Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Starboard Apothecare, LLC See All Filings	D	2018-07-18 14:01:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744439 Filed Document 0001744439-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 14:01:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SEI Special Situations Fund, Ltd. See All Filings	D/A	2018-07-18 13:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462139 Filed Document 0001462139-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 13:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lady Lucy LLC See All Filings	D	2018-07-18 13:56:06 UTC
Amount To Be Raised $169,000 Associated Brokers / Dealers N/A CIK Number 0001747143 Filed Document 0001747070-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-18 13:56:06 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LRF Thanks LLC See All Filings	D	2018-07-18 13:52:12 UTC
Amount To Be Raised $169,000 Associated Brokers / Dealers N/A CIK Number 0001747070 Filed Document 0001747070-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 13:52:12 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SMV Options Fund LLC See All Filings	D	2018-07-18 13:51:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747022 Filed Document 0001747022-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 13:51:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Florida Funders PickUp Fund LLC See All Filings	D	2018-07-18 13:47:30 UTC
Amount To Be Raised $1,255,000 Associated Brokers / Dealers N/A CIK Number 0001746778 Filed Document 0001746778-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 13:47:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Velicept Therapeutics, Inc. See All Filings	D	2018-07-18 13:44:37 UTC
Amount To Be Raised $15,624,000 Associated Brokers / Dealers N/A CIK Number 0001659819 Filed Document 0001659819-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-18 13:44:37 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
One Tower Curtain, LLC See All Filings	D	2018-07-18 13:42:09 UTC
Amount To Be Raised $11,143,000 Associated Brokers / Dealers N/A CIK Number 0001746596 Filed Document 0001746596-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 13:42:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Bot1 Corp See All Filings	D	2018-07-18 13:41:38 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001747085 Filed Document 0001747085-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 13:41:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEONE ASSET MANAGEMENT, INC. See All Filings	D	2018-07-18 13:40:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001391723 Filed Document 0001391723-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 13:40:26 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Viking Maccabee Investors I, LLC See All Filings	D	2018-07-18 13:36:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001747012 Filed Document 0001747012-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 13:36:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solis Seattle, LLC See All Filings	D	2018-07-18 13:25:40 UTC
Amount To Be Raised $7,221,500 Associated Brokers / Dealers N/A CIK Number 0001746892 Filed Document 0001746892-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 13:25:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 363, LLC See All Filings	D	2018-07-18 13:24:48 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001746494 Filed Document 0001746495-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-18 13:24:48 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Edelman Financial, L.P. See All Filings	D	2018-07-18 13:10:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548209 Filed Document 0001548209-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-18 13:10:22 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
M1 Bancshares, Inc. See All Filings	D	2018-07-18 13:08:27 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001746790 Filed Document 0001014108-18-000165 Exclusions or Exemptions 506b Accepted Date 2018-07-18 13:08:27 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 359, LLC See All Filings	D	2018-07-18 12:49:15 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001746358 Filed Document 0001746495-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-18 12:49:15 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
SPARK NEURO INC. See All Filings	D	2018-07-18 12:44:17 UTC
Amount To Be Raised $13,289,955 Associated Brokers / Dealers ABG, LLC CIK Number 0001743876 Filed Document 0000913849-18-000327 Exclusions or Exemptions 506b Accepted Date 2018-07-18 12:44:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
myLAB Box, Inc. See All Filings	D/A	2018-07-18 12:42:26 UTC
Amount To Be Raised $3,185,005 Associated Brokers / Dealers N/A CIK Number 0001624135 Filed Document 0001624135-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 12:42:26 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Happy Bancshares, Inc. See All Filings	D	2018-07-18 12:41:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562284 Filed Document 0001562284-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-18 12:41:31 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PrismHealthDX, Inc. See All Filings	D	2018-07-18 12:40:08 UTC
Amount To Be Raised $6,599,250 Associated Brokers / Dealers N/A CIK Number 0001746829 Filed Document 0001746829-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 12:40:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Harfang Exploration Inc. See All Filings	D	2018-07-18 12:36:30 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001711321 Filed Document 0001711321-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 12:36:30 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 314,LLC See All Filings	D	2018-07-18 12:29:47 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001746495 Filed Document 0001746495-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 12:29:47 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Shulgin Apartment Fund LLC See All Filings	D	2018-07-18 12:29:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714031 Filed Document 0001714031-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 12:29:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Arundel AG See All Filings	D	2018-07-18 12:12:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001687629 Filed Document 0001687629-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-18 12:12:24 UTC Type of Offering D Industry Investing Principal Place of Business SWITZERLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
FRAMEBRIDGE, INC. See All Filings	D	2018-07-18 12:05:14 UTC
Amount To Be Raised $29,999,999 Associated Brokers / Dealers N/A CIK Number 0001616019 Filed Document 0001616019-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 12:05:14 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Spice Capital Partners L.P. See All Filings	D/A	2018-07-18 12:00:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452756 Filed Document 0001452756-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 12:00:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arundel AG See All Filings	D	2018-07-18 11:53:57 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001687629 Filed Document 0001687629-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 11:53:57 UTC Type of Offering D Industry Investing Principal Place of Business SWITZERLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MAGELLAN GOLD Corp See All Filings	D	2018-07-18 11:51:57 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001515317 Filed Document 0001011034-18-000070 Exclusions or Exemptions 506b Accepted Date 2018-07-18 11:51:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EZContact Partners, LLC See All Filings	D	2018-07-18 11:34:02 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001746065 Filed Document 0001746065-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 11:34:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Summit Pork II, LLP See All Filings	D	2018-07-18 11:32:21 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001746870 Filed Document 0001746870-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 11:32:21 UTC Type of Offering D Industry Agriculture Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
RIN II Ltd. See All Filings	D	2018-07-18 11:31:31 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers DWS DISTRIBUTORS, INC., RAYMOND JAMES & ASSOCIATES, INC., DEUSTCHE BANK SECURITIES INC., and BARCLAYS CAPITAL INC. CIK Number 0001745109 Filed Document 0001745109-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 11:31:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Skyloom Global Corp. See All Filings	D	2018-07-18 11:07:53 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001745066 Filed Document 0001745066-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 11:07:53 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CEDAR GROVE - MINNEAPOLIS LLC See All Filings	D/A	2018-07-18 10:59:12 UTC
Amount To Be Raised $11,350,000 Associated Brokers / Dealers N/A CIK Number 0001746384 Filed Document 0001746384-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-18 10:59:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Anavio Capital Fund Ltd See All Filings	D/A	2018-07-18 10:59:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679738 Filed Document 0000902664-18-002879 Exclusions or Exemptions 506b Accepted Date 2018-07-18 10:59:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tech Central, Inc. See All Filings	D	2018-07-18 10:57:06 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001639874 Filed Document 0001079973-18-000425 Exclusions or Exemptions 506b Accepted Date 2018-07-18 10:57:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Manu Bay Global Long-Short See All Filings	D/A	2018-07-18 10:50:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712165 Filed Document 0001712165-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 10:50:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Comstock Metals Ltd. See All Filings	D	2018-07-18 10:35:00 UTC
Amount To Be Raised $998,435 Associated Brokers / Dealers N/A CIK Number 0001557185 Filed Document 0001557185-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 10:35:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Manu Bay Global Long-Short U.S., LP See All Filings	D/A	2018-07-18 10:29:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712164 Filed Document 0001712164-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 10:29:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apptega, Inc. See All Filings	D	2018-07-18 10:25:19 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001746969 Filed Document 0001746969-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 10:25:19 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Savannah Resources PLC See All Filings	D	2018-07-18 10:16:37 UTC
Amount To Be Raised $132,530 Associated Brokers / Dealers N/A CIK Number 0001746734 Filed Document 0001746734-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 10:16:37 UTC Type of Offering D Industry Other Energy Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Solus Offshore Opportunities Fund 4 LP See All Filings	D/A	2018-07-18 10:12:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711881 Filed Document 0000902664-18-002877 Exclusions or Exemptions 506b Accepted Date 2018-07-18 10:12:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Bay Cap Structure Arbitrage Enhanced Fund LP See All Filings	D/A	2018-07-18 10:09:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709582 Filed Document 0000902664-18-002876 Exclusions or Exemptions 506b Accepted Date 2018-07-18 10:09:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Richmond Hill Capital Partners, LP See All Filings	D/A	2018-07-18 10:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501574 Filed Document 0001315863-18-000572 Exclusions or Exemptions 506b Accepted Date 2018-07-18 10:05:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Polar Capital European Forager Fund Ltd See All Filings	D/A	2018-07-18 10:02:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417836 Filed Document 0000902664-18-002875 Exclusions or Exemptions 506b Accepted Date 2018-07-18 10:02:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund See All Filings	D/A	2018-07-18 09:57:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504529 Filed Document 0000902664-18-002874 Exclusions or Exemptions 506b Accepted Date 2018-07-18 09:57:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW Global Opportunities (US) Fund See All Filings	D/A	2018-07-18 09:55:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552909 Filed Document 0000902664-18-002873 Exclusions or Exemptions 506b Accepted Date 2018-07-18 09:55:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X2 CAV Offshore, LP See All Filings	D/A	2018-07-18 09:42:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711967 Filed Document 0001711969-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-18 09:42:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X2 CAV Onshore, LP See All Filings	D/A	2018-07-18 09:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711969 Filed Document 0001711969-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-18 09:18:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nationwide BOLI Private Placement Variable Account See All Filings	D/A	2018-07-18 08:04:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Sprague CIK Number 0001343394 Filed Document 0001343394-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-07-18 08:04:12 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2018-07-18 07:31:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joe Sprague CIK Number 0001135856 Filed Document 0001135856-18-000025 Exclusions or Exemptions 506b Accepted Date 2018-07-18 07:31:03 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund