Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ethos Nomad LLC See All Filings	D	2018-08-27 14:10:37 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001751313 Filed Document 0001751313-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 14:10:37 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
DBE Loans LLC See All Filings	D	2018-08-27 14:02:31 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers N/A CIK Number 0001727347 Filed Document 0001727347-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-27 14:02:31 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Sadie Wavemaker Ventures Fund I, L.P. See All Filings	D	2018-08-27 13:50:04 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers none CIK Number 0001751081 Filed Document 0001751081-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 13:50:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG MANUFACTURING, LLC See All Filings	D	2018-08-27 13:46:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001751301 Filed Document 0001751301-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 13:46:47 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Stermax Merger Opportunities Fund III, LP See All Filings	D	2018-08-27 13:30:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747646 Filed Document 0001013594-18-000513 Exclusions or Exemptions 506b Accepted Date 2018-08-27 13:30:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LB PHARMACEUTICALS INC. See All Filings	D	2018-08-27 13:19:17 UTC
Amount To Be Raised $443,200 Associated Brokers / Dealers N/A CIK Number 0001691082 Filed Document 0001691082-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-27 13:19:17 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PetroShale Inc. See All Filings	D	2018-08-27 13:16:37 UTC
Amount To Be Raised $3,904,065 Associated Brokers / Dealers Haywood Securities Inc., Canaccord Genuity Corp., National Bank Financial Inc., Scotia Capital Inc., and Peters & Co. Limited CIK Number 0001538169 Filed Document 0001567619-18-001801 Exclusions or Exemptions 506b Accepted Date 2018-08-27 13:16:37 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ContainerShip, Inc. See All Filings	D	2018-08-27 13:15:05 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001671015 Filed Document 0000898432-18-000953 Exclusions or Exemptions 506b Accepted Date 2018-08-27 13:15:05 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Versatran Holdings See All Filings	D	2018-08-27 13:11:39 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001681510 Filed Document 0001681510-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-27 13:11:39 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
NREA Meritage, DST See All Filings	D/A	2018-08-27 13:05:44 UTC
Amount To Be Raised $21,213,382 Associated Brokers / Dealers Highland Capital Funds Distributor, Inc, Edward Fernandez, Corbin S. Thomas, Patrick T Shea, Eric S. Scaff, Delmar V Mckinney, Kent A. Fitzpatrick, Mark E Urban, Mitchell A Foote, Tomas J Velken, Mathew T. Rubis, John T Hess, Roger W. Bowlin, Debra J. Schleining, Robin Tom Naylor, Mark J. Allen, Troy Thomas, Bryan C Hakola, Michael B Hansen, Blayne Allen Andersen, Kent A. Fitzpatrick, William D Mahony, Robert C. Myer, Roy V. Pfleger II, Joral Townsend Schmalle, Daniel Philip Raupp, and James M. Lamont CIK Number 0001738976 Filed Document 0001738976-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-08-27 13:05:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Olema Pharmaceuticals, Inc. See All Filings	D	2018-08-27 13:01:57 UTC
Amount To Be Raised $6,054,922 Associated Brokers / Dealers N/A CIK Number 0001750284 Filed Document 0001750284-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 13:01:57 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GH Hollywood GP, LLC See All Filings	D	2018-08-27 12:52:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001749412 Filed Document 0001683168-18-002518 Exclusions or Exemptions 506b Accepted Date 2018-08-27 12:52:18 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lee Equity Partners Fund III, L.P. See All Filings	D	2018-08-27 12:51:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001745507 Filed Document 0001745505-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 12:51:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Presidio Investors GPF, LP See All Filings	D	2018-08-27 12:50:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751282 Filed Document 0001751282-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 12:50:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Renovia Inc. See All Filings	D/A	2018-08-27 12:45:23 UTC
Amount To Be Raised $32,309,633 Associated Brokers / Dealers BayCross Capital Group, LLC CIK Number 0001696022 Filed Document 0001696022-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-27 12:45:23 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
E-Car Coin LLC See All Filings	D	2018-08-27 12:43:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rafael Amzayan CIK Number 0001749807 Filed Document 0001749807-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-27 12:43:13 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
Buttonwood Beacon QP Fund LLC Series P-II See All Filings	D	2018-08-27 12:34:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001748955 Filed Document 0001748955-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 12:34:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Buttonwood Beacon Fund LLC Series P-II See All Filings	D	2018-08-27 12:25:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001748874 Filed Document 0001748874-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 12:25:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMI-Harrison 165, LP See All Filings	D/A	2018-08-27 12:17:22 UTC
Amount To Be Raised $14,220,534 Associated Brokers / Dealers Michael Ihrie, Stephen J Sumner, Taher Gilani, Curtis J Jones, Zachary Carey, Richard Goodwin, Joseph Ondris, Marc Seeherman, Kenneth Richard Harter, Kathleen Scanlon, Torry Scott, Sheryl Jarrett, Bennett K. Ely, Russ Huffington, Maria Escobar, Mark Van Mourick, and Todd Gottel CIK Number 0001743608 Filed Document 0001743608-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-08-27 12:17:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dapix, Inc. See All Filings	D	2018-08-27 12:17:14 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001746678 Filed Document 0001746678-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-27 12:17:14 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Brevan Howard Alpha Strategies Fund Ltd See All Filings	D	2018-08-27 12:17:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001750654 Filed Document 0001750654-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 12:17:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREG Briarwood Associates, LLC See All Filings	D	2018-08-27 12:11:11 UTC
Amount To Be Raised $6,050,000 Associated Brokers / Dealers N/A CIK Number 0001750275 Filed Document 0001567619-18-001796 Exclusions or Exemptions 506b Accepted Date 2018-08-27 12:11:11 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bravely, Inc. See All Filings	D	2018-08-27 12:07:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001717305 Filed Document 0001717305-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 12:07:57 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FREG Cross Creek Cove Associates, LLC See All Filings	D	2018-08-27 11:57:06 UTC
Amount To Be Raised $6,624,910 Associated Brokers / Dealers N/A CIK Number 0001750199 Filed Document 0001567619-18-001794 Exclusions or Exemptions 506b Accepted Date 2018-08-27 11:57:06 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CHC Partners I, L.P. See All Filings	D	2018-08-27 11:49:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751117 Filed Document 0001751117-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 11:49:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AgeX Therapeutics, Inc. See All Filings	D	2018-08-27 11:45:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708599 Filed Document 0001462573-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-27 11:45:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Solstein Capital Partners L.P. See All Filings	D/A	2018-08-27 11:44:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503702 Filed Document 0001503702-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 11:44:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trade Secret Chocolates, LLC See All Filings	D	2018-08-27 11:28:53 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001687366 Filed Document 0001687366-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-27 11:28:53 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
KB INTERNATIONAL FASHION, INC. See All Filings	D	2018-08-27 11:08:58 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001751150 Filed Document 0001750472-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 11:08:58 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Emmersion Learning, Inc. See All Filings	D	2018-08-27 10:57:59 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001724779 Filed Document 0001724779-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 10:57:59 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
MoneyGoat, LLC See All Filings	D	2018-08-27 10:50:02 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001751165 Filed Document 0001751165-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 10:50:02 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
BlackGold Opportunity Fund LP See All Filings	D/A	2018-08-27 10:35:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Wealth Management, LLC, Eaton Partners, LLC, KKR Capital Markets LLC, Monarch Bay Securities, LLC, SCF Investment Advisors Inc., SWBC Investment Services LLC, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001522662 Filed Document 0001522662-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-27 10:35:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BroadArch Long/Short Fund (U.S.), L.P. See All Filings	D/A	2018-08-27 10:21:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482516 Filed Document 0001482516-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 10:21:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOLITIONRX LTD See All Filings	D	2018-08-27 10:08:16 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0000093314 Filed Document 0000093314-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 10:08:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
WVP AL IDF LP See All Filings	D/A	2018-08-27 09:52:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680148 Filed Document 0001013594-18-000512 Exclusions or Exemptions 506b Accepted Date 2018-08-27 09:52:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avident Health, LLC See All Filings	D	2018-08-27 09:00:48 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001750822 Filed Document 0001750822-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 09:00:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cleo Capital Fund I, LP See All Filings	D	2018-08-27 08:36:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750820 Filed Document 0001750820-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-27 08:36:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FMR LLC See All Filings	D	2018-08-27 08:36:12 UTC
Amount To Be Raised $265,000,000 Associated Brokers / Dealers N/A CIK Number 0000315066 Filed Document 0001470831-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-27 08:36:12 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CannAssist International Corp See All Filings	D	2018-08-24 21:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709542 Filed Document 0001214659-18-005705 Exclusions or Exemptions 506b Accepted Date 2018-08-24 21:55:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stonehenge OH Rural Fund, LLC See All Filings	D	2018-08-24 20:49:09 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers NA CIK Number 0001750813 Filed Document 0001750813-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-24 20:49:09 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Neuroflow, Inc. See All Filings	D	2018-08-24 19:35:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001717634 Filed Document 0001717634-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-24 19:35:42 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NovaMetallix, INC See All Filings	D	2018-08-24 19:30:07 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001750631 Filed Document 0001750631-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-24 19:30:07 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
NuCapital Fund 1, LLC See All Filings	D	2018-08-24 19:29:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001750523 Filed Document 0001750523-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-24 19:29:07 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Space Whale Voyager LP See All Filings	D	2018-08-24 18:51:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745769 Filed Document 0001745769-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-24 18:51:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tides on Broadway Manager, LLC See All Filings	D	2018-08-24 18:24:32 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001746426 Filed Document 0001683168-18-002514 Exclusions or Exemptions 506b Accepted Date 2018-08-24 18:24:32 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Caine Investment Fund, I L. P. See All Filings	D/A	2018-08-24 18:24:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001068150 Filed Document 0001095449-18-000071 Exclusions or Exemptions 506b Accepted Date 2018-08-24 18:24:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TwinStrand Biosciences, Inc. See All Filings	D	2018-08-24 18:05:18 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001677173 Filed Document 0001677173-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-24 18:05:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Careclic Inc See All Filings	D	2018-08-24 18:03:02 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001751177 Filed Document 0001751177-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-24 18:03:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Mayhem Interactive, Inc. See All Filings	D	2018-08-24 17:50:40 UTC
Amount To Be Raised $5,758,836 Associated Brokers / Dealers N/A CIK Number 0001751199 Filed Document 0001751199-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-24 17:50:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Node Inc. See All Filings	D	2018-08-24 17:26:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001661282 Filed Document 0001661282-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-24 17:26:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other