|
|
D/A |
2020-05-01 06:09:49 UTC |
- Amount To Be Raised
- $1,985,564
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001466085
- Filed Document
- 0001209191-20-026439
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-01 06:09:49 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-05-01 06:07:15 UTC |
- Amount To Be Raised
- $8,550,245
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001466085
- Filed Document
- 0001209191-20-026436
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-01 06:07:15 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-05-01 06:05:47 UTC |
- Amount To Be Raised
- $1,779,067
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001466085
- Filed Document
- 0001209191-20-026435
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-01 06:05:47 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2020-05-01 06:02:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001753760
- Filed Document
- 0001214659-20-003935
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-05-01 06:02:23 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-30 21:13:10 UTC |
- Amount To Be Raised
- $6,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810940
- Filed Document
- 0001810998-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 21:13:10 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-30 21:04:08 UTC |
- Amount To Be Raised
- $883,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810998
- Filed Document
- 0001810998-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 21:04:08 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-30 21:02:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810881
- Filed Document
- 0000950142-20-001291
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 21:02:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-30 21:01:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810860
- Filed Document
- 0000950142-20-001290
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 21:01:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-30 20:49:54 UTC |
- Amount To Be Raised
- $254,199
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001808762
- Filed Document
- 0001758764-20-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 20:49:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-30 20:07:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734916
- Filed Document
- 0001734916-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-04-30 20:07:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-30 19:57:13 UTC |
- Amount To Be Raised
- $2,490,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800980
- Filed Document
- 0001758764-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 19:57:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A/A |
2020-04-30 19:55:41 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001393548
- Filed Document
- 0001575705-20-000063
- Accepted Date
- 2020-04-30 19:55:41 UTC
- Type of Offering
- 1-A/A
- Industry
- SERVICES-COMPUTER PROCESSING & DATA PREPARATION
- Offering Tier
- Tier1
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $0
- State of Jurisdiction
- NEVADA
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2020-04-30 19:55:10 UTC |
- Amount To Be Raised
- $1,057,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000764195
- Filed Document
- 0001493152-20-007484
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 19:55:10 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
CV Spec Opps Exo Series B Plus, a series of Assure Labs 2020, LLC
See All Filings
|
D |
2020-04-30 19:47:44 UTC |
- Amount To Be Raised
- $1,322,977
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810329
- Filed Document
- 0001758764-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 19:47:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-30 19:44:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001575285
- Filed Document
- 0001575285-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 19:44:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-30 19:39:48 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001805344
- Filed Document
- 0001758764-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 19:39:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-30 19:37:55 UTC |
- Amount To Be Raised
- $2,655,176
- Associated Brokers / Dealers
- Forge Markets LLC
- CIK Number
- 0001758764
- Filed Document
- 0001758764-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 19:37:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-30 19:37:45 UTC |
- Amount To Be Raised
- $7,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810915
- Filed Document
- 0001810915-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 19:37:45 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2020-04-30 19:28:07 UTC |
- Financial Interest
- The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering.
- Filing Platform
- OpenDeal Portal LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001595734
- Filed Document
- 0001595734-20-000004
- Accepted Date
- 2020-04-30 19:28:07 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 107,000
- Security Offered Type
- Other
- State
- CALIFORNIA
|
|
|
1-A POS |
2020-04-30 19:27:16 UTC |
- Amount To Be Raised
- $6,381,510
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744448
- Filed Document
- 0001683168-20-001361
- Accepted Date
- 2020-04-30 19:27:16 UTC
- Type of Offering
- 1-A POS
- Industry
- SERVICES-RACING, INCLUDING TRACK OPERATION
- Offering Tier
- Tier2
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $263,655
- State of Jurisdiction
- NEVADA
- Type of Security
- Other(describe)
|
|
|
D/A |
2020-04-30 19:25:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001575277
- Filed Document
- 0001575277-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 19:25:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-30 19:18:15 UTC |
- Amount To Be Raised
- $2,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781909
- Filed Document
- 0001781909-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 19:18:15 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-30 19:13:12 UTC |
- Amount To Be Raised
- $185,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001811059
- Filed Document
- 0001811059-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 19:13:12 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-30 19:03:42 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755208
- Filed Document
- 0001755208-20-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-04-30 19:03:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-30 18:53:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LORD TAW UNIVERSAL IT CAPITAL UNITS and LORD TAW UNIVERSAL IT
- CIK Number
- 0001809480
- Filed Document
- 0001809480-20-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 18:53:25 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-04-30 18:48:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567371
- Filed Document
- 0001567371-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 18:48:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A/A |
2020-04-30 18:41:10 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001803986
- Filed Document
- 0001104659-20-054693
- Accepted Date
- 2020-04-30 18:41:10 UTC
- Type of Offering
- 1-A/A
- Industry
- REAL ESTATE INVESTMENT TRUSTS
- Offering Tier
- Tier2
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $0
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2020-04-30 18:32:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LORD TAW UNIVERSAL IT CAPITAL UNITS and LORD TAW UNIVERSAL IT
- CIK Number
- 0001809480
- Filed Document
- 0001809480-20-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 18:32:32 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-30 18:14:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Tellone Management Group, Inc. and Touchdown Inc.
- CIK Number
- 0001460029
- Filed Document
- 0001460029-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 18:14:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-30 18:13:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LORD TAW UNIVERSAL IT CAPITAL UNITS and LORD TAW UNIVERSAL IT
- CIK Number
- 0001809480
- Filed Document
- 0001809480-20-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 18:13:38 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-30 18:07:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Tellone Management Group, Inc.
- CIK Number
- 0001460042
- Filed Document
- 0001216652-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 18:07:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-30 18:04:48 UTC |
- Amount To Be Raised
- $559,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700868
- Filed Document
- 0001700868-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 18:04:48 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-30 17:59:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Tellone Management Group, Inc.
- CIK Number
- 0001459995
- Filed Document
- 0001216652-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 17:59:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-30 17:56:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Tellone Management Group, Inc.
- CIK Number
- 0001216652
- Filed Document
- 0001216652-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 17:56:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-30 17:54:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Tellone Management Group, Inc.
- CIK Number
- 0001204815
- Filed Document
- 0001216652-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 17:54:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-30 17:45:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LORD TAW UNIVERSAL IT CAPITAL UNITS and LORD TAW UNIVERSAL IT CAPITAL UNITS
- CIK Number
- 0001809480
- Filed Document
- 0001809480-20-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 17:45:11 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-04-30 17:35:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603812
- Filed Document
- 0001603812-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 17:35:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-30 17:33:26 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001811097
- Filed Document
- 0001811097-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-04-30 17:33:26 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2020-04-30 17:27:45 UTC |
- Amount To Be Raised
- $995,004
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790178
- Filed Document
- 0001810932-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 17:27:45 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-30 17:26:41 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001811120
- Filed Document
- 0001811120-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 17:26:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-04-30 17:20:19 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001811102
- Filed Document
- 0001811102-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 17:20:19 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-30 17:14:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001811086
- Filed Document
- 0001209191-20-026364
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 17:14:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A/A |
2020-04-30 17:10:36 UTC |
- Amount To Be Raised
- $5,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718939
- Filed Document
- 0001104659-20-054561
- Accepted Date
- 2020-04-30 17:10:36 UTC
- Type of Offering
- 1-A/A
- Industry
- SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
- Offering Tier
- Tier2
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $2,108,884
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
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|
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D/A |
2020-04-30 17:08:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LPL FINANCIAL CORPORATION, WELLS FARGO CLEARING SERVICES, LLC, COMMONWEALTH FINANCIAL NETWORK, and LINCOLN FINANCIAL ADVISORS CORPORATION
- CIK Number
- 0000861441
- Filed Document
- 0000861441-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 17:08:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-30 17:01:51 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736457
- Filed Document
- 0001736457-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 17:01:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-04-30 16:50:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810109
- Filed Document
- 0000950142-20-001281
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 16:50:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C |
2020-04-30 16:47:39 UTC |
- Financial Interest
- NO
- Filing Platform
- truCrowd, Inc
- Offering Amount
- $370,170
- CIK Number
- 0001661779
- Filed Document
- 0001104659-20-054505
- Accepted Date
- 2020-04-30 16:47:39 UTC
- Type of Offering
- C
- Security Offered Amount
- 41,130
- Security Offered Type
- Common Stock
- State
- CALIFORNIA
|
|
|
D/A |
2020-04-30 16:47:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649416
- Filed Document
- 0001649416-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 16:47:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-04-30 16:44:26 UTC |
- Amount To Be Raised
- $38,780,000
- Associated Brokers / Dealers
- Cantor Fitzgerald & Co., John A. Doane, American Portfolios Financial Services, Inc., Eric J. Flaim, Mark Urban, Axiom Capital Management, Inc., Capital Investment Group, Inc., Edward Eric Fernandez, Centaurus Financial, Inc., Chalice Capital Partners, LLC, Coastal Equities, Inc., Center Street Securities, Inc., Concorde Investment Services, LLC, Courtlandt Securities Corporation, Crown Capital Securities, L.P., James Allen, DFPG Investments, Inc., Emerson Equity LLC, Great Point Capital LLC, Fortune Securities, Inc., J K R & Company, Inc., Joseph Michaletz, Lightpath Capital, Inc., Michael Janis, McDermott Investment Services, LLC, Daniel Yee, Nationwide Planning Associates Inc., John Zaffarano, Independent Financial Group, LLC, North Capital Private Securities Corporation, Integrity Brokerage Services, Inc., Konstantin Chrenow, Primex, David Allred, Sandlapper Securities, LLC, SCF Securities, Inc., Lighthouse Capital Group, LLC, Roy Jones, Amy Duncan, Jason Salmon, Lyndon Grey, Westpark Capital, Inc., Paul Kaczmarczyk, Private Client Services, LLC, Terry Deever, Tritower Real Estate Capital, LLC, Lowry Hinch Bayley, William LaPiana, Robert Hurley Ingham, Mark J. Allen, Stephen Haskell, Chay Lapin, Elizabeth Friant, Robert Israel Kully, Robert Wilkinson, and Daniel T. Campbell
- CIK Number
- 0001734307
- Filed Document
- 0001734307-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 16:44:26 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-04-30 16:43:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001774980
- Filed Document
- 0001774980-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-04-30 16:43:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|