Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Laiki Inc See All Filings	D	2018-07-20 16:05:40 UTC
Amount To Be Raised $712,162 Associated Brokers / Dealers N/A CIK Number 0001747025 Filed Document 0001747025-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:05:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc See All Filings	D/A	2018-07-20 16:03:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, Not Applicable, and John W. Akkerman CIK Number 0001609116 Filed Document 0001140361-18-033019 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:03:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mirth Provisions, Inc. See All Filings	D	2018-07-20 16:03:41 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001688732 Filed Document 0001688732-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:03:41 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CAIPA MSO, LLC See All Filings	D	2018-07-20 15:58:30 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001747703 Filed Document 0001747703-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:58:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
QUANTM.ONE INC See All Filings	D/A	2018-07-20 15:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735613 Filed Document 0001746674-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:57:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Bin1 ATE, LLC See All Filings	D	2018-07-20 15:44:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Bin1 ATE, LLC CIK Number 0001530001 Filed Document 0001530001-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:44:57 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
DeskViz Inc. See All Filings	D	2018-07-20 15:36:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746992 Filed Document 0001746992-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:36:22 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc See All Filings	D/A	2018-07-20 15:35:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, John W. Akkerman, and Not Applicable CIK Number 0001609154 Filed Document 0001140361-18-033002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:35:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLIANT THERAPEUTICS, INC. See All Filings	D/A	2018-07-20 15:31:32 UTC
Amount To Be Raised $62,148,314 Associated Brokers / Dealers N/A CIK Number 0001746473 Filed Document 0001746473-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:31:32 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
McNair Diaz Corp See All Filings	D	2018-07-20 15:26:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Elizabeth McNair CIK Number 0001745692 Filed Document 0001745692-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:26:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
VIDYO INC See All Filings	D	2018-07-20 15:23:59 UTC
Amount To Be Raised $12,129,957 Associated Brokers / Dealers N/A CIK Number 0001441971 Filed Document 0001441971-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:23:59 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Belle Haven Agressive Muni LP See All Filings	D/A	2018-07-20 15:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Capital Equities LTD CIK Number 0001357140 Filed Document 0001357140-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:23:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Shields High Yield Crossover Portfolio, a sub-fund of Plainview Funds plc See All Filings	D/A	2018-07-20 15:23:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and John W. Akkerman CIK Number 0001712335 Filed Document 0001140361-18-032997 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:23:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Ascent 2016 Equity, LP See All Filings	D/A	2018-07-20 15:22:15 UTC
Amount To Be Raised $107,737,660 Associated Brokers / Dealers N/A CIK Number 0001662180 Filed Document 0001662180-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:22:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OWENSBORO AMBULATORY SURGICAL FACILITY LTD See All Filings	D	2018-07-20 15:14:45 UTC
Amount To Be Raised $95,100 Associated Brokers / Dealers N/A CIK Number 0001124559 Filed Document 0001124559-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:14:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Daruma Ginkgo Fund, LP See All Filings	D/A	2018-07-20 15:03:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528431 Filed Document 0000919574-18-004854 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:03:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
healthblock, Inc. See All Filings	D	2018-07-20 14:59:34 UTC
Amount To Be Raised $1,600,004 Associated Brokers / Dealers N/A CIK Number 0001740011 Filed Document 0001740011-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:59:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Daruma Bodhi Fund, LP See All Filings	D/A	2018-07-20 14:57:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528430 Filed Document 0000919574-18-004852 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:57:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Benebay Inc. See All Filings	D	2018-07-20 14:55:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747685 Filed Document 0001747685-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:55:23 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ZSX Medical, LLC See All Filings	D	2018-07-20 14:53:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001668486 Filed Document 0001668486-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:53:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
TrackR, Inc. See All Filings	D	2018-07-20 14:45:11 UTC
Amount To Be Raised $10,084,310 Associated Brokers / Dealers N/A CIK Number 0001650094 Filed Document 0001140361-18-032987 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:45:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chilton International (BVI) Ltd. See All Filings	D/A	2018-07-20 14:44:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457060 Filed Document 0000890783-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:44:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHILTON EUROPEAN INTERNATIONAL (BVI) LTD. See All Filings	D/A	2018-07-20 14:39:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458357 Filed Document 0000890783-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:39:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Americademy, Inc. See All Filings	D/A	2018-07-20 14:31:22 UTC
Amount To Be Raised $10,250,000 Associated Brokers / Dealers N/A CIK Number 0001696262 Filed Document 0001696262-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:31:22 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Arctos Capital LLC See All Filings	D	2018-07-20 14:28:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746849 Filed Document 0001746849-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:28:53 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
PLIANT THERAPEUTICS, INC. See All Filings	D	2018-07-20 14:25:34 UTC
Amount To Be Raised $62,148,314 Associated Brokers / Dealers N/A CIK Number 0001746473 Filed Document 0001746473-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:25:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Private Market Securities Fund LLC See All Filings	D/A	2018-07-20 14:20:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001699181 Filed Document 0001213900-18-009464 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:20:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton QP European Partners, L.P. See All Filings	D/A	2018-07-20 14:19:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001084537 Filed Document 0000890783-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:19:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GORDON PARTNERS, LLC See All Filings	D	2018-07-20 14:14:06 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001747560 Filed Document 0001747560-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:14:06 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Stemgenics, Inc. See All Filings	D	2018-07-20 14:13:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Frederick S. Hagen and Endeavor Capital Management Holdings CIK Number 0001595336 Filed Document 0001595336-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:13:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Latigo Partners Special Situations Opportunity Offshore Fund, L.P. See All Filings	D	2018-07-20 14:12:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidante Partners USA LLC CIK Number 0001746856 Filed Document 0000902664-18-002921 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:12:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accolade Partners Growth I, L.P. See All Filings	D	2018-07-20 14:11:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745920 Filed Document 0001745920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:11:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alternative Opportunities Fund, LP See All Filings	D/A	2018-07-20 14:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703397 Filed Document 0001703397-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:09:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesosphere, Inc. See All Filings	D/A	2018-07-20 14:07:23 UTC
Amount To Be Raised $124,999,997 Associated Brokers / Dealers N/A CIK Number 0001670252 Filed Document 0001670252-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:07:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USRC Tiffin, LLC See All Filings	D	2018-07-20 14:01:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001747682 Filed Document 0001747682-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:01:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Strange Reptile, Inc. See All Filings	D	2018-07-20 13:53:29 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001746858 Filed Document 0001746858-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 13:53:29 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Second Screen, Inc. See All Filings	D	2018-07-20 13:51:14 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001747697 Filed Document 0001747697-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 13:51:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AiVita Biomedical, Inc. See All Filings	D	2018-07-20 13:49:12 UTC
Amount To Be Raised $16,967,787 Associated Brokers / Dealers N/A CIK Number 0001676258 Filed Document 0001676258-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-20 13:49:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Opportunity Trust, L.P. See All Filings	D/A	2018-07-20 13:47:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001002280 Filed Document 0000890783-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 13:47:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedMorph Inc. See All Filings	D	2018-07-20 13:46:30 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers None CIK Number 0001702325 Filed Document 0001702325-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 13:46:30 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Pacific Grove Opportunities International I LP See All Filings	D/A	2018-07-20 13:45:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712447 Filed Document 0001712447-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 13:45:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kernel Partners L.P. See All Filings	D/A	2018-07-20 13:45:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680217 Filed Document 0001680217-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 13:45:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West High Yield (W.H.Y.) Resources Ltd. See All Filings	D	2018-07-20 13:39:28 UTC
Amount To Be Raised $125,614 Associated Brokers / Dealers N/A CIK Number 0001746635 Filed Document 0001746635-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 13:39:28 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Chilton Investment Partners, L.P. See All Filings	D/A	2018-07-20 13:36:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000890783 Filed Document 0000890783-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 13:36:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kayak Investment Partners Fund, L.P. See All Filings	D/A	2018-07-20 13:32:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571342 Filed Document 0001571342-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 13:32:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stafford Sustainable Secondaries Fund III, L.P. See All Filings	D	2018-07-20 13:31:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746881 Filed Document 0001746881-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 13:31:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kayak Investment Partners Master Fund, L.P. See All Filings	D/A	2018-07-20 13:29:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571334 Filed Document 0001571334-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 13:29:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kayak Investment Partners Offshore Fund, Ltd. See All Filings	D/A	2018-07-20 13:27:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571340 Filed Document 0001571340-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 13:27:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Razor Medical Science LLC See All Filings	D/A	2018-07-20 13:24:45 UTC
Amount To Be Raised $64,000 Associated Brokers / Dealers None CIK Number 0001745523 Filed Document 0001213900-18-009457 Exclusions or Exemptions 506b Accepted Date 2018-07-20 13:24:45 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PBVMF 18 LLC See All Filings	D	2018-07-20 13:16:37 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001746912 Filed Document 0001746912-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 13:16:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund