Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Trovagene, Inc. See All Filings	D	2020-04-13 20:33:30 UTC
Amount To Be Raised $2,084,000 Associated Brokers / Dealers N/A CIK Number 0001213037 Filed Document 0001104659-20-046083 Exclusions or Exemptions 506b Accepted Date 2020-04-13 20:33:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN WEALTH CAPITAL LI US INVESTOR, LP See All Filings	D/A	2020-04-13 20:17:52 UTC
Amount To Be Raised $10,625,000 Associated Brokers / Dealers N/A CIK Number 0001801110 Filed Document 0001642247-20-000032 Exclusions or Exemptions 506b Accepted Date 2020-04-13 20:17:52 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Retirement Evolution, LLC See All Filings	D	2020-04-13 20:16:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809091 Filed Document 0001809091-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-04-13 20:16:48 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pantheon IPA Fund, L.P. See All Filings	D	2020-04-13 19:50:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808328 Filed Document 0001567619-20-007892 Exclusions or Exemptions 506b Accepted Date 2020-04-13 19:50:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-CEH, a series of Forge Investments LLC See All Filings	D/A	2020-04-13 19:48:03 UTC
Amount To Be Raised $2,137,230 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001752400 Filed Document 0001752400-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-13 19:48:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GGSP Co-Investors I, LLC See All Filings	D	2020-04-13 19:43:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809093 Filed Document 0001809093-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 19:43:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthJoy, Inc. See All Filings	D/A	2020-04-13 19:41:04 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001714703 Filed Document 0001714703-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 19:41:04 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Nyca PYNR SPV, LP See All Filings	D	2020-04-13 19:21:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807953 Filed Document 0001807953-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 19:21:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Memphis Meats, Inc. See All Filings	D/A	2020-04-13 19:10:53 UTC
Amount To Be Raised $186,249,995 Associated Brokers / Dealers N/A CIK Number 0001668780 Filed Document 0001567619-20-007889 Exclusions or Exemptions 506b Accepted Date 2020-04-13 19:10:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HealthJoy, Inc. See All Filings	D	2020-04-13 19:06:22 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001714703 Filed Document 0001714703-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 19:06:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Deerpath Capital SLP-RAIF Compartment 2 See All Filings	D	2020-04-13 18:55:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Polaris Investment Advisory AG and Stifel, Nicolaus & Co., Inc. CIK Number 0001808568 Filed Document 0001808568-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 18:55:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RI Fund I, a series of Biewald Syndicates, LP See All Filings	D	2020-04-13 18:51:52 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001809303 Filed Document 0001809303-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 18:51:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Select Equity Fund, LLC See All Filings	D/A	2020-04-13 18:48:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FORESIDE FUND SERVICES, LLC CIK Number 0001636100 Filed Document 0001567619-20-007888 Exclusions or Exemptions 506b Accepted Date 2020-04-13 18:48:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Range NYC LLC See All Filings	D	2020-04-13 18:42:01 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001753943 Filed Document 0001753943-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 18:42:01 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Campustown Opportunity Zone Fund II, LP See All Filings	D	2020-04-13 18:36:51 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001808388 Filed Document 0001808388-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-04-13 18:36:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
IM Fund I, a series of TBird Capital, LP See All Filings	D	2020-04-13 18:36:50 UTC
Amount To Be Raised $270,500 Associated Brokers / Dealers N/A CIK Number 0001809306 Filed Document 0001809306-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 18:36:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ravikant Capital, LP - A2 See All Filings	D	2020-04-13 18:21:53 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001809257 Filed Document 0001809257-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 18:21:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI Fund I, a series of Jetstream Syndicates, LP See All Filings	D	2020-04-13 18:21:48 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001809256 Filed Document 0001809256-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 18:21:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wearwell, Inc. See All Filings	C/A	2020-04-13 18:20:04 UTC
Financial Interest The intermediary will receive a security-compensation equal to 2% of the total number of securities sold in the offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001799584 Filed Document 0001799584-20-000004 Accepted Date 2020-04-13 18:20:04 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State PENNSYLVANIA
Connacht Small Cap Core Ltd. See All Filings	D	2020-04-13 18:18:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796151 Filed Document 0000919574-20-002906 Exclusions or Exemptions 506b Accepted Date 2020-04-13 18:18:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Condor Fund XIII, L.P. See All Filings	D	2020-04-13 18:14:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809222 Filed Document 0001809222-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 18:14:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECAM Partners Fund, LP See All Filings	D	2020-04-13 18:10:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807376 Filed Document 0001807376-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 18:10:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVERGREEN CAPITAL LLC See All Filings	D/A	2020-04-13 18:08:18 UTC
Amount To Be Raised $2,640,000 Associated Brokers / Dealers N/A CIK Number 0001777489 Filed Document 0001777489-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 18:08:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Partners Capital Condor Fund XIII (Cayman), L.P. See All Filings	D	2020-04-13 18:04:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809212 Filed Document 0001809212-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 18:04:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ramius Merger Fund Ltd. See All Filings	D/A	2020-04-13 18:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EWM Capital Limited, Flying Cloud Securities LLC, and Mentor Alternative Advisors LLC CIK Number 0001591288 Filed Document 0001591288-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 18:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altera Self Storage PA LLC See All Filings	D/A	2020-04-13 17:52:06 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001809120 Filed Document 0001809120-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:52:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SM Fund I, a series of Unpopular VC, LP See All Filings	D	2020-04-13 17:51:51 UTC
Amount To Be Raised $708,020 Associated Brokers / Dealers N/A CIK Number 0001809301 Filed Document 0001809301-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:51:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DecuSoft, Inc. See All Filings	D	2020-04-13 17:49:59 UTC
Amount To Be Raised $6,514,999 Associated Brokers / Dealers N/A CIK Number 0001809338 Filed Document 0001809338-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:49:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Great Scott Trio LLC See All Filings	D	2020-04-13 17:46:07 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001775256 Filed Document 0001775256-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:46:07 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
WEDGEWOOD CAPITAL LLC See All Filings	D/A	2020-04-13 17:32:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Dennis Wilson, Ken Greene, and Suthee Suvansri CIK Number 0001766017 Filed Document 0001766017-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:32:09 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Blackstone Property Partners F.2 L.P. See All Filings	D/A	2020-04-13 17:28:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd., Park Hill Group LLC, Compass Group Global Advisors S.A., and bfinance UK Limited CIK Number 0001623757 Filed Document 0001623757-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:28:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Fund XIV Cayman Feeder, LP See All Filings	D/A	2020-04-13 17:26:37 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001781224 Filed Document 0001781224-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:26:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WGVS Holdings, LLC See All Filings	D	2020-04-13 17:26:13 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001726457 Filed Document 0001726457-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:26:13 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Octavo Systems LLC See All Filings	D/A	2020-04-13 17:25:40 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001728724 Filed Document 0001104659-20-046010 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:25:40 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Property Partners F.1 L.P. See All Filings	D/A	2020-04-13 17:23:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd., Park Hill Group LLC, Compass Group Global Advisors S.A., and bfinance UK Limited CIK Number 0001623756 Filed Document 0001623756-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:23:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Noodles LLC See All Filings	D/A	2020-04-13 17:20:37 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001809161 Filed Document 0001809161-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:20:37 UTC Type of Offering D/A Industry Restaurants Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
MVP LS FUND CLXIX LLC See All Filings	D	2020-04-13 17:20:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001809316 Filed Document 0001809316-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:20:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
STRATEGIC CRITICAL METALS Corp See All Filings	D/A	2020-04-13 17:17:48 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers NA CIK Number 0001768010 Filed Document 0001768010-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:17:48 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Option To Acquire
Blackstone Property Partners L.P. See All Filings	D/A	2020-04-13 17:17:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd., Park Hill Group LLC, and bfinance UK Limited CIK Number 0001623650 Filed Document 0001623650-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:17:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shipper, Inc. See All Filings	D	2020-04-13 17:16:44 UTC
Amount To Be Raised $16,305,383 Associated Brokers / Dealers N/A CIK Number 0001779481 Filed Document 0001567619-20-007880 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:16:44 UTC Type of Offering D Industry Other Technology Principal Place of Business INDONESIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in S. D.- IV) L.P. See All Filings	D	2020-04-13 17:14:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809332 Filed Document 0001809329-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-04-13 17:14:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ALGER DYNAMIC RETURN FUND LLC See All Filings	D	2020-04-13 17:13:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435277 Filed Document 0001435277-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:13:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAH CORPORATE PARTNERS FUND 56 LLC See All Filings	D	2020-04-13 17:11:15 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers MOORS & CABOT INC CIK Number 0001809289 Filed Document 0001809289-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:11:15 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
MatchaBar, Inc. See All Filings	D/A	2020-04-13 17:08:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677698 Filed Document 0001677698-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:08:07 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BIRCHCOURT CAPITAL LLC See All Filings	D/A	2020-04-13 17:07:45 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Dennis Wilson and Ken Greene CIK Number 0001766027 Filed Document 0001766027-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:07:45 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
MVP LS FUND CLXX LLC See All Filings	D	2020-04-13 17:03:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001809322 Filed Document 0001809314-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:03:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
WEATHERBIE GROWTH FUND LP See All Filings	D	2020-04-13 17:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001005102 Filed Document 0001005102-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 17:00:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in PFC V) L.P. See All Filings	D	2020-04-13 16:58:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809329 Filed Document 0001809329-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 16:58:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Acceleprise Seed Fund I, L.P. See All Filings	D	2020-04-13 16:52:06 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001809260 Filed Document 0001809260-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 16:52:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weatherbie Long/Short Fund, L.P. See All Filings	D	2020-04-13 16:51:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370877 Filed Document 0001370877-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 16:51:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund