Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MaiTai41 LLC See All Filings	D	2018-08-31 16:35:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001751337 Filed Document 0001751337-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 16:35:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Shenandoah Valley Organic, LLC See All Filings	D	2018-08-31 16:32:46 UTC
Amount To Be Raised $7,000,001 Associated Brokers / Dealers N/A CIK Number 0001692870 Filed Document 0001692870-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-31 16:32:46 UTC Type of Offering D Industry Agriculture Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Lexington Wellness Holdings Inc. See All Filings	D	2018-08-31 16:26:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001592484 Filed Document 0001592484-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 16:26:50 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
Artemis Real Estate Partners Income & Growth Fund, L.P. See All Filings	D	2018-08-31 16:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751166 Filed Document 0001751166-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 16:26:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InfraScale, Inc. See All Filings	D/A	2018-08-31 16:19:18 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001590196 Filed Document 0001461859-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-08-31 16:19:18 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
2018 DGIG LS Fund, LLC See All Filings	D	2018-08-31 16:19:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001751511 Filed Document 0001751533-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-31 16:19:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Vivante Westside, LLC See All Filings	D	2018-08-31 16:07:33 UTC
Amount To Be Raised $16,300,083 Associated Brokers / Dealers N/A CIK Number 0001548532 Filed Document 0001171520-18-000411 Exclusions or Exemptions 506b Accepted Date 2018-08-31 16:07:33 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KL Fund 18, LLC See All Filings	D	2018-08-31 15:58:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001751533 Filed Document 0001751533-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 15:58:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Realty Mogul 112, LLC See All Filings	D/A	2018-08-31 15:45:01 UTC
Amount To Be Raised $1,625,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001736480 Filed Document 0001745730-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-31 15:45:01 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Geo Ticket Portals, Inc. See All Filings	D	2018-08-31 15:43:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001751643 Filed Document 0001751643-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-31 15:43:39 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GOBI INVESTMENT PARTNERS LP See All Filings	D/A	2018-08-31 15:34:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494457 Filed Document 0001494457-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 15:34:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOBI INVESTMENT FUND LTD. See All Filings	D/A	2018-08-31 15:29:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474481 Filed Document 0001474481-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 15:29:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vivo Opportunity Fund, L.P. See All Filings	D/A	2018-08-31 15:19:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001726403 Filed Document 0001726403-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 15:19:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewSage Enstructure, LLC See All Filings	D/A	2018-08-31 15:16:40 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001742103 Filed Document 0001742103-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-31 15:16:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Redox, Inc. See All Filings	D	2018-08-31 15:06:46 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001627923 Filed Document 0001627923-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 15:06:46 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Funding4Doctors A Delaware Co See All Filings	D	2018-08-31 15:06:21 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001751306 Filed Document 0001751306-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-08-31 15:06:21 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carrick Capital Partners III Co-Investment Fund II, L.P. See All Filings	D	2018-08-31 15:05:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001750767 Filed Document 0001750767-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 15:05:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BNNano, Inc. See All Filings	D	2018-08-31 14:51:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001734214 Filed Document 0001734214-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-31 14:51:09 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
New Group Holdings, Inc. See All Filings	D	2018-08-31 14:49:26 UTC
Amount To Be Raised $5,053,014 Associated Brokers / Dealers N/A CIK Number 0001688849 Filed Document 0001688849-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 14:49:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vroom, Inc. See All Filings	D	2018-08-31 14:45:04 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001580864 Filed Document 0001405086-18-000176 Exclusions or Exemptions 506b Accepted Date 2018-08-31 14:45:04 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CM Funding, LLC See All Filings	D	2018-08-31 14:44:46 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001751702 Filed Document 0001751702-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 14:44:46 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Thrive Neuromedical, LLC See All Filings	D	2018-08-31 14:43:17 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001751603 Filed Document 0001751603-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 14:43:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Because Learning, Inc. See All Filings	D	2018-08-31 14:38:50 UTC
Amount To Be Raised $23,920 Associated Brokers / Dealers N/A CIK Number 0001635926 Filed Document 0001635926-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-08-31 14:38:50 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Elm Park Credit Opportunities Fund III, L.P. See All Filings	D	2018-08-31 14:22:16 UTC
Amount To Be Raised $330,000,000 Associated Brokers / Dealers N/A CIK Number 0001750650 Filed Document 0001750650-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 14:22:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyMogul 119, LLC See All Filings	D/A	2018-08-31 14:03:20 UTC
Amount To Be Raised $3,030,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001745730 Filed Document 0001745730-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-31 14:03:20 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
1565 NY Funding L.P. See All Filings	D	2018-08-31 13:56:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751811 Filed Document 0001013594-18-000516 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:56:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Riverview Premium Partners Fund II (Cayman) L.P. See All Filings	D/A	2018-08-31 13:55:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Morgan Stanley & Co. International Limited, and Bank Morgan Stanley AG CIK Number 0001424839 Filed Document 0001424839-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:55:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREDIFI CORP. See All Filings	D/A	2018-08-31 13:49:52 UTC
Amount To Be Raised $5,617,898 Associated Brokers / Dealers N/A CIK Number 0001600489 Filed Document 0001600489-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:49:52 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dragonfire Television, LLC See All Filings	D	2018-08-31 13:47:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001751514 Filed Document 0001751514-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:47:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Riverview Premium Partners Fund II LP See All Filings	D/A	2018-08-31 13:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001424429 Filed Document 0001424429-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:42:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Theme Technologies, Inc. See All Filings	D	2018-08-31 13:42:08 UTC
Amount To Be Raised $7,380,503 Associated Brokers / Dealers N/A CIK Number 0001751585 Filed Document 0001751585-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:42:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
AEHK LLC See All Filings	D/A	2018-08-31 13:41:54 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers Dennis Wilson and Kim Butler CIK Number 0001748215 Filed Document 0001748215-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-08-31 13:41:54 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
BennuBio, Inc. See All Filings	D	2018-08-31 13:39:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001751568 Filed Document 0001751568-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:39:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
ATHLIOS, INC. See All Filings	D	2018-08-31 13:39:10 UTC
Amount To Be Raised $1,330,000 Associated Brokers / Dealers N/A CIK Number 0001751198 Filed Document 0001567619-18-001988 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:39:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dragonfire, LLC See All Filings	D	2018-08-31 13:38:33 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001751506 Filed Document 0001751506-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:38:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Coffey Ventures, Inc. See All Filings	D	2018-08-31 13:37:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001748695 Filed Document 0001748695-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:37:23 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Grey, Inc. See All Filings	D	2018-08-31 13:31:28 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001751314 Filed Document 0001751314-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:31:28 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Integrity Boston Fund, LP See All Filings	D/A	2018-08-31 13:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488529 Filed Document 0001488529-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:26:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCH Manager Fund, SPC-Segregated Portfolio 212 See All Filings	D/A	2018-08-31 13:26:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715698 Filed Document 0001733744-18-000064 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:26:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCHE CAPITAL, LP See All Filings	D/A	2018-08-31 13:18:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619784 Filed Document 0001405086-18-000175 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:18:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hopewell Brewing Company, LLC See All Filings	D	2018-08-31 13:17:14 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001751494 Filed Document 0001751494-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:17:14 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Centriq Technology, Inc. See All Filings	D	2018-08-31 13:17:09 UTC
Amount To Be Raised $2,275,000 Associated Brokers / Dealers N/A CIK Number 0001710826 Filed Document 0001710826-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:17:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kittycat BeAlive Equity LLC See All Filings	D	2018-08-31 13:16:29 UTC
Amount To Be Raised $505,000 Associated Brokers / Dealers N/A CIK Number 0001751741 Filed Document 0001751741-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:16:29 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
HDD Global Ltd. See All Filings	D	2018-08-31 13:07:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751671 Filed Document 0001751671-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:07:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Because Animals, Inc. See All Filings	D	2018-08-31 13:01:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001749074 Filed Document 0001749074-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-08-31 13:01:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kinedu, Inc. See All Filings	D	2018-08-31 12:54:18 UTC
Amount To Be Raised $4,992,050 Associated Brokers / Dealers N/A CIK Number 0001751149 Filed Document 0001751149-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 12:54:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bellwether Coffee Co. See All Filings	D	2018-08-31 12:50:29 UTC
Amount To Be Raised $10,642,387 Associated Brokers / Dealers N/A CIK Number 0001626643 Filed Document 0001626643-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-31 12:50:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Opportunistic Fund LP See All Filings	D/A	2018-08-31 12:48:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc. CIK Number 0001354018 Filed Document 0000899140-18-000486 Exclusions or Exemptions 506b Accepted Date 2018-08-31 12:48:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Seventh Street Fund LP See All Filings	D/A	2018-08-31 12:47:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and UBS Financial Services Inc. CIK Number 0001355191 Filed Document 0000899140-18-000485 Exclusions or Exemptions 506b Accepted Date 2018-08-31 12:47:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2018-08-31 12:46:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0000899140-18-000484 Exclusions or Exemptions 506b Accepted Date 2018-08-31 12:46:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity