Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fortress European NPL Opportunities Fund II L.P. See All Filings	D/A	2020-05-18 17:23:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001775508 Filed Document 0000950172-20-000088 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:23:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pharo Africa Fund, Ltd. See All Filings	D/A	2020-05-18 17:16:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726166 Filed Document 0001085146-20-001636 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:16:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pharo Trading Fund, Ltd. See All Filings	D/A	2020-05-18 17:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486435 Filed Document 0001085146-20-001635 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:16:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PHARO MACRO FUND LTD See All Filings	D/A	2020-05-18 17:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452889 Filed Document 0001085146-20-001634 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:16:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Technology Opportunity Partners, LP See All Filings	D/A	2020-05-18 17:15:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Metropolitan Capital Investments Banc, Inc. and Enclave Capital LLC CIK Number 0001287912 Filed Document 0001287912-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:15:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pharo Gaia Fund, Ltd. See All Filings	D/A	2020-05-18 17:15:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636711 Filed Document 0001085146-20-001633 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:15:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Insense Ads, Inc See All Filings	C/A	2020-05-18 17:14:39 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001689396 Filed Document 0001689396-20-000002 Accepted Date 2020-05-18 17:14:39 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
QEP Public Opportunities Parallel Fund D, LP See All Filings	D	2020-05-18 17:11:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810795 Filed Document 0001810795-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:11:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JL Biosciences, Inc. See All Filings	D	2020-05-18 17:10:11 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001812377 Filed Document 0001812377-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:10:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
ARTELO BIOSCIENCES, INC. See All Filings	D	2020-05-18 17:09:27 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001621221 Filed Document 0001621221-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:09:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS X, LLC See All Filings	D	2020-05-18 17:06:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777794 Filed Document 0001777794-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:06:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Overland Park Hotel Investors LLC See All Filings	D	2020-05-18 17:05:52 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001781012 Filed Document 0001781012-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:05:52 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
VERINT SYSTEMS INC See All Filings	D	2020-05-18 17:05:36 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001166388 Filed Document 0001209191-20-030144 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:05:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
NBD Nanotechnologies Inc. See All Filings	D	2020-05-18 17:02:15 UTC
Amount To Be Raised $2,254,170 Associated Brokers / Dealers N/A CIK Number 0001589304 Filed Document 0001589304-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:02:15 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Meta Game, Inc. See All Filings	D	2020-05-18 17:01:35 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001763975 Filed Document 0001763975-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:01:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lark Technologies, Inc. See All Filings	D	2020-05-18 16:51:58 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001579188 Filed Document 0001579188-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-05-18 16:51:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS GE IX/VC IV, LLC See All Filings	D	2020-05-18 16:50:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654074 Filed Document 0001654074-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:50:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EAM Long-Only Emerging Markets Fund Delaware LP See All Filings	D/A	2020-05-18 16:44:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705009 Filed Document 0001315863-20-000483 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:44:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Pimera, Inc. See All Filings	D	2020-05-18 16:42:50 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001805015 Filed Document 0001805015-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:42:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MTP Energy Fund LP See All Filings	D/A	2020-05-18 16:39:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457405 Filed Document 0001457405-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:39:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EAM Emerging Market Fund Delaware LP See All Filings	D/A	2020-05-18 16:37:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705010 Filed Document 0001315863-20-000482 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:37:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Eisler Capital Fund Ltd See All Filings	D/A	2020-05-18 16:28:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709331 Filed Document 0000902664-20-002150 Exclusions or Exemptions 506c Accepted Date 2020-05-18 16:28:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signal Alpha II Fund LP See All Filings	D	2020-05-18 16:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers More than five (5) Associated Persons CIK Number 0001812372 Filed Document 0001104659-20-063194 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:26:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS CREDIT III, LLC See All Filings	D	2020-05-18 16:26:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720701 Filed Document 0001720701-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:26:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Eisler Capital Fund LP See All Filings	D/A	2020-05-18 16:24:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675159 Filed Document 0000902664-20-002149 Exclusions or Exemptions 506c Accepted Date 2020-05-18 16:24:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City National Rochdale Structured Claims Fixed Income Fund LLC See All Filings	D/A	2020-05-18 16:20:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001477289 Filed Document 0001566114-20-000071 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:20:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
KicksNation, Inc. See All Filings	D	2020-05-18 16:14:56 UTC
Amount To Be Raised $11,020 Associated Brokers / Dealers N/A CIK Number 0001791960 Filed Document 0001791960-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:14:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Community Fintech Strategies Fund, L.P. See All Filings	D	2020-05-18 16:13:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812359 Filed Document 0000935836-20-000313 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:13:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fort Point Beer Co See All Filings	D	2020-05-18 16:10:55 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001679045 Filed Document 0001679045-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:10:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Iron Park WIN Solutions Fund, LP See All Filings	D/A	2020-05-18 16:09:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807220 Filed Document 0001567619-20-010676 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:09:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FASETTO, Inc. See All Filings	D	2020-05-18 16:09:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001692377 Filed Document 0001692377-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:09:16 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Montecito Medical Physicians II Limited Partnership See All Filings	D/A	2020-05-18 15:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Harpeth Securities, LLC CIK Number 0001810426 Filed Document 0001810426-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:54:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Current Ways, Inc. See All Filings	D/A	2020-05-18 15:54:09 UTC
Amount To Be Raised $3,325,000 Associated Brokers / Dealers N/A CIK Number 0001775059 Filed Document 0001683168-20-001654 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:54:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fort Point Beer Co See All Filings	D	2020-05-18 15:52:27 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001679045 Filed Document 0001679045-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:52:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Cornerstone Income Fund, LLC See All Filings	D	2020-05-18 15:44:54 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001708831 Filed Document 0001708831-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:44:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Z Capital Loan Opportunity Offshore Fund Ltd. See All Filings	D/A	2020-05-18 15:43:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548578 Filed Document 0001548578-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:43:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deako, Inc. See All Filings	D	2020-05-18 15:41:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001658490 Filed Document 0000898432-20-000551 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:41:59 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
NR Hudson Valley Investment, LLC See All Filings	D	2020-05-18 15:40:42 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001808994 Filed Document 0001808994-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:40:42 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OXFORD COMMERCIAL TITLE AGENCY, LLC See All Filings	D	2020-05-18 15:36:38 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001812404 Filed Document 0001812404-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:36:38 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wellthy, Inc. See All Filings	D	2020-05-18 15:35:23 UTC
Amount To Be Raised $5,615,996 Associated Brokers / Dealers N/A CIK Number 0001678070 Filed Document 0001678070-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:35:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Reset IV Inc. See All Filings	C/A	2020-05-18 15:31:02 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001800753 Filed Document 0001665160-20-000630 Accepted Date 2020-05-18 15:31:02 UTC Type of Offering C/A Security Offered Amount 9,615 Security Offered Type Common Stock State NEVADA
Invictus Apps, Inc. See All Filings	D	2020-05-18 15:30:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001811913 Filed Document 0001811913-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:30:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Smokey Vale LLC See All Filings	C/A	2020-05-18 15:28:36 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $107,000 CIK Number 0001807638 Filed Document 0001746059-20-000142 Accepted Date 2020-05-18 15:28:36 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NEW YORK
Shape Memory Medical Inc. See All Filings	D	2020-05-18 15:20:41 UTC
Amount To Be Raised $11,504,882 Associated Brokers / Dealers N/A CIK Number 0001630786 Filed Document 0001630786-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:20:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Liongard Inc. See All Filings	D	2020-05-18 15:19:46 UTC
Amount To Be Raised $16,999,999 Associated Brokers / Dealers N/A CIK Number 0001761861 Filed Document 0001761861-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:19:46 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Z Capital Loan Opportunity Fund, L.P. See All Filings	D/A	2020-05-18 15:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548576 Filed Document 0001548576-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City Finance Co II LLC See All Filings	D/A	2020-05-18 15:09:24 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001567648 Filed Document 0000935836-20-000311 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:09:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CF Railway Multifamily DST See All Filings	D/A	2020-05-18 15:08:40 UTC
Amount To Be Raised $46,550,000 Associated Brokers / Dealers Cantor Fitzgerald & Co., Concorde Investment Services, DAI Securities, LLC, DFPG Investments Inc., Great Point Capital, LLC, INDEPENDENT FINANCIAL GROUP, LLC, Infinity Financial Services, Thornhill Securities Inc, Wealthforge Securities, LLC, World Equity Group, Centaurus Financial, Inc., COASTAL EQUITIES, INC., Colorado Financial Service Corporation, and Emerson Equity LLC CIK Number 0001800307 Filed Document 0001800307-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:08:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stage 2 Capital SPV GS, LP See All Filings	D	2020-05-18 15:07:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811848 Filed Document 0001811848-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:07:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP GLOBAL INVESTMENT FUND A LP See All Filings	D/A	2020-05-18 15:05:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458536 Filed Document 0001458536-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:05:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund