Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CT BW Naples LLC See All Filings	D	2020-04-13 13:55:19 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001808477 Filed Document 0001808477-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:55:19 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Florida Funders Peerfit Fund III, LLC See All Filings	D	2020-04-13 13:53:34 UTC
Amount To Be Raised $156,481 Associated Brokers / Dealers N/A CIK Number 0001803847 Filed Document 0001803847-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:53:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PANDA PLATES INC. See All Filings	D	2020-04-13 13:52:51 UTC
Amount To Be Raised $5,002,437 Associated Brokers / Dealers N/A CIK Number 0001808886 Filed Document 0001808886-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:52:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATO Ventures, LP See All Filings	D/A	2020-04-13 13:52:33 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001772966 Filed Document 0001772966-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:52:33 UTC Type of Offering D/A Industry Other Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Key Fund I, LP See All Filings	D	2020-04-13 13:50:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602050 Filed Document 0001602050-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:50:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aureal Capital Ltd. See All Filings	D/A	2020-04-13 13:43:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773296 Filed Document 0001773296-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:43:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Canncure Investments Inc. See All Filings	D	2020-04-13 13:40:18 UTC
Amount To Be Raised $3,075,000 Associated Brokers / Dealers N/A CIK Number 0001778297 Filed Document 0001062993-20-001765 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:40:18 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
USCGIM Takeout Loan LLC See All Filings	D	2020-04-13 13:37:08 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers US Capital Global Securities LLC CIK Number 0001808181 Filed Document 0001808181-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-04-13 13:37:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAI GEO US, Inc. See All Filings	D	2020-04-13 13:29:08 UTC
Amount To Be Raised $5,999,982 Associated Brokers / Dealers N/A CIK Number 0001668671 Filed Document 0001567619-20-007849 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:29:08 UTC Type of Offering D Industry Business Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Bioverge Funds, RockStep I, LLC See All Filings	D	2020-04-13 13:23:35 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers Bioverge Funds Management, LLC CIK Number 0001809227 Filed Document 0001809227-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:23:35 UTC Type of Offering D Industry Investing Principal Place of Business IDAHO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Thalia Brands, Inc. See All Filings	C/A	2020-04-13 13:21:36 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,998 CIK Number 0001782651 Filed Document 0001665160-20-000307 Accepted Date 2020-04-13 13:21:36 UTC Type of Offering C/A Security Offered Amount 3,333 Security Offered Type Other State CALIFORNIA
Puro Trader, Inc See All Filings	C/A	2020-04-13 13:16:59 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $106,955 CIK Number 0001803793 Filed Document 0001669191-20-000173 Accepted Date 2020-04-13 13:16:59 UTC Type of Offering C/A Security Offered Amount 226 Security Offered Type Common Stock State NEW HAMPSHIRE
Notion Labs, Inc. See All Filings	D	2020-04-13 13:16:07 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001781814 Filed Document 0001781814-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:16:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elemeno Health, Inc. See All Filings	C	2020-04-13 13:12:44 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001805018 Filed Document 0001805018-20-000007 Accepted Date 2020-04-13 13:12:44 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Liberty PlugIns, Inc. See All Filings	C/A	2020-04-13 13:11:02 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001775538 Filed Document 0001665160-20-000306 Accepted Date 2020-04-13 13:11:02 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Common Stock State CALIFORNIA
Aureal Capital LP See All Filings	D/A	2020-04-13 13:09:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773297 Filed Document 0001773297-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:09:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAYHORSE SILVER INC. See All Filings	D	2020-04-13 12:56:30 UTC
Amount To Be Raised $14,200 Associated Brokers / Dealers Canaccord Genuity CIK Number 0001432588 Filed Document 0001273511-20-000057 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:56:30 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Spectra7 Microsystems Inc. See All Filings	D	2020-04-13 12:51:55 UTC
Amount To Be Raised $805,000 Associated Brokers / Dealers N/A CIK Number 0001580220 Filed Document 0001062993-20-001764 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:51:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dope Coffee Co LLC See All Filings	C/A	2020-04-13 12:46:47 UTC
Financial Interest None Filing Platform MiTec, PBC Offering Amount $107,000 CIK Number 0001796060 Filed Document 0001796060-20-000006 Accepted Date 2020-04-13 12:46:47 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State GEORGIA
BrainCheck, Inc. See All Filings	D/A	2020-04-13 12:45:36 UTC
Amount To Be Raised $4,709,995 Associated Brokers / Dealers N/A CIK Number 0001649864 Filed Document 0001649864-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:45:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Freedom Fund, LLC See All Filings	D	2020-04-13 12:38:41 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001809220 Filed Document 0001809220-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:38:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Asia Fund VI, L.P. See All Filings	D/A	2020-04-13 12:38:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734589 Filed Document 0001734589-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:38:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2020-04-13 12:19:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-20-045788 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:19:22 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2020-04-13 12:18:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-20-045786 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:18:43 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2020-04-13 12:17:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Liebeskind CIK Number 0001080429 Filed Document 0001104659-20-045785 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:17:58 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2020-04-13 12:16:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001080429 Filed Document 0001104659-20-045783 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:16:49 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2020-04-13 12:14:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001080429 Filed Document 0001104659-20-045781 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:14:22 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Crypto Futura Fund LLC See All Filings	D/A	2020-04-13 12:04:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001724345 Filed Document 0001724345-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-04-13 12:04:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SageOne India Growth US Fund See All Filings	D/A	2020-04-13 12:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705211 Filed Document 0001705211-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:01:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bybrook Capital Fund Ltd See All Filings	D/A	2020-04-13 11:59:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639543 Filed Document 0000902664-20-001792 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:59:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHALE ROCK FLAGSHIP FUND LTD See All Filings	D/A	2020-04-13 11:57:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001457666 Filed Document 0001457666-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:57:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Napier Park Strategic CLO Fund LP See All Filings	D/A	2020-04-13 11:55:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671842 Filed Document 0000902664-20-001791 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:55:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHALE ROCK FLAGSHIP FUND L P See All Filings	D/A	2020-04-13 11:54:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001363290 Filed Document 0001363290-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:54:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dilation Partners, LP See All Filings	D	2020-04-13 11:53:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808302 Filed Document 0000902664-20-001790 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:53:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Varden Pacific Opportunity Partners I LP See All Filings	D/A	2020-04-13 11:50:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518756 Filed Document 0001405086-20-000101 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:50:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WHALE ROCK FLAGSHIP (AI) FUND LP See All Filings	D/A	2020-04-13 11:50:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001457667 Filed Document 0001457667-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:50:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varden Pacific Opportunity Offshore Fund I Ltd See All Filings	D/A	2020-04-13 11:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544843 Filed Document 0001405086-20-000100 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:49:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vodori, Inc. See All Filings	D	2020-04-13 11:48:13 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001719726 Filed Document 0001719726-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:48:13 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RCP Fund XIV, LP See All Filings	D/A	2020-04-13 11:43:20 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Platypus Partners Ltd, Race Rock Capital LLC, and Roam Capital, Inc. CIK Number 0001782121 Filed Document 0001782121-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:43:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GO Lab, Inc. See All Filings	D/A	2020-04-13 11:40:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001757949 Filed Document 0001757949-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:40:29 UTC Type of Offering D/A Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Squarepoint Core International Feeder Ltd See All Filings	D/A	2020-04-13 11:29:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735970 Filed Document 0001806841-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:29:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pattern Insurance Services Inc. See All Filings	D	2020-04-13 11:28:53 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001808751 Filed Document 0001178913-20-001098 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:28:53 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
PFMP-KF77 INVESTORS, LLC See All Filings	D	2020-04-13 11:26:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CHALICE CAPITAL PARTNERS, LLC CIK Number 0001809000 Filed Document 0001809000-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:26:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LandOne Software LLC See All Filings	D	2020-04-13 11:10:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001805978 Filed Document 0001805978-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:10:21 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
522 FIFTH AVENUE FUND, L.P. See All Filings	D	2020-04-13 11:09:46 UTC
Amount To Be Raised $30,920,000 Associated Brokers / Dealers N/A CIK Number 0001131776 Filed Document 0000950103-20-007348 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:09:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT Biotech Fund, LP See All Filings	D/A	2020-04-13 10:59:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806841 Filed Document 0001806841-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 10:59:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVGSF - Arris 2020 See All Filings	D	2020-04-13 10:56:54 UTC
Amount To Be Raised $2,961,000 Associated Brokers / Dealers None CIK Number 0001809195 Filed Document 0001809195-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-04-13 10:56:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Style Advantage Offshore, Ltd. See All Filings	D/A	2020-04-13 10:50:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703597 Filed Document 0001806252-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 10:50:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Segra Resource Onshore Partners, LP See All Filings	D/A	2020-04-13 10:33:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699209 Filed Document 0001315863-20-000355 Exclusions or Exemptions 506b Accepted Date 2020-04-13 10:33:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Segra Resource Offshore Partners, Ltd. See All Filings	D/A	2020-04-13 10:33:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735455 Filed Document 0001315863-20-000354 Exclusions or Exemptions 506b Accepted Date 2020-04-13 10:33:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity