|
|
D |
2018-08-29 16:19:36 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001436283
- Filed Document
- 0001436283-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 16:19:36 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2018-08-29 16:18:42 UTC |
- Amount To Be Raised
- $120,000,000
- Associated Brokers / Dealers
- 1st Global Capital Corp., Calton & Associates, Inc., Commonwealth Financial Network, NI Advisors, The Strategic Financial Alliance, Inc., Independent Financial Group, LLC, Arkadios Capital, DFPG Investments, Inc., Arete Wealth Management, LLC, Berthel, Fisher & Company Financial Services, Inc., Kalos Capital, Inc., Cabin Securities, Inc., Center Street Securities, Inc., Newbridge Securities Corporation, Cambridge Investment Research, Inc., American Portfolios Financial Services, Inc., Lincoln Investment, SCF Securities, Inc., Triad Advisors LLC, BD4RIA, Inc., Cetera Advisors LLC, Cetera Advisor Networks LLC, First Allied Securities, Inc., Summit Brokerage Services, Inc., Parkland Securities, LLC, Sigma Financial Corporation, Securities America, Inc., Ameritas Investment Corp., Centaurus Financial, Inc., The O.N. Equity Sales Company, D. H. Hill Securities, LLLP, FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Concorde Investment Services, LLC, JCC Advisors, LLC, M Holdings Securities, Inc., Aurora Securities, and M. H. Leblang, Inc.
- CIK Number
- 0001739171
- Filed Document
- 0001739171-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 16:18:42 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Incentive Special Opportunities Fund - a sub-fund of Incentive Investment Funds ICAV
See All Filings
|
D |
2018-08-29 16:17:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751174
- Filed Document
- 0000945621-18-000286
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 16:17:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 16:17:12 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751618
- Filed Document
- 0001144204-18-047109
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 16:17:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 16:16:04 UTC |
- Amount To Be Raised
- $4,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001342986
- Filed Document
- 0001342986-18-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 16:16:04 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-08-29 15:56:07 UTC |
- Amount To Be Raised
- $21,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547205
- Filed Document
- 0001547205-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 15:56:07 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-08-29 15:47:30 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001748626
- Filed Document
- 0001567619-18-001876
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 15:47:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 15:32:42 UTC |
- Amount To Be Raised
- $17,096,516
- Associated Brokers / Dealers
- Equus Financial Consulting, LLC
- CIK Number
- 0001751288
- Filed Document
- 0001751288-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 15:32:42 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 15:26:50 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751316
- Filed Document
- 0001751278-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 15:26:50 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-29 15:22:31 UTC |
- Amount To Be Raised
- $115,374,057
- Associated Brokers / Dealers
- Michael Franklin, Gregory Mankey, Iaian Filippini, Jennifer Wildman, David Levinson, Mark Baran, Joseph Broadbent, Cynthia Shelton, Christina Nielson, Kenneth Tanaka, Edward Fernandez, Justin Lowy, Kirk Dobson, Christopher Riel, Roger Coit, Alex Kowalski, Troy Thomas, Stuart Valentine, Tom Velken, Edwin Suzuki, Carl Benedict, Jordan Murray, Paul Getty, Chay Lapin, Raymond DeWitt, David Hays, Jason Salmon, Gordon Hamilton, Josh Griffin, Craig Rollins, Andrew Friedman, Robert Binkele, Jack Creighton, Bryon Martinsen, Clint Potts, Michael Puls, William Herford, Scott Sheehan, David Kangas, Jason Santos, Toni Sutherland, Dieter Thurow, Neil McAuliffe, Michael Stieglitz, Scott Parker Inabnet, Ronald Manso, Ronald Myers, Robert Smith, Robert Schultz, David Anderson, Aaron Broz, Mark Gillelen, Milan Madhani, Michael Moomaw, Damian Dering, Benjamin Horn, Shao-Tsung Tseng, John Weiss, Christopher Haberl, Ann Stewart, Charles Wagner, Larry Law, Michael Desepoli, Byron Ishiwata, John Nguyen, John Marcheso, Taylor Ashland, John Lewis, RCX Capital Group LLC, Eric Scaff, Chris Vizzi, Timothy Croak, Christina Orta, Brian Peardon, Samuel Heller, William Tufts, Scott Offerman, Benjamin Disalle, Mike Kilpatrick, Peter Mc Neil, Aubrey Morrow, Frank Maldonado, Kevin Fitzgerald, Scott Brown, Roberto J Duran, Ross Atefi, John McKee, Kevin Neyrey, Terri Fassi, Spencer Weston, Daniel Ruben, Kristina Paz, Ann Stewart, Karen Codman, Loren Kagan, Nathan Kuhn, Jack Thomas, Biho Cha, Donovan Kelly, and Matthew Roberson
- CIK Number
- 0001734673
- Filed Document
- 0001726600-18-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 15:22:31 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-29 15:20:37 UTC |
- Amount To Be Raised
- $100,617,339
- Associated Brokers / Dealers
- Robert Smith, Craig Sickler, Tim Clairmont, Chay Lapin, David Dahill, John Harvey, Christina Nielson, Karl Norman, Steven Kolinsky, Mike Bendix, Jack Creighton, Scott Sheehan, Leon Rousso, Gary Conley, John Chess, Aaron Brodt, Stacey Morimoto, Gary Hughes, Michael Marshel, Nancy Jauregui, Paul Cese, Silver Portal Capital LLC, Joral Schmalle, David Walsh, Joseph Broadbent, Jennifer Wildman, David Halpern, Eric Bicknese, ames Raine, David Levinson, Larry Queen, Michael Markey, David Toetz, James Walesa, Bryan Hakola, Paul Getty, Kathleen Williams-Price, Steven Lichtblau, Stacey Morimoto, Robert Sick, Brian Vosberg, Lena-jo Hartley, Michael Cullen, Joel Knight, Michele Martin, Tae Chung Kim, Del Londono, Jonathan Twidwell, Troy Thomas, Stephen Swarbrick, Brett Ohlen, Kirk Dobson, Chris White, Roger Coit, Orest Baransky, Salvatore Agnello, Anders Haugen, Jeffrey Bangerter, Eric Scaff, Raymond DeWitt, Michael Busch, Neil Mc Auliffe, Stacy Morimoto, Jason Finley, RCX Capital Group LLC, Clyde Patton, Jay Hovis, Eric Holtz, John Goff, Gregory Mankey, Gregory Rhodes, Kirk Dobson, Christopher Riel, John Scully, Timothy Tehan, Christopher Wright, Gordon Hamilton, Josh Griffin, Milan Madhani, Byron Ishiwata, Daniel Raupp, Dustin Tenbroeck, Michael Torchia, Samuel Heller, Jeffrey McKay, Kevin Myeroff, Kirk Dobson, Melinda Olbert, James Franklin, Dave White, Jeffrey Arburn, David Stone, Matthew Roberson, Robert Tweed, Nathan Kuhn, Debbie Birch, Dan Shimogawa, James Horn, Peter Maniscalco, and Shawn Williamson
- CIK Number
- 0001726600
- Filed Document
- 0001726600-18-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 15:20:37 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 15:20:09 UTC |
- Amount To Be Raised
- $975,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751597
- Filed Document
- 0001751597-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 15:20:09 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-08-29 15:18:26 UTC |
- Amount To Be Raised
- $3,750,000
- Associated Brokers / Dealers
- TPEG Securities LLC
- CIK Number
- 0001726210
- Filed Document
- 0001726210-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 15:18:26 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-08-29 15:13:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001472159
- Filed Document
- 0001472159-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 15:13:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
Institutional Multiple Investment Fund, LLC-Institutional Multi-Sector Fixed Income Portfolio
See All Filings
|
D/A |
2018-08-29 15:10:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None and None
- CIK Number
- 0001531549
- Filed Document
- 0001567619-18-001871
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 15:10:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-29 15:07:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None and None
- CIK Number
- 0001693791
- Filed Document
- 0001567619-18-001869
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 15:07:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-08-29 14:55:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751278
- Filed Document
- 0001751278-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 14:55:32 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-29 14:53:14 UTC |
- Amount To Be Raised
- $12,385,566
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712244
- Filed Document
- 0001712244-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 14:53:14 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 14:50:39 UTC |
- Amount To Be Raised
- $19,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750449
- Filed Document
- 0001750449-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 14:50:39 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 14:44:30 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668510
- Filed Document
- 0001144204-18-047016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 14:44:30 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 14:37:59 UTC |
- Amount To Be Raised
- $4,483,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679188
- Filed Document
- 0001679188-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 14:37:59 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-29 14:20:33 UTC |
- Amount To Be Raised
- $3,352,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679188
- Filed Document
- 0001679188-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 14:20:33 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 14:19:09 UTC |
- Amount To Be Raised
- $23,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750328
- Filed Document
- 0001750328-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 14:19:09 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-08-29 14:15:25 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751058
- Filed Document
- 0001534122-18-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 14:15:25 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2018-08-29 14:14:51 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704605
- Filed Document
- 0001704605-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 14:14:51 UTC
- Type of Offering
- D/A
- Industry
- Hospitals and Physicians
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 14:12:49 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751607
- Filed Document
- 0001751607-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 14:12:49 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-08-29 14:08:21 UTC |
- Amount To Be Raised
- $2,655,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621835
- Filed Document
- 0001621835-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 14:08:21 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 14:05:03 UTC |
- Amount To Be Raised
- $11,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741349
- Filed Document
- 0001741349-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 14:05:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-29 13:50:26 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648922
- Filed Document
- 0001648922-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 13:50:26 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 13:47:20 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700454
- Filed Document
- 0001144204-18-046985
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2018-08-29 13:47:20 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2018-08-29 13:46:20 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750549
- Filed Document
- 0001750549-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 13:46:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-29 13:40:24 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- Alan Doyle
- CIK Number
- 0001739764
- Filed Document
- 0001739764-18-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 13:40:24 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VL 198
See All Filings
|
D |
2018-08-29 13:38:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Woodbury Financial Services, Inc.
- CIK Number
- 0001750609
- Filed Document
- 0001750609-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 13:38:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-29 13:36:05 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- Brian Gotta
- CIK Number
- 0001739764
- Filed Document
- 0001739764-18-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 13:36:05 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-08-29 13:32:36 UTC |
- Amount To Be Raised
- $26,946,196
- Associated Brokers / Dealers
- N/A, Daniel Raupp, Mark Kosanke, Roy Pfleger, Joseph Michaletz, Christina Nielson, RCX CAPITAL GROUP, LLC, and Joral Schmalle
- CIK Number
- 0001751151
- Filed Document
- 0001751151-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 13:32:36 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2018-08-29 13:31:28 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- David Laidlaw
- CIK Number
- 0001739764
- Filed Document
- 0001739764-18-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 13:31:28 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-08-29 13:25:44 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- Kevin Grunawalt
- CIK Number
- 0001739764
- Filed Document
- 0001739764-18-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 13:25:44 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-08-29 13:15:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000815917
- Filed Document
- 0000815917-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 13:15:16 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-08-29 13:06:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678715
- Filed Document
- 0001461373-18-000040
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 13:06:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 13:04:34 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001748411
- Filed Document
- 0001748411-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 13:04:34 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Option To Acquire
|
|
|
D/A |
2018-08-29 13:03:45 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750648
- Filed Document
- 0001750648-18-000002
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2018-08-29 13:03:45 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-08-29 13:03:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683509
- Filed Document
- 0000935836-18-000471
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 13:03:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-08-29 13:01:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751523
- Filed Document
- 0001751523-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 13:01:58 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 12:55:37 UTC |
- Amount To Be Raised
- $8,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001223710
- Filed Document
- 0001223710-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 12:55:37 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-29 12:54:53 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001747942
- Filed Document
- 0001747942-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 12:54:53 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 12:51:59 UTC |
- Amount To Be Raised
- $13,499,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750649
- Filed Document
- 0001750649-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 12:51:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 12:51:41 UTC |
- Amount To Be Raised
- $4,853,367
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741737
- Filed Document
- 0001741731-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 12:51:41 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 12:51:14 UTC |
- Amount To Be Raised
- $2,296,439
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751560
- Filed Document
- 0001751560-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 12:51:14 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-29 12:50:34 UTC |
- Amount To Be Raised
- $4,467,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702870
- Filed Document
- 0001702870-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 12:50:34 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-29 12:48:11 UTC |
- Amount To Be Raised
- $5,512,500
- Associated Brokers / Dealers
- PI Financial Corp. and M Partners
- CIK Number
- 0001703870
- Filed Document
- 0001703870-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 12:48:11 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|