|
|
D |
2018-07-19 12:41:04 UTC |
- Amount To Be Raised
- $3,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540511
- Filed Document
- 0001540511-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 12:41:04 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-19 12:23:24 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746814
- Filed Document
- 0001209191-18-043269
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 12:23:24 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-19 12:15:35 UTC |
- Amount To Be Raised
- $8,956,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001747269
- Filed Document
- 0001747269-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 12:15:35 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-07-19 12:13:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638600
- Filed Document
- 0001566114-18-000036
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 12:13:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-07-19 12:03:04 UTC |
- Amount To Be Raised
- $750,005
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657418
- Filed Document
- 0001657418-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 12:03:04 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-19 11:50:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652347
- Filed Document
- 0001652347-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 11:50:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-07-19 11:36:00 UTC |
- Amount To Be Raised
- $642,793
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617125
- Filed Document
- 0001617125-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 11:36:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-19 11:31:24 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678702
- Filed Document
- 0001745524-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 11:31:24 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-19 11:29:13 UTC |
- Amount To Be Raised
- $1,747,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001738538
- Filed Document
- 0001739216-18-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 11:29:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-07-19 11:24:09 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001381240
- Filed Document
- 0001493152-18-010169
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 11:24:09 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PUERTO RICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-19 11:21:54 UTC |
- Amount To Be Raised
- $121,212,121
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746874
- Filed Document
- 0001746874-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 11:21:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-07-19 11:16:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660381
- Filed Document
- 0000919574-18-004827
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 11:16:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-19 11:16:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CANDLEWOOD SECURITIES, LLC
- CIK Number
- 0001712095
- Filed Document
- 0000919574-18-004826
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 11:16:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-19 11:14:12 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001747168
- Filed Document
- 0001747168-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 11:14:12 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
A-Kohala-Ventures-Synapse-Fund, a series of AX-ErSo-Funds, LLC
See All Filings
|
D |
2018-07-19 11:11:54 UTC |
- Amount To Be Raised
- $128,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001747246
- Filed Document
- 0001739216-18-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 11:11:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-07-19 10:59:30 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745709
- Filed Document
- 0001745709-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:59:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-19 10:58:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001094010
- Filed Document
- 0001104659-18-045962
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:58:37 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-07-19 10:58:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001094010
- Filed Document
- 0001104659-18-045961
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:58:06 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-07-19 10:57:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001094010
- Filed Document
- 0001104659-18-045960
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:57:36 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-07-19 10:57:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001094010
- Filed Document
- 0001104659-18-045959
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:57:06 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-07-19 10:56:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001094010
- Filed Document
- 0001104659-18-045958
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:56:37 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-07-19 10:56:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001094010
- Filed Document
- 0001104659-18-045957
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:56:06 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-07-19 10:55:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001080429
- Filed Document
- 0001104659-18-045956
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:55:52 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-07-19 10:55:34 UTC |
- Amount To Be Raised
- $76,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745638
- Filed Document
- 0001739216-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:55:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-07-19 10:55:31 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746237
- Filed Document
- 0001746237-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:55:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-19 10:55:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001080429
- Filed Document
- 0001104659-18-045955
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:55:22 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-07-19 10:54:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001080429
- Filed Document
- 0001104659-18-045954
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:54:52 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-07-19 10:54:45 UTC |
- Amount To Be Raised
- $266,553
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001739201
- Filed Document
- 0001739216-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:54:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-19 10:54:36 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638466
- Filed Document
- 0001638466-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:54:36 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-07-19 10:54:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001080429
- Filed Document
- 0001104659-18-045953
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:54:24 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-07-19 10:53:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001080429
- Filed Document
- 0001104659-18-045952
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:53:51 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-07-19 10:53:50 UTC |
- Amount To Be Raised
- $388,080
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001744589
- Filed Document
- 0001739216-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:53:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-19 10:53:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001080429
- Filed Document
- 0001104659-18-045951
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:53:22 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-07-19 10:52:54 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745712
- Filed Document
- 0001745712-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:52:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-19 10:52:48 UTC |
- Amount To Be Raised
- $760,710
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001739216
- Filed Document
- 0001739216-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:52:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-19 10:50:16 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- KCD Financial
- CIK Number
- 0000875729
- Filed Document
- 0000875729-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:50:16 UTC
- Type of Offering
- D
- Industry
- Environmental Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account GVA 51
See All Filings
|
D |
2018-07-19 10:49:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Innovation Partners, LLC
- CIK Number
- 0001747072
- Filed Document
- 0001747072-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:49:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-07-19 10:44:42 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001747113
- Filed Document
- 0001747113-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:44:42 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-19 10:38:46 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746645
- Filed Document
- 0001746645-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:38:46 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VL 205
See All Filings
|
D |
2018-07-19 10:31:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc and M Financial Securities Marketing, Inc.
- CIK Number
- 0001747073
- Filed Document
- 0001747073-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:31:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-07-19 10:28:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001469088
- Filed Document
- 0001144204-18-038937
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:28:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
PSquared SICAV PLC - Special Concentrated Opportunistic Fund I
See All Filings
|
D/A |
2018-07-19 10:23:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619408
- Filed Document
- 0000943663-18-000169
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:23:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MALTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-07-19 10:21:26 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745709
- Filed Document
- 0001745709-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:21:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-19 10:21:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Concept Capital Markets, LLC, Essex Radez, LLC, Spencer Edwards, Inc., Alternative Capital Sources, Ltd, Mark DeRolf, Brightworks Financial Services, LLC, David Lansburgh, Flying Cloud Securities LLC, Kenilworth Asset Management, LLC, Kerry Jordan, TRAC Financial Services, LLC, Walsten Corporation, ACS Execution Services, LLC, and Enclave Capital, LLC
- CIK Number
- 0001667526
- Filed Document
- 0001062993-18-002965
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:21:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-07-19 10:20:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Concept Capital Markets, LLC, Essex Radez, LLC, Spencer Edwards, Inc., Jeffrey Newman, Mark DeRolf, Brightworks Financial Services, LLC, Flying Cloud Securities LLC, Kenilworth Asset Management, LLC, Kerry Jordan, TRAC Financial Services, LLC, ACS Execution Services, LLC, and Enclave Capital, LLC
- CIK Number
- 0001667689
- Filed Document
- 0001062993-18-002964
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:20:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-07-19 10:19:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Rick Vogel, Jeffrey Newman, James Casselberry, David Clark, David Lansburgh, Gary Clark, John David, Josh Scheinfeld, Monarch Trading Ltd., Peregrine Financial Group, Perry Jonkheer, S-Cubed, Steve Walker, Subeck & Assoc., Ltd., Suzanne Black, and Walsten Corporation
- CIK Number
- 0001051096
- Filed Document
- 0001062993-18-002963
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:19:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-07-19 10:18:32 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- Christopher Kemper
- CIK Number
- 0001739764
- Filed Document
- 0001739764-18-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:18:32 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-07-19 10:16:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580600
- Filed Document
- 0000943663-18-000168
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:16:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MALTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Lazard Short Duration Strategy MBS Portfolio, a series of Lazard MBS Focus Funds
See All Filings
|
D/A |
2018-07-19 10:13:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001614496
- Filed Document
- 0001614496-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:13:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Lazard Short Duration Strategy MBS Portfolio, a series of Lazard MBS Focus Funds
See All Filings
|
D/A |
2018-07-19 10:13:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001614496
- Filed Document
- 0001614496-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-19 10:13:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|