Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EcoR1 Venture Opportunity Offshore Fund, L.P. See All Filings	D/A	2020-05-07 17:53:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777466 Filed Document 0000935836-20-000288 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:53:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
01A Grouse, L.P. See All Filings	D	2020-05-07 17:51:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001795031 Filed Document 0001795031-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:51:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DosedDaily, Inc. See All Filings	D	2020-05-07 17:45:20 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001811366 Filed Document 0001811366-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:45:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CC&L Q Global Equity Market Neutral Fund Ltd. See All Filings	D/A	2020-05-07 17:40:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FORESIDE FUND SERVICES, LLC CIK Number 0001705223 Filed Document 0001705223-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:40:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jafar Liquid Strategies, LP See All Filings	D/A	2020-05-07 17:37:30 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001756459 Filed Document 0001756459-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:37:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TechU Angels Venture Partners LLC - Series W See All Filings	D	2020-05-07 17:33:15 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001811246 Filed Document 0001811246-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:33:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vatic Fund I, LLC See All Filings	D/A	2020-05-07 17:33:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706561 Filed Document 0001706561-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:33:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellington Commercial Real Estate Debt Fund LP See All Filings	D	2020-05-07 17:27:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RBC Capital Markets, LLC and Altegris Investments, LLC CIK Number 0001811556 Filed Document 0001012975-20-000413 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:27:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EL Fund I, a series of DV Deals, LP See All Filings	D	2020-05-07 17:25:00 UTC
Amount To Be Raised $112,500 Associated Brokers / Dealers N/A CIK Number 0001811620 Filed Document 0001811620-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:25:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellington Commercial Real Estate Debt Partners LP See All Filings	D	2020-05-07 17:24:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RBC Capital Markets, LLC and Altegris Investments, LLC CIK Number 0001811557 Filed Document 0001012975-20-000412 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:24:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TE Fund I, a series of Zachary Ginsburg Funds, LP See All Filings	D	2020-05-07 17:24:55 UTC
Amount To Be Raised $254,655 Associated Brokers / Dealers N/A CIK Number 0001811576 Filed Document 0001811576-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:24:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NE Fund I, a series of Sajid Rahman Angel Funds, LP See All Filings	D	2020-05-07 17:24:48 UTC
Amount To Be Raised $310,500 Associated Brokers / Dealers N/A CIK Number 0001811621 Filed Document 0001811621-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:24:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Neuroscience, Inc. See All Filings	D/A	2020-05-07 17:23:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Boustead Securities, LLC CIK Number 0001735427 Filed Document 0001382963-20-000087 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:23:51 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Aberdeen Energy & Resources Partners V, L.P. See All Filings	D/A	2020-05-07 17:21:25 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001767283 Filed Document 0001767283-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:21:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BO Fund I, a series of Grand Central Tech Funds, LP See All Filings	D	2020-05-07 17:09:56 UTC
Amount To Be Raised $85,597 Associated Brokers / Dealers N/A CIK Number 0001811574 Filed Document 0001811574-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:09:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paragon Biosciences Evozyne Holdings, LLC See All Filings	D	2020-05-07 17:09:55 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001811338 Filed Document 0001811338-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:09:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Launch After School, LLC See All Filings	D	2020-05-07 17:09:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001737533 Filed Document 0001737533-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:09:55 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
ZY Fund I, a series of Brad Flora Investments, LP See All Filings	D	2020-05-07 17:09:51 UTC
Amount To Be Raised $122,036 Associated Brokers / Dealers N/A CIK Number 0001811575 Filed Document 0001811575-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:09:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonepeak Infrastructure Fund IV (Lux) SCSp See All Filings	D	2020-05-07 17:09:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TopCap Partners, Inc., MAR Advisors ehf, Campbell Lutyens & Co. Inc., Trichotomy Consulting Pty Ltd ACN 617 458 296, Daishin Securities Co., Ltd., Fund Placement Israel Ltd., and XT Capital Partners, LLC CIK Number 0001810257 Filed Document 0001810257-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:09:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paragon Biosciences Evozyne Capital, LLC See All Filings	D	2020-05-07 17:06:24 UTC
Amount To Be Raised $9,473,684 Associated Brokers / Dealers N/A CIK Number 0001811339 Filed Document 0001811339-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:06:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Property Brands Ultimate Parent, LLC See All Filings	D/A	2020-05-07 17:04:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766924 Filed Document 0001766924-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:04:58 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Evozyne, LLC See All Filings	D	2020-05-07 17:03:42 UTC
Amount To Be Raised $9,183,673 Associated Brokers / Dealers N/A CIK Number 0001811288 Filed Document 0001811288-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:03:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NYSCRF Pioneer Co-Investment Fund II, L.P. See All Filings	D	2020-05-07 17:03:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811395 Filed Document 0001811395-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:03:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DFJ Growth IV, L.P. See All Filings	D	2020-05-07 17:01:11 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001810962 Filed Document 0001810962-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 17:01:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Diib, Inc. See All Filings	D	2020-05-07 16:57:16 UTC
Amount To Be Raised $3,328,276 Associated Brokers / Dealers N/A CIK Number 0001793343 Filed Document 0001793343-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-07 16:57:16 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
wPraxis Fund (USA) L.P. See All Filings	D/A	2020-05-07 16:56:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565055 Filed Document 0000937044-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-05-07 16:56:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightbend, Inc. See All Filings	D	2020-05-07 16:56:09 UTC
Amount To Be Raised $25,009,074 Associated Brokers / Dealers N/A CIK Number 0001811548 Filed Document 0001811548-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 16:56:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Credence MedSystems, Inc. See All Filings	D	2020-05-07 16:55:09 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers COLORADO FINANCIAL SERVICE CORPORATION CIK Number 0001559680 Filed Document 0001559680-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 16:55:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stonepeak Infrastructure Fund IV LP See All Filings	D	2020-05-07 16:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fund Placement Israel Ltd., XT Capital Partners, LLC, Trichotomy Consulting Pty Ltd ACN 617 458 296, Campbell Lutyens & Co. Inc., Daishin Securities Co., Ltd., TopCap Partners, Inc., and MAR Advisors ehf CIK Number 0001810258 Filed Document 0001810258-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 16:55:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CH4 Power, LLC See All Filings	D/A	2020-05-07 16:52:33 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001790808 Filed Document 0001790808-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 16:52:33 UTC Type of Offering D/A Industry Investing Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RET Ventures SPV I, L.P. See All Filings	D	2020-05-07 16:51:44 UTC
Amount To Be Raised $11,615,006 Associated Brokers / Dealers N/A CIK Number 0001777256 Filed Document 0001777256-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 16:51:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLEWOOD PRIMARY FUND (USA) L.P. See All Filings	D/A	2020-05-07 16:42:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001009663 Filed Document 0000937044-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-05-07 16:42:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pass It Down Inc. See All Filings	D	2020-05-07 16:35:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001810807 Filed Document 0001810807-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 16:35:27 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Jar Goods, LLC See All Filings	C/A	2020-05-07 16:30:25 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001743949 Filed Document 0001783015-20-000005 Accepted Date 2020-05-07 16:30:25 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State NEW JERSEY
Grail, Inc. See All Filings	D/A	2020-05-07 16:25:24 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers N/A CIK Number 0001699031 Filed Document 0001699031-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 16:25:24 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
API HORIZON Joint Venture See All Filings	D	2020-05-07 16:22:59 UTC
Amount To Be Raised $1,470,000 Associated Brokers / Dealers N/A CIK Number 0001811459 Filed Document 0001811459-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 16:22:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
UNION SPRING FUND (USA) L.P. See All Filings	D/A	2020-05-07 16:15:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077870 Filed Document 0000937044-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-07 16:15:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLEWOOD XLIM FUND (USA) L.P. See All Filings	D/A	2020-05-07 16:07:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937044 Filed Document 0000937044-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-07 16:07:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIP IV Feeder LP See All Filings	D	2020-05-07 16:05:07 UTC
Amount To Be Raised $4,349,244,319 Associated Brokers / Dealers Monument Group, Inc. and Evercore Group L.L.C. CIK Number 0001810976 Filed Document 0001810976-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 16:05:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Zero Coupon Chicagoland Office DST See All Filings	D/A	2020-05-07 15:57:19 UTC
Amount To Be Raised $65,334,005 Associated Brokers / Dealers Wealthforge Securities, LLC, McDermott Investment Services, LLC, Lewis Financial Group, L.C., Sandlapper Securites, LLC, Westpark Capital, Inc., Concorde Investment Services. LLC, Centaurus Financial, Inc., RCX Capital Group, LLC, Capulent LLC, Inland Securties Corporation, 1ST GLOBAL CAPITAL CORP., CALTON & ASSOCIATES, INC., Cambridge Investment Research, COLORADO FINANCIAL SERVICE CORPORATION, DFPG INVESTMENTS, INC., FSC SECURITIES CORPORATION, HUNTWICKE SECURITIES, LLC, INTEGRITY BROKERAGE SERVICES, INC., JCC ADVISORS, LLC, KALOS CAPITAL, INC., LIGHTHOUSE CAPITAL GROUP, LLC, MADISON AVENUE SECURITIES, LLC, NATIONAL SECURITIES CORPORATION, PRIMEX, ROYAL ALLIANCE ASSOCIATES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., CABIN SECURITIES, INC., CABOT LODGE SECURITIES LLC, LIGHTPATH CAPITAL, INC, TAYLOR CAPITAL MANAGEMENT INC., HD VEST INVESTMENT SERVICES, PARKLAND SECURITIES, LLC, EMERSON EQUITY LLC, GREAT POINT CAPITAL LLC, NEXTREND SECURITIES, INC., SIGMA FINANCIAL CORPORATION, TITAN SECURITIES, TRIAD ADVISORS LLC, INVESTMENT SECURITY CORPORATION, INVESTACORP, INC., CROWN CAPITAL SECURITIES, L.P., K CAPITAL LLC, IBN FINANCIAL SERVICES, INC., PROEQUITIES, INC., DAI SECURITIES, LLC, SAXONY SECURITIES, INC., STAX CAPITAL, SAGEPOINT FINANCIAL, INC., Ausdal Financial Partners, Inc., DEMPSEY LORD SMITH, LLC, Avantax Investment Services Inc, METROPOLITAN CAPITAL INVESTMENT BANC, INC, THORNHILL SECURITIES, INC., Stax Capital, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.,, MSC-BD LLC, PINNACLE EQUITY MANAGEMENT, LLC, Berthel Fisher & Co Financial Svcs, and NPB Financial Group, LLC CIK Number 0001734696 Filed Document 0001800057-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-05-07 15:57:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Vestigo Ventures Fund II, L.P. See All Filings	D/A	2020-05-07 15:57:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers More than five (5) Associated Persons CIK Number 0001804949 Filed Document 0001804949-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-07 15:57:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIP IV LP See All Filings	D	2020-05-07 15:55:01 UTC
Amount To Be Raised $4,349,244,319 Associated Brokers / Dealers Monument Group, Inc. and Evercore Group L.L.C. CIK Number 0001810966 Filed Document 0001810966-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 15:55:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Fund I, LLC See All Filings	D	2020-05-07 15:47:25 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001810932 Filed Document 0001810932-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-07 15:47:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Self-Storage Portfolio IX DST See All Filings	D/A	2020-05-07 15:37:30 UTC
Amount To Be Raised $17,857,732 Associated Brokers / Dealers Inland Securities Corporation, Mc Dermott Investment Services, LLC, WealthForge Securities LLC, RCX Capital Group LLC, Concorde Investment Services, LLC, JRL Capital Corporation, Cambridge Investment Research, Arkadios Capital, Westpark Capital Inc, Avantax Investment Services Inc, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., Colorado Financial Service Corp, Independent Financial Group, LLC, Triad Advisors, Inc., DFPG Investments, Inc., Securities America Inc., SAGEPOINT FINANCIAL, INC., AUSDAL FINANCIAL PARTNERS, INC., Royal Alliance Associates, Inc., and DAI Securities LLC CIK Number 0001789375 Filed Document 0001800057-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-05-07 15:37:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Stony Point Capital Partners Offshore Ltd See All Filings	D/A	2020-05-07 15:34:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781587 Filed Document 0001781587-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 15:34:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Golden Minerals Co See All Filings	D	2020-05-07 15:33:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers A.G.P./Alliance Global Partners CIK Number 0001011509 Filed Document 0001011509-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 15:33:08 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Palisades Goldcorp Ltd. See All Filings	D	2020-05-07 15:33:05 UTC
Amount To Be Raised $1,010,298 Associated Brokers / Dealers N/A CIK Number 0001791972 Filed Document 0001791972-20-000015 Exclusions or Exemptions 506b Accepted Date 2020-05-07 15:33:05 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Stony Point Capital Partners LP See All Filings	D/A	2020-05-07 15:30:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628640 Filed Document 0001628640-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 15:30:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Daytona Multifamily Opportunity Zone, L.L.C. See All Filings	D/A	2020-05-07 15:27:24 UTC
Amount To Be Raised $16,820,000 Associated Brokers / Dealers Inland Securities Corporation, RCX Capital Group LLC, Avantax Investment Services Inc, CALTON & ASSOCIATES, INC., Cambridge Investment Research, Inc., CAPITAL INVESTMENT GROUP, INC., Centaurus Financial, Inc., Emerson Equity LLC, Harbour Investments, Inc., Lincoln Financial Advisors, Lincoln Financial Securities Corp, Thornhill Securities Inc, WealthForge Securities LLC, and Arkadios Capital CIK Number 0001793256 Filed Document 0001800057-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-05-07 15:27:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington TALF Investment Fund (Cayman) L.P. See All Filings	D	2020-05-07 15:21:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810325 Filed Document 0001810325-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-07 15:21:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund