Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
InfraScale, Inc. See All Filings	D	2018-07-12 14:09:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590196 Filed Document 0001461859-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:09:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
MetaArcade Inc. See All Filings	D	2018-07-12 14:08:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001683146 Filed Document 0001683146-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:08:59 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Workspot, Inc. See All Filings	D	2018-07-12 13:58:35 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001556066 Filed Document 0001556066-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:58:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
nanoGriptech, Inc. See All Filings	D	2018-07-12 13:56:38 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001746250 Filed Document 0001746250-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:56:38 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
EP CONCENTRATED EQUITY STRATEGIES L.P. See All Filings	D/A	2018-07-12 13:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405385 Filed Document 0000899140-18-000447 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:56:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Serone Key Opportunities Fund Ltd See All Filings	D/A	2018-07-12 13:53:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001633743 Filed Document 0001633740-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:53:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Point Capital, L.P. See All Filings	D/A	2018-07-12 13:51:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460125 Filed Document 0000902664-18-002805 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:51:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RFFC FINANCIAL LLC See All Filings	D	2018-07-12 13:49:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001357923 Filed Document 0001357923-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:49:41 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
UPLIFT VENTURES LLC See All Filings	D	2018-07-12 13:49:34 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001745636 Filed Document 0001745636-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:49:34 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Integris Software Inc. See All Filings	D	2018-07-12 13:39:40 UTC
Amount To Be Raised $10,041,053 Associated Brokers / Dealers N/A CIK Number 0001674000 Filed Document 0001674000-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:39:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KKR Global Infrastructure Offshore III LP See All Filings	D	2018-07-12 13:38:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001745867 Filed Document 0001745867-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:38:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cigent Technology, Inc. See All Filings	D	2018-07-12 13:37:43 UTC
Amount To Be Raised $2,502,593 Associated Brokers / Dealers N/A CIK Number 0001738559 Filed Document 0001738559-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:37:43 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
West Fork Whiskey Co. See All Filings	D	2018-07-12 13:34:19 UTC
Amount To Be Raised $400,824 Associated Brokers / Dealers N/A CIK Number 0001699584 Filed Document 0001699584-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:34:19 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Cigent Technology, Inc. See All Filings	D/A	2018-07-12 13:33:06 UTC
Amount To Be Raised $825,029 Associated Brokers / Dealers N/A CIK Number 0001738559 Filed Document 0001738559-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:33:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Serone Key Opportunities Fund LP See All Filings	D/A	2018-07-12 13:32:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001633740 Filed Document 0001633740-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:32:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cabana Apt Venture, LLC See All Filings	D	2018-07-12 13:25:00 UTC
Amount To Be Raised $5,180,000 Associated Brokers / Dealers N/A CIK Number 0001745894 Filed Document 0001745894-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:25:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CSP Investments, Inc. See All Filings	D	2018-07-12 13:23:57 UTC
Amount To Be Raised $3,978,099 Associated Brokers / Dealers N/A CIK Number 0001470315 Filed Document 0001470315-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:23:57 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RCP Fund XIII, LP See All Filings	D	2018-07-12 13:21:22 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001746079 Filed Document 0001746126-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:21:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KKR Global Infrastructure Onshore III LP See All Filings	D	2018-07-12 13:14:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001746276 Filed Document 0001746276-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:14:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Audax Direct Lending Solutions Fund B-1, L.P. See All Filings	D	2018-07-12 13:09:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746292 Filed Document 0001746292-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:09:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarion Private Investors, LLC See All Filings	D/A	2018-07-12 13:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001697183 Filed Document 0001697183-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:02:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACE Protocol Foundation See All Filings	D	2018-07-12 12:58:18 UTC
Amount To Be Raised $138,600 Associated Brokers / Dealers N/A CIK Number 0001745300 Filed Document 0001745300-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:58:18 UTC Type of Offering D Industry Other Technology Principal Place of Business PANAMA Revenue or Assets Decline to Disclose Type of Security Other
RCP Fund XIII Cayman Feeder, LP See All Filings	D	2018-07-12 12:52:42 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001746126 Filed Document 0001746126-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:52:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC See All Filings	D/A	2018-07-12 12:48:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442329 Filed Document 0001442329-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:48:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCP 1901 East 15th Street, LLC See All Filings	D	2018-07-12 12:48:35 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001746206 Filed Document 0001746206-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:48:35 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LIFESCI VENTURE SPV VI, LLC See All Filings	D	2018-07-12 12:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745963 Filed Document 0000919574-18-004717 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:43:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Talbert Capital Preferred Income Fund, LP See All Filings	D/A	2018-07-12 12:37:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679243 Filed Document 0001679243-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:37:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Trust Partners V LP See All Filings	D/A	2018-07-12 12:36:51 UTC
Amount To Be Raised $408,163,265 Associated Brokers / Dealers N/A CIK Number 0001689998 Filed Document 0001689998-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:36:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarendon Capital Fund I, LP See All Filings	D	2018-07-12 12:24:31 UTC
Amount To Be Raised $145,000,000 Associated Brokers / Dealers James E. Griffin, Jr. CIK Number 0001743025 Filed Document 0001192482-18-000333 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:24:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
West Mountain, Ltd. See All Filings	D/A	2018-07-12 12:22:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543431 Filed Document 0001144204-18-038089 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:22:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Sky Strategic Australian Agriculture Fund LP See All Filings	D/A	2018-07-12 12:20:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711243 Filed Document 0000945621-18-000252 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:20:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Mountain Partners, LP See All Filings	D/A	2018-07-12 12:16:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management, LLC CIK Number 0001405069 Filed Document 0001144204-18-038087 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:16:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TerraClear, Inc. See All Filings	D	2018-07-12 12:12:40 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001746170 Filed Document 0001746170-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:12:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Maranon Mezzanine Fund III-B, L.P. See All Filings	D	2018-07-12 12:11:51 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001745216 Filed Document 0001745216-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:11:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JAB REAL ESTATE OPPORTUNITY FUND VI, LP See All Filings	D/A	2018-07-12 12:09:24 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001728709 Filed Document 0001728709-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:09:24 UTC Type of Offering D/A Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FPA Core Plus Feeder Fund IV, L.P. See All Filings	D	2018-07-12 12:06:32 UTC
Amount To Be Raised $118,250,000 Associated Brokers / Dealers N/A CIK Number 0001746144 Filed Document 0001746144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:06:32 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AESIR CREDIT PARTNERS, LP See All Filings	D/A	2018-07-12 12:05:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550201 Filed Document 0000919574-18-004715 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:05:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DSF1 (CAYMAN) LP See All Filings	D	2018-07-12 12:02:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746270 Filed Document 0000919574-18-004713 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:02:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2018-07-12 11:59:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, J.P. Morgan Securities Inc., Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, OCP Capital, LLC, and Tangent Capital Partners, LLC CIK Number 0001107149 Filed Document 0001107149-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 11:59:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hallmark Waters Edge, LLC See All Filings	D	2018-07-12 11:56:20 UTC
Amount To Be Raised $7,300,000 Associated Brokers / Dealers Brown Associates, Inc. CIK Number 0001745804 Filed Document 0001745804-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 11:56:20 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
VSF Investors, LLC See All Filings	D	2018-07-12 11:55:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745558 Filed Document 0001745558-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 11:55:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Renewal4 US Limited Partnership See All Filings	D	2018-07-12 11:51:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743135 Filed Document 0000908662-18-000184 Exclusions or Exemptions 506b Accepted Date 2018-07-12 11:51:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Angelo Gordon Partners Select ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2018-07-12 11:46:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001650854 Filed Document 0001724485-18-000104 Exclusions or Exemptions 506b Accepted Date 2018-07-12 11:46:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HerdDogg, Inc. See All Filings	D	2018-07-12 11:43:36 UTC
Amount To Be Raised $2,864,716 Associated Brokers / Dealers N/A CIK Number 0001745932 Filed Document 0001745932-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-12 11:43:36 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
GLADE BROOK PRIVATE INVESTORS XV LP See All Filings	D	2018-07-12 11:41:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745700 Filed Document 0001140361-18-032229 Exclusions or Exemptions 506b Accepted Date 2018-07-12 11:41:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLADE BROOK PRIVATE INVESTORS XIV LP See All Filings	D	2018-07-12 11:37:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745698 Filed Document 0001140361-18-032227 Exclusions or Exemptions 506b Accepted Date 2018-07-12 11:37:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RGL Partners, LLC See All Filings	D	2018-07-12 11:32:22 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001471349 Filed Document 0001471349-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 11:32:22 UTC Type of Offering D Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BlockFi Inc. See All Filings	D	2018-07-12 11:24:13 UTC
Amount To Be Raised $2,331,673 Associated Brokers / Dealers N/A CIK Number 0001726072 Filed Document 0001726072-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-12 11:24:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-AMR-12-Fund, a series of AX-LE-Funds, LLC See All Filings	D	2018-07-12 11:23:56 UTC
Amount To Be Raised $96,877 Associated Brokers / Dealers N/A CIK Number 0001739187 Filed Document 0001745478-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-07-12 11:23:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-TVY-38-Fund, a series of AX-PP-Funds, LLC See All Filings	D	2018-07-12 11:18:25 UTC
Amount To Be Raised $81,500 Associated Brokers / Dealers N/A CIK Number 0001742898 Filed Document 0001745478-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-12 11:18:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund