Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HistoSonics, Inc. See All Filings	D	2020-04-30 13:03:09 UTC
Amount To Be Raised $33,505,278 Associated Brokers / Dealers N/A CIK Number 0001479012 Filed Document 0001479012-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-30 13:03:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Searchable AI Corp. See All Filings	D	2020-04-30 13:02:41 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001794425 Filed Document 0001794425-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-30 13:02:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. See All Filings	D/A	2020-04-30 12:56:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001407149 Filed Document 0001407149-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 12:56:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shoot 360 Inc. See All Filings	D	2020-04-30 12:55:41 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001595158 Filed Document 0001595158-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-30 12:55:41 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CleanFund Commercial PACE Capital, Inc. See All Filings	D	2020-04-30 12:46:32 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001776950 Filed Document 0001776950-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 12:46:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Harmonic Growth Partners I, L.P. See All Filings	D	2020-04-30 12:31:21 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001810812 Filed Document 0001810812-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 12:31:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN RISE, INC. See All Filings	D	2020-04-30 12:21:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001689738 Filed Document 0001689738-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 12:21:48 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
ROOM & BOARDS LLC See All Filings	C-W	2020-04-30 12:20:53 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001804876 Filed Document 0001746059-20-000129 Accepted Date 2020-04-30 12:20:53 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
LITTLE RADISH PROVISIONS LLC See All Filings	C-W	2020-04-30 12:18:59 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001804411 Filed Document 0001746059-20-000128 Accepted Date 2020-04-30 12:18:59 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
EVP I C LP See All Filings	D	2020-04-30 12:16:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811051 Filed Document 0001811049-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-30 12:16:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
FLYING L INVESTMENTS XII, LLC See All Filings	D	2020-04-30 12:14:38 UTC
Amount To Be Raised $2,315,000 Associated Brokers / Dealers N/A CIK Number 0001811011 Filed Document 0001811011-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 12:14:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oakcliff Capital Partners, LP See All Filings	D/A	2020-04-30 12:14:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657335 Filed Document 0001657335-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 12:14:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Connacht Equity Long/Short Partners LP See All Filings	D/A	2020-04-30 12:03:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BCW Securities LLC CIK Number 0001794620 Filed Document 0000919574-20-003070 Exclusions or Exemptions 506b Accepted Date 2020-04-30 12:03:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VIVOS INC See All Filings	1-A POS	2020-04-30 12:00:36 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers To be determined CIK Number 0001449349 Filed Document 0001493152-20-007407 Accepted Date 2020-04-30 12:00:36 UTC Type of Offering 1-A POS Industry SURGICAL & MEDICAL INSTRUMENTS & APPARATUS Offering Tier Tier2 Principal Place of Business WASHINGTON Revenue or Assets $9,500 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
EVP I LP See All Filings	D	2020-04-30 11:58:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811049 Filed Document 0001811049-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 11:58:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Cytonus Therapeutics, Inc. See All Filings	D	2020-04-30 11:57:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001761468 Filed Document 0001761468-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 11:57:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Racon Quantitative Revolution Fund LP See All Filings	D/A	2020-04-30 11:54:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706392 Filed Document 0000919574-20-003067 Exclusions or Exemptions 506b Accepted Date 2020-04-30 11:54:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus Interactive, Inc. See All Filings	D/A	2020-04-30 11:45:26 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001700091 Filed Document 0001700091-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 11:45:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
QUINN OPPORTUNITIES LP See All Filings	D/A	2020-04-30 11:45:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bill Bonner CIK Number 0001517093 Filed Document 0001517093-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 11:45:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SC-Sigma Global Partners, LP See All Filings	D	2020-04-30 11:18:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809598 Filed Document 0001809598-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 11:18:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect Diversified Trend HV LP See All Filings	D/A	2020-04-30 11:18:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC CIK Number 0001790144 Filed Document 0001315863-20-000430 Exclusions or Exemptions 506b Accepted Date 2020-04-30 11:18:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Namibia Critical Metals Inc. See All Filings	D	2020-04-30 11:04:37 UTC
Amount To Be Raised $42,924 Associated Brokers / Dealers N/A CIK Number 0001519457 Filed Document 0001519457-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-30 11:04:37 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PIXEL VELOCITY Inc See All Filings	D/A	2020-04-30 11:02:08 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers East Wind Securities CIK Number 0001375069 Filed Document 0001375069-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-30 11:02:08 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Erie Real Estate Investments 2, L.P. See All Filings	D	2020-04-30 10:54:38 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001811024 Filed Document 0001811024-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 10:54:38 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
FAM REAL ESTATE FUND, LLC See All Filings	D/A	2020-04-30 10:54:15 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001768719 Filed Document 0001768719-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-30 10:54:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SciAps Inc See All Filings	D	2020-04-30 10:36:12 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001570867 Filed Document 0001570867-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-30 10:36:12 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Ancient Essentials Inc. See All Filings	C/A	2020-04-30 10:23:30 UTC
Financial Interest None Filing Platform Fundopolis Portal LLC Offering Amount $100,000 CIK Number 0001809084 Filed Document 0001780439-20-000019 Accepted Date 2020-04-30 10:23:30 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NORTH CAROLINA
Tetragon Credit Partners Opportunity Fund See All Filings	D	2020-04-30 10:08:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MANN MANN JENSEN PARTNERS LP CIK Number 0001810813 Filed Document 0001810813-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 10:08:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tetragon Credit Partners Opportunity Fund LP See All Filings	D	2020-04-30 10:02:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MANN MANN JENSEN PARTNERS LP CIK Number 0001810759 Filed Document 0001810759-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 10:02:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knights of Columbus Commingled Funds LLC - Knights of Columbus Commingled Ltd Duration Bond Fund See All Filings	D/A	2020-04-30 10:01:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693524 Filed Document 0001702262-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-30 10:01:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knights of Columbus Commingled Funds LLC - Knights of Columbus Commingled Core Bond Fund See All Filings	D/A	2020-04-30 09:51:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686019 Filed Document 0001702262-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-30 09:51:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOLCANO FUND, LP See All Filings	D/A	2020-04-30 09:48:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587915 Filed Document 0000892712-20-000168 Exclusions or Exemptions 506b Accepted Date 2020-04-30 09:48:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Jaguar Liquid Opportunities Fund L.P. See All Filings	D/A	2020-04-30 09:44:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791348 Filed Document 0001810933-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 09:44:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QUARTER HORSE FUND, LP See All Filings	D/A	2020-04-30 09:42:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605240 Filed Document 0000892712-20-000167 Exclusions or Exemptions 506b Accepted Date 2020-04-30 09:42:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Knights of Columbus Commingled Funds LLC - Knights of Columbus Global Real Estate Fund See All Filings	D/A	2020-04-30 09:39:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702262 Filed Document 0001702262-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 09:39:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knights of Columbus Private Credit Fund, LP See All Filings	D/A	2020-04-30 09:35:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686159 Filed Document 0001686159-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-30 09:35:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McKinley Capital International Growth Fund LP See All Filings	D/A	2020-04-30 09:15:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329503 Filed Document 0001398344-20-008867 Exclusions or Exemptions 506b Accepted Date 2020-04-30 09:15:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Hook Fund LP See All Filings	D/A	2020-04-30 09:03:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640524 Filed Document 0001013594-20-000462 Exclusions or Exemptions 506b Accepted Date 2020-04-30 09:03:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
McKinley Capital MEASA Feeder Fund L.P. See All Filings	D/A	2020-04-30 08:47:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739150 Filed Document 0001398344-20-008854 Exclusions or Exemptions 506b Accepted Date 2020-04-30 08:47:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ischemia Care, LLC See All Filings	D	2020-04-30 08:37:18 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001525868 Filed Document 0000892251-20-000024 Exclusions or Exemptions 506b Accepted Date 2020-04-30 08:37:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Blue Line Battery, Inc. See All Filings	D	2020-04-30 08:35:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001810659 Filed Document 0001810659-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-30 08:35:39 UTC Type of Offering D Industry Other Energy Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
KINGMAKERS, INC. See All Filings	D/A	2020-04-30 08:07:41 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001780468 Filed Document 0001780468-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-04-30 08:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Big Kahuna Pineapple Drink Co LLC See All Filings	C-W	2020-04-30 08:07:01 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001805122 Filed Document 0001805122-20-000003 Accepted Date 2020-04-30 08:07:01 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Lucas & Friend Land Holdings, LLC See All Filings	C/A	2020-04-30 07:58:18 UTC
Financial Interest The intermediary will receive a security-compensation equal to 10% of the total number of securities sold in the offering. Filing Platform Mr. Crowd Offering Amount $1,070,000 CIK Number 0001801302 Filed Document 0001666102-20-000015 Accepted Date 2020-04-30 07:58:18 UTC Type of Offering C/A Security Offered Amount 500 Security Offered Type Other State WYOMING
1World Online, Inc. See All Filings	C/A	2020-04-29 22:13:23 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001595734 Filed Document 0001595734-20-000003 Accepted Date 2020-04-29 22:13:23 UTC Type of Offering C/A Security Offered Amount 107,000 Security Offered Type Other State CALIFORNIA
K2 VC II, LLC See All Filings	D	2020-04-29 21:57:30 UTC
Amount To Be Raised $3,184,450 Associated Brokers / Dealers N/A CIK Number 0001768833 Filed Document 0001768833-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-29 21:57:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunu, Inc. See All Filings	C/A	2020-04-29 21:38:27 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001790092 Filed Document 0001794960-20-000004 Accepted Date 2020-04-29 21:38:27 UTC Type of Offering C/A Security Offered Amount 30,000 Security Offered Type Other State MASSACHUSETTS
RSE Collection, LLC See All Filings	1-A POS	2020-04-29 21:33:46 UTC
Amount To Be Raised $6,804,250 Associated Brokers / Dealers N/A CIK Number 0001688804 Filed Document 0001688804-20-000003 Accepted Date 2020-04-29 21:33:46 UTC Type of Offering 1-A POS Industry MOTOR VEHICLES & PASSENGER CAR BODIES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Other(describe)
World Tree USA, LLC See All Filings	1-A POS	2020-04-29 20:12:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Potential Commissions CIK Number 0001687316 Filed Document 0001477932-20-002295 Accepted Date 2020-04-29 20:12:43 UTC Type of Offering 1-A POS Industry AGRICULTURAL PRODUCTION-CROPS Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
StormSensor Inc. See All Filings	D	2020-04-29 20:11:28 UTC
Amount To Be Raised $4,369,055 Associated Brokers / Dealers N/A CIK Number 0001685094 Filed Document 0001685094-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-29 20:11:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity