Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Recida Therapeutics, Inc. See All Filings	D	2018-07-12 15:43:46 UTC
Amount To Be Raised $10,667,877 Associated Brokers / Dealers N/A CIK Number 0001746104 Filed Document 0001746104-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:43:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
O'Brien Greene Small-Capitalization Stock Fund, L.P. See All Filings	D	2018-07-12 15:40:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630701 Filed Document 0001630701-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:40:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AEI Net Lease Portfolio IX DST See All Filings	D/A	2018-07-12 15:37:09 UTC
Amount To Be Raised $22,993,000 Associated Brokers / Dealers American Portfolios Financial Service, Inc., McDermott Investment Services, LLC, Wealthforge Securities, LLC, Concorde Investment Services, LLC, DFPG Investments, Inc, HD Vest Investment Services, Lincoln Financial Advisors Corp, Lincoln Financial Securities Corp, Lighthouse Capital Group, LLC, and Sigma Financial Corporation CIK Number 0001736671 Filed Document 0001736671-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:37:09 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Lumiata, Inc. See All Filings	D	2018-07-12 15:35:04 UTC
Amount To Be Raised $11,015,507 Associated Brokers / Dealers N/A CIK Number 0001617399 Filed Document 0001144204-18-038137 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:35:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MetaModix, Inc. See All Filings	D	2018-07-12 15:33:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001477042 Filed Document 0001477042-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:33:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
KSL Capital Partners Credit Opportunities Fund II FF, L.P. See All Filings	D	2018-07-12 15:31:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746212 Filed Document 0001741834-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:31:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EyQue Ltd. See All Filings	D	2018-07-12 15:28:51 UTC
Amount To Be Raised $11,199,993 Associated Brokers / Dealers N/A CIK Number 0001746199 Filed Document 0001746199-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:28:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Glean Tech LLC - Series A-LY See All Filings	D	2018-07-12 15:27:15 UTC
Amount To Be Raised $13,170,010 Associated Brokers / Dealers N/A CIK Number 0001746114 Filed Document 0001746114-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:27:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
King West Estates Limited Partnership See All Filings	D	2018-07-12 15:24:07 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001745798 Filed Document 0001745798-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:24:07 UTC Type of Offering D Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CyberWire, Inc. See All Filings	D	2018-07-12 15:22:10 UTC
Amount To Be Raised $1,796,515 Associated Brokers / Dealers N/A CIK Number 0001746267 Filed Document 0001746267-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:22:10 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Granite Point Capital 8 Dragons China Opportunities Fund See All Filings	D/A	2018-07-12 15:20:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636773 Filed Document 0000902664-18-002808 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:20:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indie Diversified Asset Fund, L.P. See All Filings	D/A	2018-07-12 15:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523610 Filed Document 0001178858-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:20:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verdeam Alternative Income Fund, LLLP See All Filings	D	2018-07-12 15:18:24 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001674631 Filed Document 0001104659-18-044841 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:18:24 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Archean Capital Partners (Master) Fund II, L.P. See All Filings	D	2018-07-12 15:17:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746297 Filed Document 0001746297-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:17:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND LXVII LLC See All Filings	D	2018-07-12 15:15:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC. CIK Number 0001744626 Filed Document 0001744626-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:15:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Granite Point Capital Offshore Fund, Ltd. See All Filings	D/A	2018-07-12 15:14:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460179 Filed Document 0000902664-18-002807 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:14:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM A.I. Absolute Return Partners, LP See All Filings	D	2018-07-12 15:13:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GLEN WAYNE ANDERSON CIK Number 0001746005 Filed Document 0000919574-18-004719 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:13:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Verdeam Alternative Income Fund, LLLP See All Filings	D	2018-07-12 15:10:45 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001674631 Filed Document 0001104659-18-044838 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:10:45 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Verdeam Alternative Income Fund, LLLP See All Filings	D	2018-07-12 15:06:12 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001674631 Filed Document 0001104659-18-044837 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:06:12 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
7th & Sheridan Investments, L.L.C. See All Filings	D	2018-07-12 15:00:04 UTC
Amount To Be Raised $869,000 Associated Brokers / Dealers N/A CIK Number 0001746284 Filed Document 0001746284-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 15:00:04 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Altair Global Credit Opportunities Fund (C), Ltd. See All Filings	D/A	2018-07-12 14:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001560053 Filed Document 0001144204-18-038129 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:57:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified Investments - Copake, LLC See All Filings	D	2018-07-12 14:56:27 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Fairport Capital CIK Number 0001746285 Filed Document 0001746285-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:56:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Altair Global Credit Opportunities Fund (A), LLC See All Filings	D/A	2018-07-12 14:56:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001560056 Filed Document 0001144204-18-038128 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:56:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Third Motion Equities Fund LLC See All Filings	D/A	2018-07-12 14:55:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613862 Filed Document 0001613862-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:55:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cygnus Europa Event Driven LLC See All Filings	D/A	2018-07-12 14:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496186 Filed Document 0001496186-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:53:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Berkeley Research Group Holdings, LLC See All Filings	D	2018-07-12 14:53:07 UTC
Amount To Be Raised $1,439,977 Associated Brokers / Dealers N/A CIK Number 0001694201 Filed Document 0001694201-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:53:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pines Of Lanier, LLC See All Filings	D	2018-07-12 14:48:35 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001746052 Filed Document 0001445866-18-000728 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:48:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PATRIOT NATIONAL BANCORP INC See All Filings	D	2018-07-12 14:42:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. and Brean Capital, LLC CIK Number 0001098146 Filed Document 0001437749-18-013254 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:42:39 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
EJF Trust Preferred Parallel Fund LP See All Filings	D	2018-07-12 14:36:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746321 Filed Document 0001746308-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:36:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nighthawk Pinewood, LLC See All Filings	D	2018-07-12 14:36:17 UTC
Amount To Be Raised $785,000 Associated Brokers / Dealers N/A CIK Number 0001745996 Filed Document 0001445866-18-000727 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:36:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
KING'S SPEECH ON STAGE Ltd LIABILITY Co See All Filings	D/A	2018-07-12 14:35:47 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001508066 Filed Document 0001508066-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:35:47 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Country Estates MHC LLC See All Filings	D	2018-07-12 14:33:40 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001745940 Filed Document 0001745940-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:33:40 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Nighthawk Dogwood Trace, LLC See All Filings	D	2018-07-12 14:33:32 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001745950 Filed Document 0001445866-18-000726 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:33:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Double Eagle Opportunities Fund LP See All Filings	D/A	2018-07-12 14:32:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647749 Filed Document 0001566114-18-000035 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:32:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Beaumont Heights Apartments, LLC See All Filings	D	2018-07-12 14:31:11 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001745835 Filed Document 0001445866-18-000725 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:31:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Medite Cancer Diagnostics, Inc. See All Filings	D	2018-07-12 14:29:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000075439 Filed Document 0001415889-18-001113 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:29:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Blue Pointe Equities, LLC See All Filings	D	2018-07-12 14:27:47 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001738296 Filed Document 0001738296-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:27:47 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Fifth Wall Ventures SPV IX, L.P. See All Filings	D	2018-07-12 14:24:19 UTC
Amount To Be Raised $11,110,000 Associated Brokers / Dealers N/A CIK Number 0001742992 Filed Document 0001742992-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:24:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EP Hedged Equity Strategies Ltd. See All Filings	D/A	2018-07-12 14:22:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481760 Filed Document 0000899140-18-000454 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:22:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AcuraStem Inc See All Filings	D	2018-07-12 14:21:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001745880 Filed Document 0001745880-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:21:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
EP Hedged Equity Strategies L.P. See All Filings	D/A	2018-07-12 14:21:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448359 Filed Document 0000899140-18-000453 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:21:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2018-07-12 14:20:05 UTC
Amount To Be Raised $9,920,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:20:05 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
EP Concentrated Equity Strategies Ltd See All Filings	D/A	2018-07-12 14:19:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405397 Filed Document 0000899140-18-000452 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:19:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCRIPTRX INC DBA BRAVADO HEALTH See All Filings	D	2018-07-12 14:18:12 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001133830 Filed Document 0001133830-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:18:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EP Absolute Return Strategies Two Ltd. See All Filings	D/A	2018-07-12 14:17:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481759 Filed Document 0000899140-18-000451 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:17:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EP Absolute Return Strategies Ltd. See All Filings	D/A	2018-07-12 14:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481761 Filed Document 0000899140-18-000450 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:16:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EP Asia Equity Strategies L.P. See All Filings	D/A	2018-07-12 14:15:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395549 Filed Document 0000899140-18-000449 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:15:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Xing He Fund LLC See All Filings	D/A	2018-07-12 14:13:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679121 Filed Document 0001679121-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:13:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EP Absolute Return Strategies L.P. See All Filings	D/A	2018-07-12 14:13:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481796 Filed Document 0000899140-18-000448 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:13:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Senior Loan Fund Offshore Feeder L.P. See All Filings	D	2018-07-12 14:12:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001746308 Filed Document 0001746308-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:12:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity