0001642334-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-27 17:23:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2017 Private Equity Partnership, L.P. See All Filings	D/A	2018-06-27 17:19:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707382 Filed Document 0001707382-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 17:19:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RL CO-INVESTOR AGGREGATOR L.P. See All Filings	D	2018-06-27 17:18:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744990 Filed Document 0001744990-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 17:18:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Bluff 2016 Private Equity Partnership, L.P. See All Filings	D/A	2018-06-27 17:14:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684511 Filed Document 0001684511-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 17:14:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Private Equity Access Fund IV (Parallel), L.P. See All Filings	D	2018-06-27 17:13:38 UTC
Amount To Be Raised $49,386,000 Associated Brokers / Dealers TCG SECURITIES, L.L.C. and RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001743752 Filed Document 0001743752-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 17:13:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sozo Ventures II-S, L.P. See All Filings	D	2018-06-27 17:09:10 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001738488 Filed Document 0001738488-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 17:09:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rock Bluff 2015 Goff Partnership, LP See All Filings	D/A	2018-06-27 17:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669929 Filed Document 0001669929-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 17:07:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corkteam, LLC. See All Filings	D	2018-06-27 17:05:21 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001520062 Filed Document 0001520062-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 17:05:21 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BGW Ventures I, LP See All Filings	D	2018-06-27 17:04:39 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001744812 Filed Document 0001744812-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 17:04:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rock Bluff 2015 Private Equity Partnership, LP See All Filings	D/A	2018-06-27 17:04:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653874 Filed Document 0001653874-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 17:04:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2015 Energy Partnership, LP See All Filings	D/A	2018-06-27 16:59:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638219 Filed Document 0001638219-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:59:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPRINGCM INC See All Filings	D	2018-06-27 16:59:35 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001423866 Filed Document 0001423866-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:59:35 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Napali Eight, LLC See All Filings	D	2018-06-27 16:56:39 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001744885 Filed Document 0001654954-18-007046 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:56:39 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cerebral Therapeutics, Inc. See All Filings	D/A	2018-06-27 16:56:28 UTC
Amount To Be Raised $10,003,205 Associated Brokers / Dealers N/A CIK Number 0001744709 Filed Document 0001209191-18-039679 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:56:28 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Rock Bluff 2012 Technology Partnership, L.P. See All Filings	D/A	2018-06-27 16:54:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567130 Filed Document 0001567130-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:54:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUADRE INVESTMENTS, L.P. See All Filings	D/A	2018-06-27 16:53:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480402 Filed Document 0001480402-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:53:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO FUND XIII-A, L.P. See All Filings	D	2018-06-27 16:51:16 UTC
Amount To Be Raised $11,500,000,000 Associated Brokers / Dealers MAGENTA CAPITAL SERVICES LTD., TRANSPACIFIC GROUP (ASIA) LIMITED, and TRANSPACIFIC GROUP LLC CIK Number 0001744118 Filed Document 0001744118-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:51:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO FUND XIII, L.P. See All Filings	D	2018-06-27 16:50:34 UTC
Amount To Be Raised $11,500,000,000 Associated Brokers / Dealers MAGENTA CAPITAL SERVICES LTD., TRANSPACIFIC GROUP (ASIA) LIMITED, and TRANSPACIFIC GROUP LLC CIK Number 0001744119 Filed Document 0001744119-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:50:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
QDE#11, LLC See All Filings	D	2018-06-27 16:50:09 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001744965 Filed Document 0001744965-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:50:09 UTC Type of Offering D Industry Construction Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Rock Bluff 2012 Energy Partnership, L.P. See All Filings	D/A	2018-06-27 16:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553893 Filed Document 0001553893-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:49:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THOMA BRAVO FUND XIII-P, L.P. See All Filings	D	2018-06-27 16:49:49 UTC
Amount To Be Raised $11,500,000,000 Associated Brokers / Dealers MAGENTA CAPITAL SERVICES LTD., TRANSPACIFIC GROUP (ASIA) LIMITED, and TRANSPACIFIC GROUP LLC CIK Number 0001744117 Filed Document 0001744117-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:49:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MGR CAPITAL ALPHA FUND LLC See All Filings	D	2018-06-27 16:49:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001740064 Filed Document 0001740064-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:49:24 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rock Bluff High Yield Partnership, L.P. See All Filings	D/A	2018-06-27 16:45:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694228 Filed Document 0001694228-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:45:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Gold Corp See All Filings	D	2018-06-27 16:43:30 UTC
Amount To Be Raised $1,181,745 Associated Brokers / Dealers N/A CIK Number 0001583962 Filed Document 0001583962-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:43:30 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Nipun Emerging Markets Alpha Offshore Fund, Ltd. See All Filings	D/A	2018-06-27 16:41:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677647 Filed Document 0001677647-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:41:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Switch Ventures II, L.P. See All Filings	D	2018-06-27 16:40:57 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Hamilton Miller Investments, LLC CIK Number 0001743784 Filed Document 0001743784-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:40:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Partners VII MBD Offshore Fund, L.P. See All Filings	D	2018-06-27 16:40:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001688024 Filed Document 0001740600-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:40:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genea Energy Partners Inc See All Filings	D	2018-06-27 16:40:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001405602 Filed Document 0001405602-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-27 16:40:48 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity