Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tulavi Therapeutics, Inc. See All Filings	D	2020-05-12 13:15:51 UTC
Amount To Be Raised $5,004,421 Associated Brokers / Dealers N/A CIK Number 0001738995 Filed Document 0001738995-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 13:15:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Konza Capital DDC Fund LP See All Filings	D/A	2020-05-12 13:13:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732610 Filed Document 0001639934-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 13:13:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magic Medical Holdings, LLC See All Filings	D	2020-05-12 13:11:44 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001776056 Filed Document 0001776056-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 13:11:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
CMWA LARGE CAP PARTNERSHIP LLC See All Filings	D/A	2020-05-12 13:02:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442547 Filed Document 0001442547-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-12 13:02:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Purple Mixer, Inc. See All Filings	D	2020-05-12 13:02:04 UTC
Amount To Be Raised $1,992,797 Associated Brokers / Dealers N/A CIK Number 0001677469 Filed Document 0001677469-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 13:02:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Coastal Realty Capital, LLC See All Filings	D	2020-05-12 13:01:44 UTC
Amount To Be Raised $520,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-05-12 13:01:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Other
Investment Partners, LLC - Tactical Strategies Fund See All Filings	D/A	2020-05-12 13:00:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669821 Filed Document 0001669821-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 13:00:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Figma, Inc. See All Filings	D	2020-05-12 12:48:02 UTC
Amount To Be Raised $49,999,991 Associated Brokers / Dealers N/A CIK Number 0001579878 Filed Document 0001579878-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 12:48:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2020-05-12 12:47:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-12 12:47:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Siena Capital Partners I, L.P. See All Filings	D/A	2020-05-12 12:39:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463325 Filed Document 0001463325-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-05-12 12:39:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
WINSTON GOLD CORP. See All Filings	D	2020-05-12 12:31:56 UTC
Amount To Be Raised $2,673,489 Associated Brokers / Dealers N/A CIK Number 0001680962 Filed Document 0001183740-20-000084 Exclusions or Exemptions 506b Accepted Date 2020-05-12 12:31:56 UTC Type of Offering D Industry Other Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Defense Metals Corp. See All Filings	D	2020-05-12 12:23:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None paid CIK Number 0001798652 Filed Document 0001798652-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-12 12:23:46 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
DropShot Capital AI Alpha Fund, LP See All Filings	D/A	2020-05-12 12:15:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738992 Filed Document 0001738992-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-12 12:15:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners for Growth VI, L.P. See All Filings	D/A	2020-05-12 12:08:30 UTC
Amount To Be Raised $318,620,000 Associated Brokers / Dealers N/A CIK Number 0001782128 Filed Document 0001567619-20-009553 Exclusions or Exemptions 506b Accepted Date 2020-05-12 12:08:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CC ARB West, LLC See All Filings	D	2020-05-12 12:05:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574847 Filed Document 0001574847-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-12 12:05:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REVA Funding, LLC See All Filings	D/A	2020-05-12 12:02:53 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Bruce Beetz, James Michael Whitson, Sonya Taylor, and William Christopher Duffy CIK Number 0001681864 Filed Document 0001681864-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-05-12 12:02:53 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN INTERNATIONAL SMALL CAP FUND See All Filings	D/A	2020-05-12 12:02:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001253769 Filed Document 0001253769-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 12:02:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arterys Inc See All Filings	D	2020-05-12 12:00:19 UTC
Amount To Be Raised $27,486,817 Associated Brokers / Dealers N/A CIK Number 0001658136 Filed Document 0001658136-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 12:00:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Doka Kennedy Infini, a Series of Assure Labs 2020, LLC See All Filings	D	2020-05-12 11:58:02 UTC
Amount To Be Raised $163,430 Associated Brokers / Dealers N/A CIK Number 0001810892 Filed Document 0001794769-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:58:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRB Group, Inc. See All Filings	D	2020-05-12 11:52:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688431 Filed Document 0001688431-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:52:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Rocking Inc. See All Filings	D	2020-05-12 11:51:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001730900 Filed Document 0001730900-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:51:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DELTA PEANUT, LLC See All Filings	D	2020-05-12 11:51:00 UTC
Amount To Be Raised $4,511,680 Associated Brokers / Dealers N/A CIK Number 0001766310 Filed Document 0001766310-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-12 11:51:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Sofi Elite II J.V. See All Filings	D/A	2020-05-12 11:50:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001765130 Filed Document 0001765130-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-12 11:50:45 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
AccuVein Inc. See All Filings	D	2020-05-12 11:50:34 UTC
Amount To Be Raised $2,547,338 Associated Brokers / Dealers N/A CIK Number 0001526868 Filed Document 0001526868-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:50:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
LTHR, INC. See All Filings	D	2020-05-12 11:45:56 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001811423 Filed Document 0001811423-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:45:56 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
OT Pharma Fund III, LLC See All Filings	D/A	2020-05-12 11:44:18 UTC
Amount To Be Raised $23,555,385 Associated Brokers / Dealers N/A CIK Number 0001794770 Filed Document 0001794769-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:44:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hallmark Colony House, LLC See All Filings	D/A	2020-05-12 11:42:26 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers Brown Associates, Inc. CIK Number 0001806430 Filed Document 0001806430-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:42:26 UTC Type of Offering D/A Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
DN Capital - Global Venture Capital V SCSp See All Filings	D	2020-05-12 11:42:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001809255 Filed Document 0001809255-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:42:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Equity
AREP Natchez QOF LLC See All Filings	D/A	2020-05-12 11:34:11 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001787177 Filed Document 0001787177-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:34:11 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horsepower Technologies Inc. See All Filings	D	2020-05-12 11:33:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001583963 Filed Document 0000897069-20-000232 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:33:01 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Carestarter Technologies Inc. See All Filings	D	2020-05-12 11:29:57 UTC
Amount To Be Raised $2,324,448 Associated Brokers / Dealers N/A CIK Number 0001811760 Filed Document 0001811760-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:29:57 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rubicon Capital Funds, LLC See All Filings	D	2020-05-12 11:28:26 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001811619 Filed Document 0001477932-20-002524 Exclusions or Exemptions 506c Accepted Date 2020-05-12 11:28:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATAI, a series of Velorum Elevated Ventures Master, LLC See All Filings	D	2020-05-12 11:27:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805462 Filed Document 0001794769-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:27:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cetera Advisor Networks LLC /CA See All Filings	D/A	2020-05-12 11:26:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164236 Filed Document 0001567619-20-009537 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:26:51 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cetera Advisors LLC /CO See All Filings	D/A	2020-05-12 11:25:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164252 Filed Document 0001567619-20-009536 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:25:09 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
TIG ZEBEDEE CORE FUND LTD See All Filings	D/A	2020-05-12 11:24:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699749 Filed Document 0000919574-20-003239 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:24:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CETERA FINANCIAL SPECIALISTS LLC See All Filings	D/A	2020-05-12 11:22:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000700380 Filed Document 0001567619-20-009535 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:22:56 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Rabbit Alpha, LLC See All Filings	D/A	2020-05-12 11:16:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737961 Filed Document 0001737961-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:16:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Local Locker Inc See All Filings	D	2020-05-12 11:15:40 UTC
Amount To Be Raised $3,363,229 Associated Brokers / Dealers N/A CIK Number 0001759243 Filed Document 0001759243-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:15:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sakorum Long/Short Equity Fund, L.P. See All Filings	D/A	2020-05-12 11:11:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541108 Filed Document 0001541108-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:11:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Incident Management Technology Inc See All Filings	D	2020-05-12 11:09:22 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001810421 Filed Document 0001810421-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:09:22 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Snowball Finance, Inc. See All Filings	C/A	2020-05-12 11:05:50 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $600,000 CIK Number 0001808830 Filed Document 0001808830-20-000008 Accepted Date 2020-05-12 11:05:50 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
EvidenceCare, Inc. See All Filings	D	2020-05-12 11:03:21 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001718039 Filed Document 0001718039-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:03:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
TIG ZEBEDEE FOCUS FUND LTD See All Filings	D/A	2020-05-12 11:01:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers W. Campion Capital LLC CIK Number 0001448477 Filed Document 0000919574-20-003234 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:01:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Nasoni, LLC See All Filings	D	2020-05-12 11:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001811610 Filed Document 0001567619-20-009530 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Verana Networks, Inc. See All Filings	D	2020-05-12 10:53:34 UTC
Amount To Be Raised $10,050,000 Associated Brokers / Dealers N/A CIK Number 0001811357 Filed Document 0001811357-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-12 10:53:34 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NYDIG Bitcoin Yield Enhancement Fund LP See All Filings	D	2020-05-12 10:52:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810875 Filed Document 0001810875-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 10:52:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A Short-Term Bond Fund See All Filings	D/A	2020-05-12 10:51:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570177 Filed Document 0001773511-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-05-12 10:51:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tock, Inc. See All Filings	D	2020-05-12 10:49:13 UTC
Amount To Be Raised $9,999,997 Associated Brokers / Dealers N/A CIK Number 0001627616 Filed Document 0001567619-20-009521 Exclusions or Exemptions 506b Accepted Date 2020-05-12 10:49:13 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mission Vehicle 1 LLC See All Filings	D	2020-05-12 10:41:35 UTC
Amount To Be Raised $791,000 Associated Brokers / Dealers N/A CIK Number 0001794769 Filed Document 0001794769-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-12 10:41:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund