Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Concentric Analgesics, Inc. See All Filings	D	2018-08-02 11:47:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001682398 Filed Document 0001682398-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:47:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Immy Inc. See All Filings	D	2018-08-02 11:46:58 UTC
Amount To Be Raised $476,296 Associated Brokers / Dealers none CIK Number 0001512992 Filed Document 0001512992-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:46:58 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Platte River Employees, LLC See All Filings	D/A	2018-08-02 11:32:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615570 Filed Document 0001615570-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:32:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BC Exchange Vasco DST See All Filings	D/A	2018-08-02 11:27:56 UTC
Amount To Be Raised $17,906,336 Associated Brokers / Dealers Daniel Mercer, Joseph Insalaco, Reed Haimson, Dwayne W. Powell, Robert J. Comeaux, Jr, Kurt C. Jackson, Brian Ragen, Hiro Kagiyama, Kent Fitzpatrick, Herb Alston, Andrew Friedman, and David Roggenkamp CIK Number 0001725273 Filed Document 0001725273-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:27:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FundRx Capsule 23, a Series of FundRx Master Fund I, LLC See All Filings	D	2018-08-02 11:19:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001723271 Filed Document 0001723271-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:19:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pyramid Biosciences, Inc. See All Filings	D	2018-08-02 11:18:22 UTC
Amount To Be Raised $17,336 Associated Brokers / Dealers N/A CIK Number 0001746835 Filed Document 0001746835-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:18:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SpringOwl Special Opportunities Fund LP See All Filings	D/A	2018-08-02 11:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Mahoney, Jennifer Coffey, and Earl Hedin CIK Number 0001681280 Filed Document 0001681280-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:10:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MWEF 4 CDM, LP See All Filings	D	2018-08-02 11:02:05 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers N/A CIK Number 0001748304 Filed Document 0001748304-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:02:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AMERI Holdings, Inc. See All Filings	D	2018-08-02 10:44:21 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers A.G.P. / Alliance Global Partners CIK Number 0000890821 Filed Document 0000890821-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-02 10:44:21 UTC Type of Offering D Industry Business Services Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
UIP CPT 2018 Invest, LLC See All Filings	D	2018-08-02 10:44:16 UTC
Amount To Be Raised $2,535,207 Associated Brokers / Dealers N/A CIK Number 0001748777 Filed Document 0001748777-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 10:44:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Custom Travel Holdings, Inc. See All Filings	D	2018-08-02 10:23:57 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001748327 Filed Document 0001477932-18-003780 Exclusions or Exemptions 506b Accepted Date 2018-08-02 10:23:57 UTC Type of Offering D Industry Other Travel Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
Pamfleet Real Estate Fund III, L.P. See All Filings	D	2018-08-02 10:19:12 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Michelle LeRoy CIK Number 0001742197 Filed Document 0001742197-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 10:19:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Housing Tax Credit Fund LXXXVI LP See All Filings	D	2018-08-02 10:10:40 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Hudson Housing Securities LLC CIK Number 0001746714 Filed Document 0001140361-18-035014 Exclusions or Exemptions 506b Accepted Date 2018-08-02 10:10:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Seafoods Partners LLC See All Filings	D	2018-08-02 09:38:49 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001651912 Filed Document 0001651912-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 09:38:49 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Global Dynamic Allocation LLC See All Filings	D/A	2018-08-02 09:35:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649805 Filed Document 0001649805-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 09:35:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project Verde LLC See All Filings	D	2018-08-02 09:21:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Timothy Simon CIK Number 0001748638 Filed Document 0001748317-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 09:21:17 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Coastal Realty Capital, LLC See All Filings	D	2018-08-02 09:20:40 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-02 09:20:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Other
AllianzGI Structured Alpha Large Cap Equity 350 L.P. See All Filings	D	2018-08-02 09:02:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748864 Filed Document 0001748864-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 09:02:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuLegacy Gold Corp See All Filings	D	2018-08-02 08:36:16 UTC
Amount To Be Raised $419,023 Associated Brokers / Dealers Scarsdale Equities LLC CIK Number 0001502758 Filed Document 0001502758-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 08:36:16 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Linse Capital VAL LLC See All Filings	D	2018-08-02 08:26:37 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001747588 Filed Document 0001747588-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 08:26:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TERRAN ORBITAL Corp See All Filings	D	2018-08-02 06:47:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649015 Filed Document 0001315863-18-000611 Exclusions or Exemptions 506b Accepted Date 2018-08-02 06:47:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Western Uranium Corp See All Filings	D	2018-08-01 22:39:59 UTC
Amount To Be Raised $2,426,593 Associated Brokers / Dealers Canaccord Genuity Corp. CIK Number 0001621906 Filed Document 0001621906-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-01 22:39:59 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Himalaya Capital Investors, L.P. See All Filings	D/A	2018-08-01 21:59:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576745 Filed Document 0001576745-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-01 21:59:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ID Metrics Group Inc. See All Filings	D	2018-08-01 21:43:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Spencer Clarke LLC CIK Number 0001747081 Filed Document 0001747081-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 21:43:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Commercial Investment Corp See All Filings	D	2018-08-01 21:25:20 UTC
Amount To Be Raised $295,500 Associated Brokers / Dealers N/A CIK Number 0001686111 Filed Document 0001686111-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-01 21:25:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Javvy Technologies, Ltd. See All Filings	D	2018-08-01 21:24:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001748818 Filed Document 0001748818-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 21:24:26 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Carmen Technologies, Inc. See All Filings	D	2018-08-01 20:00:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001748358 Filed Document 0001748358-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 20:00:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Fearless Ventures, L.P. See All Filings	D	2018-08-01 19:55:53 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001748132 Filed Document 0001748132-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 19:55:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MyPlace Rentals, Inc. See All Filings	D	2018-08-01 19:54:15 UTC
Amount To Be Raised $510 Associated Brokers / Dealers N/A CIK Number 0001748875 Filed Document 0001748875-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-08-01 19:54:15 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shreem W. Las Colinas Capital, LP See All Filings	D	2018-08-01 19:24:48 UTC
Amount To Be Raised $4,012,500 Associated Brokers / Dealers Shreem Las Colinas Capital, LP CIK Number 0001748871 Filed Document 0001748871-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 19:24:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
A-GLW-11-PR-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2018-08-01 19:08:55 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001747130 Filed Document 0001747130-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 19:08:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSW SMID Cap Equity Fund See All Filings	D	2018-08-01 18:51:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748288 Filed Document 0001748288-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:51:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss Bank Loan Fund See All Filings	D	2018-08-01 18:50:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747948 Filed Document 0001747948-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:50:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copper Rock International Small Cap Fund See All Filings	D/A	2018-08-01 18:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503048 Filed Document 0001503048-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TS&W International Large Cap Equity Fund See All Filings	D/A	2018-08-01 18:45:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676686 Filed Document 0001405365-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:45:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund See All Filings	D/A	2018-08-01 18:43:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405795 Filed Document 0001405365-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:43:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commercial Investment Corp See All Filings	D	2018-08-01 18:43:47 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001686111 Filed Document 0001686111-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:43:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund See All Filings	D/A	2018-08-01 18:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405365 Filed Document 0001405365-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:40:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund See All Filings	D/A	2018-08-01 18:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405796 Filed Document 0001405796-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:38:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund See All Filings	D/A	2018-08-01 18:34:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405392 Filed Document 0001405796-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:34:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seven Stills, Inc. See All Filings	D/A	2018-08-01 18:29:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001745881 Filed Document 0001745881-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:29:29 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Gideon Software, Inc. See All Filings	D	2018-08-01 18:28:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001748815 Filed Document 0001748815-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:28:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Pre-Funding Group, LLC See All Filings	D	2018-08-01 18:25:09 UTC
Amount To Be Raised $1,255,697 Associated Brokers / Dealers N/A CIK Number 0001631670 Filed Document 0001631670-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:25:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
TS&W International Small Cap Equity Fund See All Filings	D/A	2018-08-01 18:22:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547430 Filed Document 0001547430-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:22:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND See All Filings	D/A	2018-08-01 18:21:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405388 Filed Document 0001405388-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:21:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pre-Funding Group, LLC See All Filings	D	2018-08-01 18:17:48 UTC
Amount To Be Raised $64,234 Associated Brokers / Dealers N/A CIK Number 0001631670 Filed Document 0001631670-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:17:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
7131 S. BENNETT INVESTORS, LLC See All Filings	D	2018-08-01 18:10:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001747934 Filed Document 0001747934-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:10:04 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Segra International Corp. See All Filings	D	2018-08-01 17:53:24 UTC
Amount To Be Raised $3,153,867 Associated Brokers / Dealers N/A CIK Number 0001748491 Filed Document 0001534122-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:53:24 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Binswanger Management Holdings, LLC See All Filings	D	2018-08-01 17:53:02 UTC
Amount To Be Raised $2,435,000 Associated Brokers / Dealers N/A CIK Number 0001748475 Filed Document 0001748475-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:53:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Mac 5 Investors LLC See All Filings	D	2018-08-01 17:50:53 UTC
Amount To Be Raised $786,309 Associated Brokers / Dealers TPEG Securities CIK Number 0001671586 Filed Document 0001748554-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:50:53 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity