Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Silver Mount Fund - The Consumer Health Fund See All Filings	D/A	2018-08-01 13:01:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714489 Filed Document 0001714489-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 13:01:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
POLARIS GROUP TRUST See All Filings	D/A	2018-08-01 12:58:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000889823 Filed Document 0000889823-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 12:58:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vazirani Offshore Ltd. See All Filings	D/A	2018-08-01 12:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713570 Filed Document 0001713570-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 12:52:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TWG Lenox, LLC See All Filings	D	2018-08-01 12:40:54 UTC
Amount To Be Raised $2,435,000 Associated Brokers / Dealers N/A CIK Number 0001747075 Filed Document 0001747075-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 12:40:54 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Mirimichi Green Express, LLC See All Filings	D	2018-08-01 12:39:52 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001652098 Filed Document 0001652098-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 12:39:52 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Jefferson Investment Holdings LLC See All Filings	D	2018-08-01 12:23:48 UTC
Amount To Be Raised $37,250,000 Associated Brokers / Dealers N/A CIK Number 0001748627 Filed Document 0000950172-18-000094 Exclusions or Exemptions 506b Accepted Date 2018-08-01 12:23:48 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dowley Security Systems, Inc. See All Filings	D	2018-08-01 12:20:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001370326 Filed Document 0001370326-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 12:20:58 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Qeepsake, Inc. See All Filings	D	2018-08-01 12:19:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001717093 Filed Document 0001717093-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 12:19:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arq Ltd See All Filings	D	2018-08-01 12:11:09 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001637606 Filed Document 0000906318-18-000044 Exclusions or Exemptions 506b Accepted Date 2018-08-01 12:11:09 UTC Type of Offering D Industry Other Energy Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Medical 21, Inc. See All Filings	D	2018-08-01 12:00:48 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001673688 Filed Document 0001209191-18-044661 Exclusions or Exemptions 506b Accepted Date 2018-08-01 12:00:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CV Special Situations Loan Fund LLC See All Filings	D	2018-08-01 12:00:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748038 Filed Document 0001748038-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 12:00:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Paine Schwartz Food Chain Fund V, L.P. See All Filings	D	2018-08-01 11:51:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001748168 Filed Document 0001748168-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:51:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protagonist Technology, LLC See All Filings	D	2018-08-01 11:40:36 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001748618 Filed Document 0001748618-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:40:36 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Formlabs Inc. See All Filings	D	2018-08-01 11:39:12 UTC
Amount To Be Raised $14,999,948 Associated Brokers / Dealers N/A CIK Number 0001535399 Filed Document 0001535399-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:39:12 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JDCQ Solutions, LLC See All Filings	D	2018-08-01 11:36:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673761 Filed Document 0001673761-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:36:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CL-MSW Liquidity Solutions Fund See All Filings	D	2018-08-01 11:33:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748653 Filed Document 0000902664-18-002996 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:33:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Paine Schwartz Food Chain Fund V B, L.P. See All Filings	D	2018-08-01 11:32:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001748144 Filed Document 0001748144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:32:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG RI CO-OP Investors LLC See All Filings	D	2018-08-01 11:32:02 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001748555 Filed Document 0001748555-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:32:02 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CAPITAL PRESERVATION FUND L.P. See All Filings	D	2018-08-01 11:31:03 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Charles Sorsby CIK Number 0001035823 Filed Document 0001035823-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:31:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Grand Angels Venture Fund III, LLC See All Filings	D	2018-08-01 11:30:11 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001748755 Filed Document 0000905729-18-000138 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:30:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Ayas Renewables, Inc. See All Filings	D	2018-08-01 11:25:10 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001741195 Filed Document 0001741195-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:25:10 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
CCA Crossroads Holding LLC See All Filings	D	2018-08-01 11:21:47 UTC
Amount To Be Raised $16,227,893 Associated Brokers / Dealers N/A CIK Number 0001748666 Filed Document 0001748666-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:21:47 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Wander Beauty Inc. See All Filings	D	2018-08-01 11:04:32 UTC
Amount To Be Raised $3,795,059 Associated Brokers / Dealers N/A CIK Number 0001704312 Filed Document 0001704312-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:04:32 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
739 E MCMILLAN ST, LLC See All Filings	D	2018-08-01 10:55:54 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001748487 Filed Document 0001748487-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:55:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Yield Pool III, L.P. See All Filings	D	2018-08-01 10:53:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748684 Filed Document 0001748684-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:53:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BFC-NGP-1-AVT, LLC See All Filings	D	2018-08-01 10:50:34 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001748077 Filed Document 0001748077-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:50:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Skymark Coventry, LLC See All Filings	D	2018-08-01 10:40:13 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001748742 Filed Document 0001748742-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:40:13 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ADELPHI EUROPE LONG ONLY FUND LTD. See All Filings	D/A	2018-08-01 10:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599929 Filed Document 0000919574-18-005031 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:39:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
ADELPHI EUROPE PARTNERS, L.P. See All Filings	D/A	2018-08-01 10:37:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145980 Filed Document 0000919574-18-005029 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:37:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ADELPHI EUROPE FUND See All Filings	D/A	2018-08-01 10:34:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593271 Filed Document 0000919574-18-005027 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:34:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Pura Vida SPV I, LLC See All Filings	D/A	2018-08-01 10:24:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615286 Filed Document 0000919574-18-005025 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:24:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Black Swift Credit Opportunity Fund, LP See All Filings	D/A	2018-08-01 10:22:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704210 Filed Document 0001704210-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:22:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMORGAN CORE BOND TRUST See All Filings	D/A	2018-08-01 10:19:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460132 Filed Document 0000943663-18-000173 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:19:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gossamer Bio, Inc. See All Filings	D	2018-08-01 10:15:34 UTC
Amount To Be Raised $230,015,000 Associated Brokers / Dealers N/A CIK Number 0001728117 Filed Document 0001140361-18-034679 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:15:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Monogram Country Archer Holdings III, LLC See All Filings	D	2018-08-01 10:13:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748249 Filed Document 0001140361-18-034678 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:13:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Oreamnos Fund, SPC - Segregated Portfolio 1 See All Filings	D/A	2018-08-01 10:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680740 Filed Document 0000919574-18-005021 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:12:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan Intermediate Bond Trust See All Filings	D/A	2018-08-01 10:09:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468038 Filed Document 0000943663-18-000172 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:09:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Markor Master Fund, L.P. See All Filings	D/A	2018-08-01 10:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468489 Filed Document 0000919574-18-005019 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HIG Holdings, LLC See All Filings	D	2018-08-01 09:57:31 UTC
Amount To Be Raised $259,100 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-01 09:57:31 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BioMotiv, LLC See All Filings	D/A	2018-08-01 09:36:04 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001557499 Filed Document 0001557499-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 09:36:04 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Alstra Fund plc - Markham Rae I Fund See All Filings	D/A	2018-08-01 09:25:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713518 Filed Document 0001713518-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 09:25:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RadiusAI, Inc. See All Filings	D	2018-08-01 09:21:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001747071 Filed Document 0001747071-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 09:21:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Tryperion RE Fund III, LP See All Filings	D	2018-07-31 21:06:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001748481 Filed Document 0001748481-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-31 21:06:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dray Alliance Inc. See All Filings	D	2018-07-31 19:48:21 UTC
Amount To Be Raised $1,360,001 Associated Brokers / Dealers N/A CIK Number 0001747266 Filed Document 0001747266-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-31 19:48:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bergen Special Opportunity Fund, LP See All Filings	D	2018-07-31 19:16:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investments, LLC, KJM Securities, Inc., Neal Berger, and Neil Cohen CIK Number 0001696224 Filed Document 0001696224-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-31 19:16:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 278 See All Filings	D	2018-07-31 19:14:55 UTC
Amount To Be Raised $414,580 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001745475 Filed Document 0001744613-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-07-31 19:14:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 276 See All Filings	D	2018-07-31 19:12:42 UTC
Amount To Be Raised $886,500 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001745477 Filed Document 0001744613-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-07-31 19:12:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TheRealReal, Inc. See All Filings	D	2018-07-31 19:01:59 UTC
Amount To Be Raised $114,579,929 Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001573221 Filed Document 0001573221-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-31 19:01:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-VBI-14-Fund, a series of AX-RobNer-Funds, LLC See All Filings	D	2018-07-31 18:45:02 UTC
Amount To Be Raised $564,261 Associated Brokers / Dealers N/A CIK Number 0001747634 Filed Document 0001744613-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-07-31 18:45:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Mile Investments LLC See All Filings	D/A	2018-07-31 18:39:02 UTC
Amount To Be Raised $1,872,971 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001710028 Filed Document 0001744613-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-07-31 18:39:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund