Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Prudential Insurance Co.of America VCA-GI-200 See All Filings	D/A	2020-05-29 06:06:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various agents CIK Number 0001638427 Filed Document 0001209191-20-032825 Exclusions or Exemptions 506b Accepted Date 2020-05-29 06:06:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prudential Insurance Co of America Variable Contract Account GI-100 See All Filings	D/A	2020-05-29 06:05:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various agents CIK Number 0001511704 Filed Document 0001209191-20-032824 Exclusions or Exemptions 506b Accepted Date 2020-05-29 06:05:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCA OC Fund 20, a series of TCA OC Funds, LLC See All Filings	D/A	2020-05-28 21:55:08 UTC
Amount To Be Raised $1,332,888 Associated Brokers / Dealers N/A CIK Number 0001798514 Filed Document 0001742967-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-05-28 21:55:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zeehaus Inc. See All Filings	C	2020-05-28 21:49:03 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $534,999 CIK Number 0001750894 Filed Document 0001665160-20-000676 Accepted Date 2020-05-28 21:49:03 UTC Type of Offering C Security Offered Amount 16,666 Security Offered Type Common Stock State CALIFORNIA
Fund FG-LPM, a series of Forge Investments LLC See All Filings	D/A	2020-05-28 21:46:52 UTC
Amount To Be Raised $3,196,012 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001784667 Filed Document 0001742967-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-28 21:46:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Investor Club Feeder Fund 2019-J LLC See All Filings	D	2020-05-28 21:35:01 UTC
Amount To Be Raised $4,630,989 Associated Brokers / Dealers N/A CIK Number 0001806527 Filed Document 0001742967-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-05-28 21:35:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signum Growth Fund I - HR LLC See All Filings	D	2020-05-28 21:32:28 UTC
Amount To Be Raised $430,000 Associated Brokers / Dealers N/A CIK Number 0001811249 Filed Document 0001742967-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 21:32:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VS Opportunity VIII, a series of Venture Science Master Fund I, LLC See All Filings	D/A	2020-05-28 21:28:14 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001742967 Filed Document 0001742967-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 21:28:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systemic Bliss Crypto Index Fund, LP See All Filings	D	2020-05-28 21:25:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811851 Filed Document 0001811851-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 21:25:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLUUX, Inc. See All Filings	C	2020-05-28 21:08:10 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $300,000 CIK Number 0001803581 Filed Document 0001670254-20-000399 Accepted Date 2020-05-28 21:08:10 UTC Type of Offering C Security Offered Amount 75,000 Security Offered Type Other State CALIFORNIA
Baru Inc. See All Filings	C	2020-05-28 20:34:29 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001812832 Filed Document 0001670254-20-000397 Accepted Date 2020-05-28 20:34:29 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State OHIO
WEM Uintah, LLC See All Filings	D	2020-05-28 20:31:49 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001729000 Filed Document 0001729000-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 20:31:49 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Rallybio Holdings, LLC See All Filings	D/A	2020-05-28 20:20:47 UTC
Amount To Be Raised $145,204,965 Associated Brokers / Dealers N/A CIK Number 0001739410 Filed Document 0001739410-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 20:20:47 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Digifox Corp. See All Filings	C	2020-05-28 20:10:30 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001811145 Filed Document 0001670254-20-000395 Accepted Date 2020-05-28 20:10:30 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State VIRGINIA
Stackhouse, LLC See All Filings	C	2020-05-28 20:08:13 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001812835 Filed Document 0001670254-20-000393 Accepted Date 2020-05-28 20:08:13 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State ARIZONA
NEP Fawn River Holdings LLC See All Filings	D	2020-05-28 20:00:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813331 Filed Document 0001813331-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 20:00:57 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Legion Capital Corporation See All Filings	1-A POS	2020-05-28 19:56:34 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Sequence Financial Specialists, LLC CIK Number 0001661166 Filed Document 0001213900-20-013629 Accepted Date 2020-05-28 19:56:34 UTC Type of Offering 1-A POS Industry INVESTORS, NEC Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $2,130,926 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
PLx Pharma Inc. See All Filings	D	2020-05-28 19:48:38 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001497504 Filed Document 0000921895-20-001635 Exclusions or Exemptions 506b Accepted Date 2020-05-28 19:48:38 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Golden Pursuit Resources Ltd. See All Filings	D	2020-05-28 19:31:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers na CIK Number 0001812003 Filed Document 0001812003-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 19:31:41 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 534 See All Filings	D	2020-05-28 19:24:19 UTC
Amount To Be Raised $293,358 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001798504 Filed Document 0001728390-20-000024 Exclusions or Exemptions 506b Accepted Date 2020-05-28 19:24:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Virtua Opportunity Zone Fund I, LLC See All Filings	D/A	2020-05-28 19:17:06 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Greg Talcott and Derek Uldricks CIK Number 0001744374 Filed Document 0001744374-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-28 19:17:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpaceX Series C Secondary Two, a series of Republic Master Fund, LP See All Filings	D/A	2020-05-28 19:13:33 UTC
Amount To Be Raised $1,640,000 Associated Brokers / Dealers N/A CIK Number 0001811324 Filed Document 0001728390-20-000023 Exclusions or Exemptions 506b Accepted Date 2020-05-28 19:13:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-ONJ, a series of Forge Investments, LLC See All Filings	D/A	2020-05-28 19:09:57 UTC
Amount To Be Raised $57,917,804 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001728390 Filed Document 0001728390-20-000022 Exclusions or Exemptions 506b Accepted Date 2020-05-28 19:09:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM Opportunistic Credit Fund LP See All Filings	D/A	2020-05-28 18:47:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703329 Filed Document 0001703329-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 18:47:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM INSTITUTIONAL DIVERSITY INC. See All Filings	D/A	2020-05-28 18:39:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375819 Filed Document 0001375819-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 18:39:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
GAM Beachwood Total Return Offshore Fund See All Filings	D/A	2020-05-28 18:30:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001469833 Filed Document 0001469833-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 18:30:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Virtua Hospitality Opportunity Zone Fund I, LLC See All Filings	D/A	2020-05-28 18:14:05 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Greg Talcott and Derek Uldricks CIK Number 0001757711 Filed Document 0001757711-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-28 18:14:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KI Jones Franklin Investors, LLC See All Filings	D	2020-05-28 18:10:03 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001813590 Filed Document 0001813590-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 18:10:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Westfield Income Partners XI, LLLP See All Filings	D	2020-05-28 18:09:47 UTC
Amount To Be Raised $10,027,945 Associated Brokers / Dealers None CIK Number 0001544158 Filed Document 0001544158-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-28 18:09:47 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BVCA Portfolio I, LLC See All Filings	D	2020-05-28 18:08:42 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Robert D. Anderson CIK Number 0001813490 Filed Document 0001813490-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-28 18:08:42 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Altos Capital, LLC See All Filings	D/A	2020-05-28 18:06:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795416 Filed Document 0001795416-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-28 18:06:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
GAM Beachwood Total Return Fund, L.L.C. See All Filings	D/A	2020-05-28 18:06:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001469834 Filed Document 0001469834-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 18:06:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flow Forward Medical, Inc. See All Filings	D	2020-05-28 18:02:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595721 Filed Document 0001595721-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-05-28 18:02:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Thaiwala Inc See All Filings	D/A	2020-05-28 17:48:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001813350 Filed Document 0001813350-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:48:21 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Artio Medical, Inc. See All Filings	D	2020-05-28 17:32:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595722 Filed Document 0001595722-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:32:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
UNCOMMON CACAO, INC. See All Filings	D	2020-05-28 17:30:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001678106 Filed Document 0001678106-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:30:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Capital Cities Fund, LLC See All Filings	1-A/A	2020-05-28 17:30:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640613 Filed Document 0001477932-20-003102 Accepted Date 2020-05-28 17:30:53 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier1 Principal Place of Business MARYLAND Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Debt
Invesco Life Sciences Fund, LP See All Filings	D/A	2020-05-28 17:30:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001767473 Filed Document 0001767473-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:30:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO EMERGING MARKETS LOCAL DEBT FUND, LP See All Filings	D/A	2020-05-28 17:24:54 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001752044 Filed Document 0001752044-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:24:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCVC Bio II, L.P. See All Filings	D	2020-05-28 17:24:12 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers N/A CIK Number 0001812533 Filed Document 0001812533-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:24:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SH Fund I, a series of Brad Flora Investments, LP See All Filings	D	2020-05-28 17:23:50 UTC
Amount To Be Raised $154,000 Associated Brokers / Dealers N/A CIK Number 0001813578 Filed Document 0001813578-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:23:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proficio Renew Green Energy Income LP See All Filings	D/A	2020-05-28 17:21:19 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001714791 Filed Document 0001714791-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:21:19 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
SLP Redwood Co-Invest (DE), L.P. See All Filings	D	2020-05-28 17:21:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813459 Filed Document 0001813459-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:21:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Cat Bond Fund, LP See All Filings	D/A	2020-05-28 17:17:46 UTC
Amount To Be Raised $16,250,000 Associated Brokers / Dealers NONE CIK Number 0001672288 Filed Document 0001672288-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:17:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JVM Preferred Equity Fund, LLC See All Filings	D/A	2020-05-28 17:13:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JVM Securities, LLC CIK Number 0001739656 Filed Document 0001739656-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:13:23 UTC Type of Offering D/A Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Eavor Technologies Inc. See All Filings	D	2020-05-28 17:11:39 UTC
Amount To Be Raised $709,724 Associated Brokers / Dealers N/A CIK Number 0001771076 Filed Document 0001771076-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:11:39 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
INVO Bioscience, Inc. See All Filings	D	2020-05-28 17:10:22 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Tribal Capital Markets LLC CIK Number 0001417926 Filed Document 0001185185-20-000744 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:10:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KKR Dislocation Opportunities (TE) Feeder L.P. See All Filings	D/A	2020-05-28 17:05:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802784 Filed Document 0000950142-20-001444 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:05:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak Hill Capital Partners V (Offshore 892), L.P. See All Filings	D/A	2020-05-28 17:04:42 UTC
Amount To Be Raised $3,600,000,000 Associated Brokers / Dealers None, None, None, None, None, None, None, None, None, and None CIK Number 0001759501 Filed Document 0000950142-20-001443 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:04:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KKR Dislocation Opportunities (EEA) Fund SCSp See All Filings	D/A	2020-05-28 17:04:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Odyssey Capital Group, Inc., Brookvine Pty Limited, OCP Fund Management LP, Altamar Global Investment SA AV, Lyntone Capital Advisors Ltd., and Orion Financial Partners CIK Number 0001780581 Filed Document 0000950142-20-001442 Exclusions or Exemptions 506b Accepted Date 2020-05-28 17:04:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund