Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Agilis Park Fund II, LP See All Filings	D/A	2020-04-09 14:45:34 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Frontier Solutions, LLC and Ark Global, LLC CIK Number 0001791567 Filed Document 0001791567-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:45:34 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ref Global SPLO, L.P. See All Filings	D/A	2020-04-09 14:44:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001727880 Filed Document 0001405086-20-000099 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:44:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CNH CA II, Ltd See All Filings	D/A	2020-04-09 14:43:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001400277 Filed Document 0001405086-20-000098 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:43:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR ADAPTIVE MULTI-ASSET OFFSHORE FUND, L.P. See All Filings	D/A	2020-04-09 14:42:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001764763 Filed Document 0001405086-20-000097 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:42:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR DELTA Total Return Offshore Fund, L.P. See All Filings	D/A	2020-04-09 14:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill, Lynch, Pierce, Fenner & Smith Incorporated and AQR Investments, LLC CIK Number 0001670862 Filed Document 0001405086-20-000096 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:41:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR US Large Cap Value MT Fund, L.P. See All Filings	D/A	2020-04-09 14:40:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001660752 Filed Document 0001405086-20-000095 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:40:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Style Premia Fund, L.P. See All Filings	D/A	2020-04-09 14:39:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001479892 Filed Document 0001405086-20-000094 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:39:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Global Alternative Investment Offshore Fund, L.P. See All Filings	D/A	2020-04-09 14:38:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001746657 Filed Document 0001405086-20-000093 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:38:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAN AHL DIVERSIFIED I LP See All Filings	D/A	2020-04-09 14:37:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001052354 Filed Document 0001052354-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:37:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CNH Opportunistic Premium Offshore Fund, L.P. See All Filings	D/A	2020-04-09 14:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001571848 Filed Document 0001405086-20-000092 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:37:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angeles Private Credit Fund LP See All Filings	D	2020-04-09 14:37:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809001 Filed Document 0001809001-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:37:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Global Risk Premium Offshore Fund IV Ltd. See All Filings	D/A	2020-04-09 14:36:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001690293 Filed Document 0001405086-20-000091 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:36:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR STYLE PREMIA PM FUND, L.P. See All Filings	D/A	2020-04-09 14:35:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001664683 Filed Document 0001405086-20-000090 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:35:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Equity Market Neutral Global Value Fund, L.P. See All Filings	D/A	2020-04-09 14:34:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001656773 Filed Document 0001405086-20-000089 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:34:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman CLO Opportunity Offshore Fund LP See All Filings	D	2020-04-09 14:34:05 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001808976 Filed Document 0001808976-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:34:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barton Point Capital Partners, LP See All Filings	D	2020-04-09 14:31:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808446 Filed Document 0001808446-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:31:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CFM Institutional Systematic Diversified Fund LP See All Filings	D/A	2020-04-09 14:20:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630258 Filed Document 0000943663-20-000143 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:20:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOM DIA IMPORTS LLC See All Filings	D/A	2020-04-09 14:11:28 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001556303 Filed Document 0001556303-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:11:28 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Benchmark Plus Overseas Institutional Partners Ltd See All Filings	D/A	2020-04-09 14:06:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Grey Bassett, LLC, Confido Advisors, LLC, VP Distributors, LLC, and J.P. Morgan Clearing Corp. CIK Number 0001404242 Filed Document 0001164691-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:06:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor Alternative Investment Completion Portfolio, Ltd. See All Filings	D/A	2020-04-09 14:01:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773251 Filed Document 0001566114-20-000065 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:01:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passco Nocatee DST See All Filings	D	2020-04-09 14:01:07 UTC
Amount To Be Raised $28,525,000 Associated Brokers / Dealers Passco Capital, Inc., Berthel Fisher & Company Financial Services, Inc., Cabot Lodge Securities LLC, Whitehall-Parker Securities, Inc., Centaurus Financial, Inc, Colorado Financial Service Corporation, Concorde Investment Services, LLC, Courtlandt Securities Corporation, Crown Capital Securities, L.P., DFPG Investments, Inc., Emerson Equity LLC, Great Point Capital LLC, Huntwicke Securities, LLC, Independent Financial Group, LLC, JRL Capital Corporation, Kalos Capital, Inc., Lewis Financial Group, L.C., Lightpath Capital, Inc., McDermott Investment Services, LLC, National Securities Corporation, Titan Securities, PrimeX, RCX Capital Group, LLC, Sandlapper Securities, LLC, Somerset Securities, Inc., Triad Advisors LLC, Wealthforge Securities, LLC, and NexTrend Securities, Inc. CIK Number 0001808912 Filed Document 0001808912-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 14:01:07 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman CLO Opportunity Fund LP See All Filings	D	2020-04-09 13:59:24 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001808975 Filed Document 0001808975-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 13:59:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BENCHMARK PLUS OVERSEAS PARTNERS FUND LTD See All Filings	D/A	2020-04-09 13:59:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001398750 Filed Document 0001164691-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-04-09 13:59:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stone's Throw Hash, LLC See All Filings	C/A	2020-04-09 13:58:41 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $30,000 CIK Number 0001807930 Filed Document 0001807930-20-000002 Accepted Date 2020-04-09 13:58:41 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State DELAWARE
IX Power Clean Water, Inc. See All Filings	D/A	2020-04-09 13:48:08 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers Frederick & Company, Inc. CIK Number 0001555127 Filed Document 0001555127-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-04-09 13:48:08 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SMART Opportunistic Fund, Ltd. See All Filings	D/A	2020-04-09 13:44:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773219 Filed Document 0001566114-20-000064 Exclusions or Exemptions 506b Accepted Date 2020-04-09 13:44:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lantern's Lane GFY, LLC See All Filings	D	2020-04-09 13:41:30 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001809004 Filed Document 0001809004-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 13:41:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CELESTIAL THERAPEUTICS INC. See All Filings	D	2020-04-09 13:38:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001804448 Filed Document 0001183740-20-000065 Exclusions or Exemptions 506c Accepted Date 2020-04-09 13:38:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Nipun China Total Return Fund, L.P. See All Filings	D/A	2020-04-09 13:36:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762222 Filed Document 0001762222-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 13:36:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alert Media, Inc. See All Filings	D	2020-04-09 13:35:25 UTC
Amount To Be Raised $14,559,996 Associated Brokers / Dealers N/A CIK Number 0001644386 Filed Document 0001644386-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 13:35:25 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Doral Parsippany Select, LP See All Filings	D	2020-04-09 13:33:00 UTC
Amount To Be Raised $2,540,000 Associated Brokers / Dealers N/A CIK Number 0001809003 Filed Document 0001809003-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 13:33:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GCM Better Futures Fund, LLC See All Filings	D/A	2020-04-09 13:31:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773362 Filed Document 0001566114-20-000063 Exclusions or Exemptions 506b Accepted Date 2020-04-09 13:31:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Atlantic Ivy Co-Invest Access Offshore LP See All Filings	D	2020-04-09 13:28:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001806757 Filed Document 0001806754-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-09 13:28:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NorthStar Fund III, LP See All Filings	D/A	2020-04-09 13:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial, NMS CAPITAL ADVISORS, LLC., and Alphasource Capital Securities LLC CIK Number 0001287206 Filed Document 0000919574-20-002838 Exclusions or Exemptions 506b Accepted Date 2020-04-09 13:26:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Atlantic Ivy Co-Invest Access LLC See All Filings	D	2020-04-09 13:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001806754 Filed Document 0001806754-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 13:16:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCP Fund I, LLC See All Filings	D	2020-04-09 13:13:40 UTC
Amount To Be Raised $2,039,046 Associated Brokers / Dealers N/A CIK Number 0001808974 Filed Document 0001808974-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 13:13:40 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Kroh Three Well, LP See All Filings	D	2020-04-09 13:13:11 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001808562 Filed Document 0001654954-20-003914 Exclusions or Exemptions 506c Accepted Date 2020-04-09 13:13:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Kate Farms, Inc. See All Filings	D	2020-04-09 13:11:09 UTC
Amount To Be Raised $47,873,140 Associated Brokers / Dealers N/A CIK Number 0001790654 Filed Document 0001567619-20-007727 Exclusions or Exemptions 506b Accepted Date 2020-04-09 13:11:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TENARON CAPITAL PARTNERS LP See All Filings	D/A	2020-04-09 13:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702818 Filed Document 0001567619-20-007725 Exclusions or Exemptions 506b Accepted Date 2020-04-09 13:10:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benchmark Plus Institutional Partners, L.L.C. See All Filings	D/A	2020-04-09 13:04:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Clearing Corp. CIK Number 0001406958 Filed Document 0001164691-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-04-09 13:04:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVC EU DL II Private Investors Offshore SICAV-RAIF S.C. Sp. See All Filings	D	2020-04-09 12:58:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001808848 Filed Document 0001808848-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 12:58:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREELEY FLATS, DST See All Filings	D	2020-04-09 12:55:23 UTC
Amount To Be Raised $11,113,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC, DAN HOLZER, ANDRE MICHAEL JANASIK, PAUL M. GETTY, SAM BHUSHAN, GEORGE MARTIN HJORTH, HOWARD DAVIS, STEVEN CARMANDALIAN, EDWARD FERNANDEZ, JUSTIN MATTHEW BACHMAN, CHRISTINA SUZANNE NIELSON, MICHAEL P. ECKER, ROBERT BOGGESS, JOHN BUTLER, and TERRY HERRON CIK Number 0001766879 Filed Document 0001766879-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 12:55:23 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Investors Fund, LP See All Filings	D/A	2020-04-09 12:55:01 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Greentech Capital Advisors Securities, LLC and Growth Capital Services, Inc. CIK Number 0001775574 Filed Document 0001779422-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 12:55:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIFF Global Equity Fund, L.P. See All Filings	D/A	2020-04-09 12:45:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773259 Filed Document 0001773259-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 12:45:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pathway Co-investment Fund (Cayman), LP See All Filings	D	2020-04-09 12:39:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capstone Partners Asia PTE, Ltd. CIK Number 0001808862 Filed Document 0001808862-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 12:39:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Benchmark Plus Partners, L.L.C. See All Filings	D/A	2020-04-09 12:37:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443736 Filed Document 0001164691-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-04-09 12:37:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SM MERGER/ARBITRAGE, L.P. See All Filings	D/A	2020-04-09 12:35:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231101 Filed Document 0000919574-20-002835 Exclusions or Exemptions 506b Accepted Date 2020-04-09 12:35:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thread, Inc. See All Filings	D	2020-04-09 12:25:40 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001808480 Filed Document 0001808480-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-09 12:25:40 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
Amplify Partners Opportunity Fund III, L.P. See All Filings	D	2020-04-09 12:25:12 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001808383 Filed Document 0001808383-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-09 12:25:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHZ Financial Opportunities Fund, LP See All Filings	D/A	2020-04-09 12:22:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC and Calamar Financial Group, LLC CIK Number 0001742974 Filed Document 0001742974-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-09 12:22:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund