Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HAS Partners Fund, L.P. See All Filings	D/A	2020-04-20 14:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001594155 Filed Document 0000899140-20-000247 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:57:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAS Partners Retirement Fund, L.P. See All Filings	D/A	2020-04-20 14:55:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001580555 Filed Document 0000899140-20-000246 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:55:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ImmunSYS, Inc. See All Filings	D	2020-04-20 14:51:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001749655 Filed Document 0001209191-20-025073 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:51:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Maryville Crest, LLC See All Filings	D	2020-04-20 14:50:55 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001809753 Filed Document 0001809753-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:50:55 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARENA VII, LLC See All Filings	D/A	2020-04-20 14:43:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607209 Filed Document 0001607209-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:43:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Laurelcare Investments 1, LLC See All Filings	D	2020-04-20 14:43:04 UTC
Amount To Be Raised $1,775,000 Associated Brokers / Dealers None CIK Number 0001809881 Filed Document 0001809881-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:43:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Locals Technology Inc. See All Filings	D/A	2020-04-20 14:40:27 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001809815 Filed Document 0001809815-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:40:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GRID ehf. See All Filings	D	2020-04-20 14:39:46 UTC
Amount To Be Raised $623,090 Associated Brokers / Dealers N/A CIK Number 0001805011 Filed Document 0001805011-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:39:46 UTC Type of Offering D Industry Other Technology Principal Place of Business ICELAND Revenue or Assets Decline to Disclose Type of Security Equity
Phillips Entertainment Group Inc See All Filings	C/A	2020-04-20 14:37:07 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,996 CIK Number 0001777011 Filed Document 0001665160-20-000330 Accepted Date 2020-04-20 14:37:07 UTC Type of Offering C/A Security Offered Amount 1,290 Security Offered Type Common Stock State CALIFORNIA
Oakhurst Real Estate Fund XIV, LP See All Filings	D/A	2020-04-20 14:34:59 UTC
Amount To Be Raised $81,000,000 Associated Brokers / Dealers N/A CIK Number 0001790240 Filed Document 0001790240-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:34:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vennly, Inc. See All Filings	D/A	2020-04-20 14:27:09 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001768595 Filed Document 0001104659-20-048652 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:27:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
C. Meyers Feldman & Co See All Filings	D	2020-04-20 14:25:45 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001742637 Filed Document 0001742637-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:25:45 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Medicenna Therapeutics Corp. See All Filings	D/A	2020-04-20 14:25:19 UTC
Amount To Be Raised $9,219,339 Associated Brokers / Dealers HAYWOOD SECURITIES (USA) INC. and MACKIE RESEARCH USA INC. CIK Number 0001807983 Filed Document 0001807983-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:25:19 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Kebabery, LLC See All Filings	D	2020-04-20 14:22:46 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001691701 Filed Document 0001691701-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:22:46 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
STANDARD VALUE LP See All Filings	D/A	2020-04-20 14:20:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810017 Filed Document 0001810017-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:20:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VZP, L.P. See All Filings	D	2020-04-20 14:10:13 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001809758 Filed Document 0001393725-20-000087 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:10:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
Just Kitchen Holdings Corp. See All Filings	D	2020-04-20 14:08:59 UTC
Amount To Be Raised $70,490 Associated Brokers / Dealers N/A CIK Number 0001809992 Filed Document 0001183740-20-000070 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:08:59 UTC Type of Offering D Industry Restaurants Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
STREAM SYSTEMS LLC See All Filings	D	2020-04-20 14:04:36 UTC
Amount To Be Raised $1,392,750 Associated Brokers / Dealers N/A CIK Number 0001809206 Filed Document 0001809206-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:04:36 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D/A	2020-04-20 14:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Sprague CIK Number 0001343394 Filed Document 0001343394-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-04-20 14:03:25 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2020-04-20 13:57:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joe Sprague CIK Number 0001135856 Filed Document 0001135856-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-20 13:57:01 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BIONICLOGIC INC See All Filings	C	2020-04-20 13:52:26 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $955,000 CIK Number 0001744408 Filed Document 0001665160-20-000328 Accepted Date 2020-04-20 13:52:26 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
StreamLink Software Inc. See All Filings	D	2020-04-20 13:46:10 UTC
Amount To Be Raised $5,335,915 Associated Brokers / Dealers N/A CIK Number 0001574419 Filed Document 0001574419-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 13:46:10 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
URW Acquisition Co., LLC See All Filings	D	2020-04-20 13:30:32 UTC
Amount To Be Raised $4,092,000 Associated Brokers / Dealers N/A CIK Number 0001810018 Filed Document 0001810018-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 13:30:32 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Future Capital Discovery Fund IV, L.P. See All Filings	D	2020-04-20 13:27:21 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001809706 Filed Document 0001809706-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-20 13:27:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global 5 Media, Inc. See All Filings	C/A	2020-04-20 13:24:24 UTC
Financial Interest Filing Platform Razitall Inc Offering Amount $395,000 CIK Number 0001761058 Filed Document 0001668287-20-000010 Accepted Date 2020-04-20 13:24:24 UTC Type of Offering C/A Security Offered Amount 250,000 Security Offered Type Other State TEXAS
CGK ON NEWBURY LLC See All Filings	C	2020-04-20 13:18:12 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $400,000 CIK Number 0001808331 Filed Document 0001746059-20-000116 Accepted Date 2020-04-20 13:18:12 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
PR Fund I, a series of What If VC, LP See All Filings	D	2020-04-20 12:49:23 UTC
Amount To Be Raised $241,500 Associated Brokers / Dealers N/A CIK Number 0001810094 Filed Document 0001810094-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-20 12:49:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Living a Book inc See All Filings	C	2020-04-20 12:43:02 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001793813 Filed Document 0001793813-20-000001 Accepted Date 2020-04-20 12:43:02 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
LSC-Hanover Place 55 Plus Multi3, DST See All Filings	D/A	2020-04-20 12:41:06 UTC
Amount To Be Raised $18,240,000 Associated Brokers / Dealers McDermott Investment Services, LLC, Wealthforge Securities LLC, DAI Securities, LLC, and ORCHARD SECURITIES, LLC CIK Number 0001807598 Filed Document 0001807598-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-20 12:41:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Veloce Capital LLC See All Filings	D	2020-04-20 12:34:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809584 Filed Document 0001809584-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 12:34:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Lucid Software Inc. See All Filings	D	2020-04-20 12:30:18 UTC
Amount To Be Raised $51,999,986 Associated Brokers / Dealers N/A CIK Number 0001604171 Filed Document 0001604171-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-20 12:30:18 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Independent Retirement Assets Concierge LLC See All Filings	D	2020-04-20 12:19:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810020 Filed Document 0001810020-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 12:19:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Forelight, Inc. See All Filings	D	2020-04-20 12:12:05 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001620433 Filed Document 0001620433-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-20 12:12:05 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Montague Street Partners, LP See All Filings	D/A	2020-04-20 12:09:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704105 Filed Document 0001704105-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 12:09:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transportant, Inc. See All Filings	D/A	2020-04-20 12:05:51 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001727302 Filed Document 0001727302-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-20 12:05:51 UTC Type of Offering D/A Industry Computers Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HealthClicks, Inc. See All Filings	D	2020-04-20 11:40:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001810042 Filed Document 0001810042-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 11:40:42 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VPC Multifamily I LLC See All Filings	D	2020-04-20 11:40:03 UTC
Amount To Be Raised $11,990,000 Associated Brokers / Dealers N/A CIK Number 0001809479 Filed Document 0001809479-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 11:40:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VPC 410RI LLC See All Filings	D	2020-04-20 11:21:57 UTC
Amount To Be Raised $3,195,000 Associated Brokers / Dealers N/A CIK Number 0001809550 Filed Document 0001809550-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 11:21:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revere Parent, Inc. See All Filings	D/A	2020-04-20 11:15:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736105 Filed Document 0001736105-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 11:15:26 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BEARING CIRCLE MILLENNIUM FUND LP See All Filings	D/A	2020-04-20 11:13:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639789 Filed Document 0001639789-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 11:13:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Narrow Gauge Ventures Syndicate, LLC See All Filings	D	2020-04-20 11:10:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001782812 Filed Document 0001782812-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 11:10:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
EDGE DISCOVERY LLC See All Filings	D/A	2020-04-20 11:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431721 Filed Document 0001567619-20-008148 Exclusions or Exemptions 506b Accepted Date 2020-04-20 11:01:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESAWF, LLC See All Filings	D/A	2020-04-20 10:56:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545300 Filed Document 0001567619-20-008146 Exclusions or Exemptions 506b Accepted Date 2020-04-20 10:56:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATNV Energy, LP See All Filings	D/A	2020-04-20 10:55:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631590 Filed Document 0001631590-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-04-20 10:55:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octogone Real Estate Fund I LLC See All Filings	D	2020-04-20 10:46:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809366 Filed Document 0001809387-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-20 10:46:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROGENITY, INC. See All Filings	D	2020-04-20 10:41:16 UTC
Amount To Be Raised $59,999,998 Associated Brokers / Dealers N/A CIK Number 0001580063 Filed Document 0001580063-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 10:41:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Denim Software, Inc. See All Filings	D	2020-04-20 10:31:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001810069 Filed Document 0001810069-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 10:31:43 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
AVENIFY M-NP122119, LLC See All Filings	D	2020-04-20 10:25:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809527 Filed Document 0001809527-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-04-20 10:25:31 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octogone Partners Fund LP See All Filings	D	2020-04-20 10:25:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809387 Filed Document 0001809387-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-20 10:25:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMO Direct Exposure Partners, LP See All Filings	D	2020-04-20 10:22:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities LLC and Eurolink Securities LLC CIK Number 0001805068 Filed Document 0000919574-20-002969 Exclusions or Exemptions 506b Accepted Date 2020-04-20 10:22:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity