Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Valet Energy LLC See All Filings	D	2018-07-23 09:57:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001743316 Filed Document 0001743316-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-23 09:57:33 UTC Type of Offering D Industry Other Energy Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Securis Opportunities Fund (US) LP See All Filings	D/A	2018-07-23 09:54:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711540 Filed Document 0000902664-18-002925 Exclusions or Exemptions 506b Accepted Date 2018-07-23 09:54:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Noro-Moseley Partners VIII, L.P. See All Filings	D	2018-07-23 09:29:24 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001746893 Filed Document 0001746893-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-23 09:29:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palestra Capital Offshore Fund, Ltd. See All Filings	D/A	2018-07-23 09:23:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543680 Filed Document 0000919574-18-004863 Exclusions or Exemptions 506b Accepted Date 2018-07-23 09:23:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Palestra Capital Partners, LP See All Filings	D/A	2018-07-23 09:21:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543661 Filed Document 0000919574-18-004861 Exclusions or Exemptions 506b Accepted Date 2018-07-23 09:21:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MMS Analytics, Inc. See All Filings	D/A	2018-07-23 09:09:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001656137 Filed Document 0001656137-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-23 09:09:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Keytone Dairy Corp Ltd See All Filings	D	2018-07-20 21:58:12 UTC
Amount To Be Raised $11,119,500 Associated Brokers / Dealers N/A CIK Number 0001746806 Filed Document 0001746806-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 21:58:12 UTC Type of Offering D Industry Manufacturing Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Activz Global, LLC See All Filings	D	2018-07-20 20:14:54 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001733736 Filed Document 0001733736-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 20:14:54 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ReplyBuy, Inc. See All Filings	D	2018-07-20 20:04:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers none CIK Number 0001550128 Filed Document 0001550128-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 20:04:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Norwood Equity Partners, LLC See All Filings	D	2018-07-20 20:00:23 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001747746 Filed Document 0001747746-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 20:00:23 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Zoox, Inc. See All Filings	D	2018-07-20 19:30:34 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001675949 Filed Document 0001675949-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 19:30:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oskar Blues Brewery Holding Co LLC See All Filings	D	2018-07-20 18:52:22 UTC
Amount To Be Raised $18,473,301 Associated Brokers / Dealers N/A CIK Number 0001635799 Filed Document 0001144204-18-039184 Exclusions or Exemptions 506b Accepted Date 2018-07-20 18:52:22 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lidya Holdings Inc. See All Filings	D	2018-07-20 18:41:17 UTC
Amount To Be Raised $1,286,253 Associated Brokers / Dealers N/A CIK Number 0001696738 Filed Document 0001140361-18-033068 Exclusions or Exemptions 506b Accepted Date 2018-07-20 18:41:17 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Nodus, Inc. See All Filings	D	2018-07-20 18:36:44 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001657497 Filed Document 0001657497-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 18:36:44 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Flex Air Inc. See All Filings	D	2018-07-20 18:20:25 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001740876 Filed Document 0001740876-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 18:20:25 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Henrickson Nauta Venture Fund 1, L.P. See All Filings	D	2018-07-20 18:07:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001746838 Filed Document 0001736749-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-07-20 18:07:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Patria Infrastructure Fund IV Feeder, L.P. See All Filings	D	2018-07-20 18:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743870 Filed Document 0001743870-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 18:07:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patria Infrastructure Fund IV, L.P. See All Filings	D	2018-07-20 18:00:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743868 Filed Document 0001743868-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 18:00:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC Home Corp See All Filings	D	2018-07-20 17:58:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001725686 Filed Document 0001021432-18-000271 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:58:32 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Heroic Ventures SPV XV, LLC See All Filings	D	2018-07-20 17:53:28 UTC
Amount To Be Raised $955,000 Associated Brokers / Dealers N/A CIK Number 0001747751 Filed Document 0001747751-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:53:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bhatt Developers & Builders Inc. See All Filings	D	2018-07-20 17:49:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001726287 Filed Document 0001021432-18-000270 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:49:53 UTC Type of Offering D Industry Commercial Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Cardiff Lexington Corp See All Filings	D	2018-07-20 17:33:36 UTC
Amount To Be Raised $1,040,000 Associated Brokers / Dealers Craft Capital Management LLC CIK Number 0000811222 Filed Document 0001683168-18-001989 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:33:36 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Opis Health LLC See All Filings	D	2018-07-20 17:33:10 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001747707 Filed Document 0001747707-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:33:10 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
MML Private Placement Investment Co I, LLC See All Filings	D/A	2018-07-20 17:27:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701006 Filed Document 0001323868-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:27:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RIDGE VENTURES IV, L.P. See All Filings	D	2018-07-20 17:23:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EQUUS FINANCIAL CONSULTING LLC and CANDELA CAPITAL LIMITED CIK Number 0001716224 Filed Document 0001716224-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:23:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pulteney Premier Fund, L.P. See All Filings	D/A	2018-07-20 17:22:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604851 Filed Document 0001323868-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:22:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Select Series, LP See All Filings	D/A	2018-07-20 17:17:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001710702 Filed Document 0001323868-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:17:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LION INDUSTRIAL TRUST See All Filings	D/A	2018-07-20 17:16:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001212214 Filed Document 0001212214-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:16:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neurodyn Cognition Inc. See All Filings	D	2018-07-20 17:14:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001655923 Filed Document 0001140361-18-033048 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:14:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
CGMT OP, L.P. See All Filings	D/A	2018-07-20 17:12:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635445 Filed Document 0001635445-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:12:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund IX,LP See All Filings	D/A	2018-07-20 17:12:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAS CORP. CIK Number 0001716446 Filed Document 0001323868-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:12:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRG Sandrock Holdings LP See All Filings	D	2018-07-20 17:10:39 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001747729 Filed Document 0001747729-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:10:39 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clarion Gables Multifamily Trust, L.P. See All Filings	D/A	2018-07-20 17:08:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001635423 Filed Document 0001635423-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:08:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clarion Gables Multifamily Trust Parallel Fund, L.P. See All Filings	D/A	2018-07-20 17:05:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712530 Filed Document 0001712530-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:05:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capstak, Inc. See All Filings	D	2018-07-20 17:03:35 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001648527 Filed Document 0001014108-18-000167 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:03:35 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund VII, L.P. See All Filings	D/A	2018-07-20 17:01:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Financial Holdings CIK Number 0001666726 Filed Document 0001323868-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:01:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund VI, L.P. See All Filings	D/A	2018-07-20 16:56:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THE LEADERS GROUP, INC. CIK Number 0001627136 Filed Document 0001323868-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:56:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kypha Inc. See All Filings	D	2018-07-20 16:55:02 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001539371 Filed Document 0001539371-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:55:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Kush Bottles, Inc. See All Filings	D	2018-07-20 16:52:24 UTC
Amount To Be Raised $2,966,667 Associated Brokers / Dealers N/A CIK Number 0001604627 Filed Document 0001144204-18-039169 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:52:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SALI Multi-Series Fund V, L.P. See All Filings	D/A	2018-07-20 16:51:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAS CORP., Stern Capital, LLC, and M Holdings Securities CIK Number 0001700474 Filed Document 0001323868-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:51:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund IV, L.P. See All Filings	D/A	2018-07-20 16:44:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560003 Filed Document 0001323868-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:44:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund II 3(c)(1), L.P. See All Filings	D/A	2018-07-20 16:39:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470222 Filed Document 0001323868-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:39:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund, L.P. See All Filings	D/A	2018-07-20 16:35:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., Caledonia Planning Group Bermuda, Ltd., Newport Group Securities, Inc., FAS Corp, and Spearhead Capital, LLC CIK Number 0001323868 Filed Document 0001323868-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:35:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOCUS BIOSCIENCES, INC. See All Filings	D	2018-07-20 16:35:17 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001664639 Filed Document 0001664639-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:35:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Park Surgery Center, LLC See All Filings	D	2018-07-20 16:22:11 UTC
Amount To Be Raised $234,000 Associated Brokers / Dealers N/A CIK Number 0001498399 Filed Document 0001124559-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:22:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SimuSolar, Inc. See All Filings	D/A	2018-07-20 16:18:04 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001643231 Filed Document 0001643231-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:18:04 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WI Oak Tree LLC See All Filings	D	2018-07-20 16:07:32 UTC
Amount To Be Raised $1,240,000 Associated Brokers / Dealers N/A CIK Number 0001747690 Filed Document 0001747690-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:07:32 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc See All Filings	D/A	2018-07-20 16:07:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and John W. Akkerman CIK Number 0001609117 Filed Document 0001140361-18-033023 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:07:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RMS Evergreen US Forestland Fund LP See All Filings	D	2018-07-20 16:06:22 UTC
Amount To Be Raised $82,259,005 Associated Brokers / Dealers N/A CIK Number 0001635382 Filed Document 0001635382-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:06:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
DEFINEDCROWD Corp See All Filings	D	2018-07-20 16:06:08 UTC
Amount To Be Raised $11,876,140 Associated Brokers / Dealers N/A CIK Number 0001684322 Filed Document 0001684322-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:06:08 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity