Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
UIP NY Ave Invest, LLC See All Filings	D	2018-07-03 11:08:02 UTC
Amount To Be Raised $1,671,600 Associated Brokers / Dealers N/A CIK Number 0001745055 Filed Document 0001745055-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 11:08:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point IPA-DI LP See All Filings	D	2018-07-03 11:07:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744047 Filed Document 0001744047-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 11:07:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Evo, Inc. See All Filings	D	2018-07-03 11:05:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001571315 Filed Document 0001591408-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-07-03 11:05:18 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
New York Pooled PRI Fund, LLC See All Filings	D/A	2018-07-03 11:03:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624950 Filed Document 0000950103-18-008200 Exclusions or Exemptions 506b Accepted Date 2018-07-03 11:03:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CloudBees, Inc. See All Filings	D	2018-07-03 10:54:46 UTC
Amount To Be Raised $37,029,368 Associated Brokers / Dealers N/A CIK Number 0001526855 Filed Document 0001140361-18-031129 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:54:46 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Probe Metals Inc. See All Filings	D	2018-07-03 10:51:59 UTC
Amount To Be Raised $6,214,096 Associated Brokers / Dealers Macquarie Capital Markets North America Ltd. CIK Number 0001640741 Filed Document 0001062993-18-002779 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:51:59 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SMPI Bordeaux SPV 3 LLC See All Filings	D	2018-07-03 10:46:48 UTC
Amount To Be Raised $4,041,500 Associated Brokers / Dealers N/A CIK Number 0001743912 Filed Document 0001743912-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:46:48 UTC Type of Offering D Industry Investing Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Holleway IPA Fund, LP See All Filings	D/A	2018-07-03 10:45:28 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers GLC Advisors & Co., LLC CIK Number 0001736765 Filed Document 0001736765-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:45:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROCESSUNITY, INC. See All Filings	D/A	2018-07-03 10:41:01 UTC
Amount To Be Raised $1,066,999 Associated Brokers / Dealers N/A CIK Number 0001284066 Filed Document 0001284066-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:41:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lazard International Discounted Assets Portfolio, a series of Lazard Discounted Assets Focus Funds LLC See All Filings	D/A	2018-07-03 10:40:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525128 Filed Document 0001525128-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:40:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard International Strategic Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2018-07-03 10:37:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525576 Filed Document 0001525576-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:37:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acumen Latin America Early Growth Fund LP See All Filings	D	2018-07-03 10:36:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745267 Filed Document 0001745267-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:36:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Global Fixed Income Trust See All Filings	D/A	2018-07-03 10:31:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525578 Filed Document 0001525578-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:31:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENDRA Life Sciences Inc. See All Filings	D	2018-07-03 10:27:15 UTC
Amount To Be Raised $1,097,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001681682 Filed Document 0001083544-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:27:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lazard Global Discounted Assets Portfolio, a series of Lazard Discounted Assets Focus Funds LLC See All Filings	D/A	2018-07-03 10:24:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525127 Filed Document 0001525127-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:24:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CBTBE Corp See All Filings	D/A	2018-07-03 10:22:58 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001742875 Filed Document 0001742875-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:22:58 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
Celsius Therapeutics, Inc. See All Filings	D	2018-07-03 10:10:36 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001744560 Filed Document 0001744560-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:10:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Houston Equity Partners, LLC See All Filings	D	2018-07-03 10:01:51 UTC
Amount To Be Raised $1,120,000 Associated Brokers / Dealers N/A CIK Number 0001741641 Filed Document 0001741641-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:01:51 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mid Europa Fund V LP See All Filings	D	2018-07-03 10:00:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers Limited and MVision Private Equity Advisers USA LLC CIK Number 0001744758 Filed Document 0001744758-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:00:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Advisors Small Co Private Equity Fund VIII-Cayman LP See All Filings	D	2018-07-03 10:00:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NY LIFE DISTRIBUTORS LLC CIK Number 0001745096 Filed Document 0001745096-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 10:00:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pictor Investments LLC See All Filings	D/A	2018-07-03 09:56:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741692 Filed Document 0001741692-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-03 09:56:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nektar (Bermuda) Ltd. See All Filings	D/A	2018-07-03 09:54:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709546 Filed Document 0001315863-18-000532 Exclusions or Exemptions 506b Accepted Date 2018-07-03 09:54:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Telepathy Labs, Inc. See All Filings	D	2018-07-03 09:33:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001696613 Filed Document 0001696613-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 09:33:56 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
ianacare, Inc. See All Filings	D	2018-07-03 08:21:10 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001745203 Filed Document 0001745203-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 08:21:10 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
WWEX UNI TOPCO HOLDINGS, LLC See All Filings	D	2018-07-03 07:41:49 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001706723 Filed Document 0001706723-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 07:41:49 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CIPHERLOC Corp See All Filings	D/A	2018-07-03 06:46:25 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers NA CIK Number 0001022505 Filed Document 0001493152-18-009624 Exclusions or Exemptions 506b Accepted Date 2018-07-03 06:46:25 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Jask Labs Inc. See All Filings	D	2018-07-02 20:56:14 UTC
Amount To Be Raised $24,999,996 Associated Brokers / Dealers N/A CIK Number 0001662381 Filed Document 0001662381-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-02 20:56:14 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Paradigm Diagnostics, Inc. See All Filings	D/A	2018-07-02 20:54:01 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001690852 Filed Document 0001690852-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-02 20:54:01 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Genlith Inc. See All Filings	D	2018-07-02 20:46:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001726881 Filed Document 0001493152-18-009614 Exclusions or Exemptions 506b Accepted Date 2018-07-02 20:46:38 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Owl Rock First Lien Fund (Offshore), L.P. See All Filings	D	2018-07-02 20:19:24 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001737884 Filed Document 0001737884-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-02 20:19:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Comedy Stream, Inc. See All Filings	D	2018-07-02 20:10:06 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001745293 Filed Document 0001745293-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-07-02 20:10:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PellePharm, Inc. See All Filings	D	2018-07-02 20:01:24 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001611568 Filed Document 0001611568-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-02 20:01:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FPA Select Maple Fund, L.P. See All Filings	D/A	2018-07-02 19:35:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Introduction Capital Inc. CIK Number 0001710654 Filed Document 0001315863-18-000531 Exclusions or Exemptions 506b Accepted Date 2018-07-02 19:35:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FPA Select Fund, L.P. See All Filings	D/A	2018-07-02 19:33:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Introduction Capital Inc. CIK Number 0001702509 Filed Document 0001315863-18-000530 Exclusions or Exemptions 506b Accepted Date 2018-07-02 19:33:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Owl Rock First Lien Fund, L.P. See All Filings	D	2018-07-02 19:27:18 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001736711 Filed Document 0001736711-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-02 19:27:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Azevtec, Inc. See All Filings	D/A	2018-07-02 19:03:37 UTC
Amount To Be Raised $8,568,109 Associated Brokers / Dealers N/A CIK Number 0001724273 Filed Document 0001724273-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-02 19:03:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
xMatters Holdings, Inc. See All Filings	D	2018-07-02 18:47:15 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001683180 Filed Document 0001683180-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-02 18:47:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ESTATE OF HAZINE CHERMON CHERY See All Filings	D/A	2018-07-02 18:42:50 UTC
Amount To Be Raised $400,000,000,000 Associated Brokers / Dealers DEPT OF THE TREASURY OFFICE OF EXEC SECRETARY CIK Number 0001744919 Filed Document 0001744919-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-02 18:42:50 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Localwise, Inc. See All Filings	D	2018-07-02 18:33:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001656461 Filed Document 0001656461-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-02 18:33:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Keeeb Inc. See All Filings	D	2018-07-02 18:05:18 UTC
Amount To Be Raised $5,588,359 Associated Brokers / Dealers N/A CIK Number 0001662026 Filed Document 0001662026-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-02 18:05:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QUMULO, INC. See All Filings	D	2018-07-02 17:43:55 UTC
Amount To Be Raised $1,192,750 Associated Brokers / Dealers N/A CIK Number 0001546162 Filed Document 0001168404-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-07-02 17:43:55 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Nine Ten Partners LP See All Filings	D/A	2018-07-02 17:32:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603715 Filed Document 0001315863-18-000529 Exclusions or Exemptions 506b Accepted Date 2018-07-02 17:32:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Health Catalyst, Inc. See All Filings	D/A	2018-07-02 17:24:43 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001636422 Filed Document 0001209191-18-040437 Exclusions or Exemptions 506b Accepted Date 2018-07-02 17:24:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
NQ PE PROJECT KIT, L.P. See All Filings	D/A	2018-07-02 17:23:39 UTC
Amount To Be Raised $65,782,069 Associated Brokers / Dealers N/A CIK Number 0001734283 Filed Document 0001734283-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-02 17:23:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SDP Special Situations LLC - Series B See All Filings	D	2018-07-02 17:23:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743707 Filed Document 0001743707-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-02 17:23:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Middle-Market Direct Lending Unlevered Fund, L.P. See All Filings	D/A	2018-07-02 17:22:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697917 Filed Document 0001697917-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-02 17:22:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Middle-Market Direct Lending Fund, L.P. See All Filings	D/A	2018-07-02 17:18:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697918 Filed Document 0001697918-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-02 17:18:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE MIDDLE-MARKET DIRECT LENDING UNLEVERED FEEDER (CAD), L.P. See All Filings	D	2018-07-02 17:14:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715999 Filed Document 0001715999-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-02 17:14:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Robotics Hub Co-Investment 1-D, LP See All Filings	D	2018-07-02 17:14:10 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001744399 Filed Document 0001382963-18-000110 Exclusions or Exemptions 506b Accepted Date 2018-07-02 17:14:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE MIDDLE-MARKET DIRECT LENDING FEEDER (CAD), L.P. See All Filings	D	2018-07-02 17:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716001 Filed Document 0001716001-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-02 17:12:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity