Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Griffis Premium Apartment Fund V (AI - Co-Invest), L.P. See All Filings	D/A	2020-04-24 13:20:13 UTC
Amount To Be Raised $512,557,000 Associated Brokers / Dealers Shelter Rock Capital Advisors LLC CIK Number 0001767869 Filed Document 0001767869-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-04-24 13:20:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
IFM Global Infrastructure (Offshore), L.P. See All Filings	D/A	2020-04-24 13:17:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001566602 Filed Document 0001566602-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-24 13:17:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Compt Inc. See All Filings	D	2020-04-24 13:15:37 UTC
Amount To Be Raised $2,495,000 Associated Brokers / Dealers N/A CIK Number 0001810470 Filed Document 0001810470-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-24 13:15:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IFM Global Infrastructure (US) I-B, L.P. See All Filings	D/A	2020-04-24 13:14:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001757951 Filed Document 0001757951-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-24 13:14:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DOKKIO, INC. See All Filings	D	2020-04-24 13:05:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001393483 Filed Document 0001393483-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-24 13:05:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sanderson International Value Tobacco Free Fund See All Filings	D/A	2020-04-24 13:01:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299232 Filed Document 0001567619-20-008373 Exclusions or Exemptions 506b Accepted Date 2020-04-24 13:01:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ken & Kenner Fund, LLC See All Filings	D	2020-04-24 13:00:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809538 Filed Document 0001809538-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-24 13:00:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDERSON INTERNATIONAL VALUE GROUP TRUST See All Filings	D/A	2020-04-24 12:57:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277934 Filed Document 0001567619-20-008370 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:57:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LF Investors, LLC See All Filings	D/A	2020-04-24 12:53:17 UTC
Amount To Be Raised $10,192,650 Associated Brokers / Dealers N/A CIK Number 0001808564 Filed Document 0001789065-20-000034 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:53:17 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
K2 Custom Solutions NMSUF Fund, Ltd. See All Filings	D/A	2020-04-24 12:52:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith, Inc. CIK Number 0001666777 Filed Document 0001666777-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:52:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCapital - SH Access Fund, LP See All Filings	D/A	2020-04-24 12:52:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers iCapital Securities, LLC CIK Number 0001670872 Filed Document 0001670872-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:52:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGAMERICA LENDING FUND, LLC See All Filings	D/A	2020-04-24 12:50:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506390 Filed Document 0001506390-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:50:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Eden Pointe Investors, LLC See All Filings	D/A	2020-04-24 12:50:13 UTC
Amount To Be Raised $7,274,670 Associated Brokers / Dealers N/A CIK Number 0001808566 Filed Document 0001789065-20-000033 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:50:13 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HC Investors, LLC / TX See All Filings	D/A	2020-04-24 12:45:53 UTC
Amount To Be Raised $9,042,680 Associated Brokers / Dealers N/A CIK Number 0001809720 Filed Document 0001789065-20-000032 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:45:53 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Everyday Tutors, Inc. See All Filings	D/A	2020-04-24 12:42:29 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001810268 Filed Document 0001810268-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-04-24 12:42:29 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Open Box Buy Corporation See All Filings	C/A	2020-04-24 12:40:24 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001761248 Filed Document 0001665160-20-000410 Accepted Date 2020-04-24 12:40:24 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State NEVADA
iCapital - HG Vora Access Fund, LP See All Filings	D/A	2020-04-24 12:37:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers iCapital Securities, LLC CIK Number 0001670646 Filed Document 0001670646-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:37:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHR Capital Partners LP See All Filings	D/A	2020-04-24 12:37:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596349 Filed Document 0001315863-20-000391 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:37:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MHR CAPITAL PARTNERS OFFSHORE LTD See All Filings	D/A	2020-04-24 12:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442710 Filed Document 0001315863-20-000390 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:34:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MHR CAPITAL PARTNERS (500) LP See All Filings	D/A	2020-04-24 12:30:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001019190 Filed Document 0001315863-20-000389 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:30:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Manole Fintech Fund, LP See All Filings	D/A	2020-04-24 12:29:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Warren Fisher CIK Number 0001729843 Filed Document 0001729843-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:29:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHR Capital Partners (100) LP See All Filings	D/A	2020-04-24 12:24:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319850 Filed Document 0001315863-20-000388 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:24:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
840 First Ave KOP Partners LLC See All Filings	D	2020-04-24 12:18:32 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001809298 Filed Document 0001809298-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:18:32 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CLX Funding, LLC See All Filings	D	2020-04-24 12:13:22 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001807074 Filed Document 0001807074-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:13:22 UTC Type of Offering D Industry Business Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Oasis Tech Inc. See All Filings	D	2020-04-24 12:11:31 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001810260 Filed Document 0001567619-20-008368 Exclusions or Exemptions 506b Accepted Date 2020-04-24 12:11:31 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Brasil Capital Equity Fund See All Filings	D	2020-04-24 11:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810557 Filed Document 0001810557-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-24 11:57:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VINEBROOK HOMES TRUST, INC. See All Filings	D/A	2020-04-24 11:55:25 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Raymond James & Associates, Inc., Nexpoint Securities, Inc., Whitehall-Parker Securities, Inc., Emerson Equity LLC, Center Street Securities, Inc., Capulent, LLC, Moloney Securities Co., Inc., Integrity Brokerage Services, Inc., WestPark Capital, Inc., NI Advisors, IFP Securities, LLC, Wealthforge Securities, LLC, PURSHE KAPLAN STERLING INVESTMENTS, AUSDAL FINANCIAL PARTNERS, INC., CALTON & ASSOCIATES, INC., COASTAL EQUITIES, INC., DEMPSEY LORD SMITH, LLC, GREAT POINT CAPITAL LLC, HERBERT J. SIMS & CO, INC., CABOT LODGE SECURITIES LLC, ALEXANDER CAPITAL, L.P., FORTUNE SECURITIES, INC., KCD FINANCIAL, INC, LIGHTPATH CAPITAL, INC, CAPE SECURITIES, INC., INVESTMENT SECURITY CORPORATION, BERTHAL FISHER AND COMPANY FINANCIAL SERVICES, INC., CROWN CAPITAL SECURITIES, L.P., GALT FINANCIAL GROUP, INC., and AMERICAN TRUST INVESTMENT SERVICES, INC. CIK Number 0001755755 Filed Document 0001755755-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-24 11:55:25 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RIVERVIEW INSTITUTIONAL CAYMAN FUND LP See All Filings	D/A	2020-04-24 11:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001180562 Filed Document 0000945621-20-000151 Exclusions or Exemptions 506b Accepted Date 2020-04-24 11:38:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longevity Vision Fund I LP See All Filings	D/A	2020-04-24 11:36:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775369 Filed Document 0001775369-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-24 11:36:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Checkmate Pharmaceuticals, Inc. See All Filings	D	2020-04-24 11:30:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001651431 Filed Document 0001651431-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-24 11:30:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Donald Smith Value Fund, L.P. See All Filings	D/A	2020-04-24 11:27:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467221 Filed Document 0000945621-20-000150 Exclusions or Exemptions 506b Accepted Date 2020-04-24 11:27:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kirkoswald Global Macro Fund Ltd See All Filings	D/A	2020-04-24 11:26:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737832 Filed Document 0001315863-20-000387 Exclusions or Exemptions 506b Accepted Date 2020-04-24 11:26:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Sanderson International Value Tobacco Free Fund See All Filings	D	2020-04-24 11:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299232 Filed Document 0001567619-20-008366 Exclusions or Exemptions 506b Accepted Date 2020-04-24 11:26:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kirkoswald Global Macro Fund LP See All Filings	D/A	2020-04-24 11:24:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737831 Filed Document 0001315863-20-000386 Exclusions or Exemptions 506b Accepted Date 2020-04-24 11:24:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
SANDERSON INTERNATIONAL VALUE GROUP TRUST See All Filings	D	2020-04-24 11:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277934 Filed Document 0001567619-20-008364 Exclusions or Exemptions 506b Accepted Date 2020-04-24 11:24:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDERSON INTERNATIONAL VALUE FUND See All Filings	D/A	2020-04-24 11:20:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231844 Filed Document 0001567619-20-008362 Exclusions or Exemptions 506b Accepted Date 2020-04-24 11:20:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amply Power, Inc. See All Filings	D	2020-04-24 11:09:34 UTC
Amount To Be Raised $13,155,257 Associated Brokers / Dealers N/A CIK Number 0001749942 Filed Document 0001749942-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-24 11:09:34 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP See All Filings	D/A	2020-04-24 11:05:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001527119 Filed Document 0000945621-20-000149 Exclusions or Exemptions 506b Accepted Date 2020-04-24 11:05:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zenlabs Holdings Inc. See All Filings	1-A/A	2020-04-24 10:57:29 UTC
Amount To Be Raised $20,400,000 Associated Brokers / Dealers TBA CIK Number 0001803705 Filed Document 0001493152-20-007030 Accepted Date 2020-04-24 10:57:29 UTC Type of Offering 1-A/A Industry FOOD AND KINDRED PRODUCTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction BRITISH COLUMBIA, CANADA Type of Security Equity (common or preferred stock)
Empery International, Ltd. See All Filings	D/A	2020-04-24 10:54:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550601 Filed Document 0001550601-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-24 10:54:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NinjaCat Inc. See All Filings	D	2020-04-24 10:54:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001810538 Filed Document 0001810538-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-24 10:54:52 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
OPPORTUNISTIC MORTGAGE INCOME FUND LP See All Filings	D/A	2020-04-24 10:54:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001527104 Filed Document 0000945621-20-000148 Exclusions or Exemptions 506b Accepted Date 2020-04-24 10:54:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COVISION ONSHORE FUND LP See All Filings	D/A	2020-04-24 10:53:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705957 Filed Document 0001405086-20-000122 Exclusions or Exemptions 506b Accepted Date 2020-04-24 10:53:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Music Partners LLC See All Filings	D	2020-04-24 10:53:26 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001810034 Filed Document 0001810034-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-24 10:53:26 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
COVISION OFFSHORE FUND LTD. See All Filings	D/A	2020-04-24 10:51:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708897 Filed Document 0001405086-20-000121 Exclusions or Exemptions 506b Accepted Date 2020-04-24 10:51:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LODGE HILL FUND, L.P. See All Filings	D/A	2020-04-24 10:39:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550842 Filed Document 0000919574-20-003011 Exclusions or Exemptions 506b Accepted Date 2020-04-24 10:39:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BGA Real Estate Fund, LLC - 2020 Series See All Filings	D	2020-04-24 10:37:10 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001810513 Filed Document 0001810513-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-24 10:37:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talcott Resolution Life Insurance Co Separate Account ICMG III-B See All Filings	D/A	2020-04-24 10:24:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lynch and Associates, Executive Services Securities, LLC, Executive Services Securities, LLC, M Holdings Securities, Inc., and Newport Group Securities, Inc. CIK Number 0001459851 Filed Document 0001104659-20-050760 Exclusions or Exemptions 506b Accepted Date 2020-04-24 10:24:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KOR Capital Fund LP See All Filings	D/A	2020-04-24 10:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738323 Filed Document 0001013594-20-000442 Exclusions or Exemptions 506b Accepted Date 2020-04-24 10:23:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TALCOTT RESOLUTION LIFE INSURANCE CO ICMG SERIES IV See All Filings	D/A	2020-04-24 10:23:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AXA Advisors LLC, BB&T INVESTMENT SERVICES, BUCK KWASHA SECURITIES LLC, CLARK SECURITIES INC., EXECUTIVE SERVICES SECURITIES, INC, FAS CORP, FPCM SECURITIES, LLC, J. ALDEN ASSOCIATES, J. ALDEN ASSOCIATES, J. ALDEN ASSOCIATES, J. ALDEN ASSOCIATES, M HOLDINGS SECURITIES, INC, M HOLDINGS SECURITES, NEWPORT GROUP SECURITIES, INC, NFP ADVISORS, LLC, PARK AVENUE SECURITIES, PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC, WJ LYNCH INVESTOR SERVICES, LLC, UBS FINANCIAL SERVICES, STERN CAPITAL, LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, INNOVATION PARTNERS, LLC, CONDUENT SECURITIES, LLC, CAPACUITY SECURITIES, INC., and KESTRA INVESTMENT SERVICES, LLC CIK Number 0001170473 Filed Document 0001104659-20-050759 Exclusions or Exemptions 506b Accepted Date 2020-04-24 10:23:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund