|
|
D |
2020-04-10 12:34:43 UTC |
- Amount To Be Raised
- $1,839,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001809108
- Filed Document
- 0001809108-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:34:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 12:33:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717065
- Filed Document
- 0001717065-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:33:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-10 12:31:50 UTC |
- Amount To Be Raised
- $35,692,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790627
- Filed Document
- 0000950172-20-000065
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:31:50 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2020-04-10 12:29:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citi Private Advisory, LLC and Citigroup Global Markets Inc.
- CIK Number
- 0001458862
- Filed Document
- 0000919574-20-002876
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:29:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 12:29:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001493435
- Filed Document
- 0001493435-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:29:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-10 12:25:12 UTC |
- Amount To Be Raised
- $5,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001808966
- Filed Document
- 0001567619-20-007800
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:25:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-10 12:22:51 UTC |
- Amount To Be Raised
- $7,535,420
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781755
- Filed Document
- 0001781755-20-000030
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-04-10 12:22:51 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 12:21:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727863
- Filed Document
- 0001727863-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:21:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 12:20:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001493434
- Filed Document
- 0001493434-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:20:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-10 12:20:45 UTC |
- Amount To Be Raised
- $1,255,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807772
- Filed Document
- 0001807772-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:20:45 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 12:18:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001167867
- Filed Document
- 0001167867-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:18:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 12:15:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- David Thomas Frank and David Richard Sanchez
- CIK Number
- 0001398810
- Filed Document
- 0000919574-20-002873
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:15:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-10 12:14:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001808593
- Filed Document
- 0001808593-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:14:55 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 12:13:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FORESIDE FINANCIAL SERVICES
- CIK Number
- 0001229354
- Filed Document
- 0001229354-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:13:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 12:07:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FORESIDE FINANCIAL SERVICES
- CIK Number
- 0001524439
- Filed Document
- 0001524439-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:07:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 12:05:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citi Private Advisory, LLC and Citigroup Global Markets Inc.
- CIK Number
- 0001557743
- Filed Document
- 0000919574-20-002871
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:05:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Partners Capital Phoenix Fund II Ltd - Diversified Income Fund
See All Filings
|
D/A |
2020-04-10 12:05:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605606
- Filed Document
- 0001605606-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:05:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Lombard International Life Assurance Co Separate Account VL 262
See All Filings
|
D |
2020-04-10 12:04:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc.
- CIK Number
- 0001809119
- Filed Document
- 0001809119-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:04:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 12:01:58 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718852
- Filed Document
- 0001567619-20-007792
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:01:58 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-10 12:01:18 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001809006
- Filed Document
- 0001809006-20-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 12:01:18 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-10 11:58:35 UTC |
- Amount To Be Raised
- $3,974,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001809078
- Filed Document
- 0001809078-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:58:35 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 11:56:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702964
- Filed Document
- 0000919574-20-002868
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:56:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 11:51:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579867
- Filed Document
- 0001245105-20-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:51:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 11:49:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770438
- Filed Document
- 0001770438-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:49:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-10 11:42:10 UTC |
- Amount To Be Raised
- $3,095,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792623
- Filed Document
- 0001792623-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:42:10 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2020-04-10 11:42:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564717
- Filed Document
- 0001493436-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:42:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 11:34:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676510
- Filed Document
- 0001770435-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:34:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 11:33:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stifel, Nicolaus & Company Incorporated and Peter Herbert Champman
- CIK Number
- 0001022373
- Filed Document
- 0000919574-20-002867
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:33:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 11:32:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AON Securities LLC
- CIK Number
- 0001756110
- Filed Document
- 0001756110-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:32:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 11:28:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564717
- Filed Document
- 0001564717-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:28:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-10 11:28:37 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001808827
- Filed Document
- 0001808827-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:28:37 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 11:19:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736626
- Filed Document
- 0000943663-20-000144
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:19:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 11:19:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769684
- Filed Document
- 0000919574-20-002864
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:19:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 11:18:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770435
- Filed Document
- 0001770435-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:18:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-10 11:13:43 UTC |
- Amount To Be Raised
- $975,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725858
- Filed Document
- 0001725858-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:13:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 11:09:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574527
- Filed Document
- 0000919574-20-002862
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:09:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 11:08:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001493438
- Filed Document
- 0001493438-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:08:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 11:07:30 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671451
- Filed Document
- 0001671451-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:07:30 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 11:01:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654319
- Filed Document
- 0001654319-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:01:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 11:01:04 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674416
- Filed Document
- 0001209191-20-024107
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 11:01:04 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- SWITZERLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 10:59:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584035
- Filed Document
- 0000919574-20-002860
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 10:59:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 10:54:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001548766
- Filed Document
- 0000919574-20-002857
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 10:54:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 10:50:29 UTC |
- Amount To Be Raised
- $1,200,000,000
- Associated Brokers / Dealers
- Atlantic-Pacific Capital, Inc.
- CIK Number
- 0001739752
- Filed Document
- 0001012975-20-000380
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 10:50:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 10:48:15 UTC |
- Amount To Be Raised
- $445,000,000
- Associated Brokers / Dealers
- Vik Goel, Brian Pacen, Cambridge Investment Research, Inc., Jason Salmon, Tony Barouti, Chay Lapin, James Parry, Independent Financial Group, LLC, Bart Zandbergen, Steven Kolinsky, Crown Capital Securities, L.P., Brett Machtig, Rahul Halwasiya, Azeem Sheikh, The Strategic Financial Alliance, Inc., Concorde Investment Services, LLC, Lincoln Financial Advisors Corporation, Kelvin Bishop, Hillary J. Wertlieb, Justin Hewins, Robert Vanderpool, Brett Vendig, Christopher Patras, DFPG Investments, LLC, Steve Arnold, Steve Hein, Brian Laughlin, William Hugh Black, Guy A. Harrigan, Mark Baran, Scot A. Shier, Stacey Morimoto, Dave Dahill, Timothy Couch, Toni Sutherland, Robin Naylor, John Ross, James Teegarden, Jody Balmer, Trawnegan Hall, Michael C. Pak, James R. Larew, Ron Amir, Ameriprise Financial Services Inc., Dennis P. Thurman, Adam Carmel, Gregory J. Meyer, and Orrin Barrow
- CIK Number
- 0001773819
- Filed Document
- 0001773819-20-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 10:48:15 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 10:47:04 UTC |
- Amount To Be Raised
- $472,700,000
- Associated Brokers / Dealers
- Atlantic-Pacific Capital, Inc.
- CIK Number
- 0001739770
- Filed Document
- 0001012975-20-000379
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 10:47:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 10:45:04 UTC |
- Amount To Be Raised
- $393,100,000
- Associated Brokers / Dealers
- Atlantic-Pacific Capital, Inc.
- CIK Number
- 0001739753
- Filed Document
- 0001012975-20-000378
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 10:45:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-10 10:43:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770482
- Filed Document
- 0001770482-20-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-04-10 10:43:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 10:42:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569589
- Filed Document
- 0001569589-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 10:42:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-10 10:34:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Zia Umar Naeem
- CIK Number
- 0001609395
- Filed Document
- 0000919574-20-002854
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 10:34:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-10 10:27:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001772593
- Filed Document
- 0000919574-20-002852
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-10 10:27:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|