|
|
D/A |
2018-09-04 12:36:34 UTC |
- Amount To Be Raised
- $918,720
- Associated Brokers / Dealers
- ALL FINRA REGISERED REPS
- CIK Number
- 0001743789
- Filed Document
- 0001743789-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 12:36:34 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-09-04 12:31:10 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525842
- Filed Document
- 0001525842-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 12:31:10 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-09-04 12:22:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730183
- Filed Document
- 0000939791-18-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 12:22:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-09-04 12:19:41 UTC |
- Amount To Be Raised
- $4,011,090
- Associated Brokers / Dealers
- Emerging Growth Equities, Ltd. and Odeon Capital Group LLC
- CIK Number
- 0001666331
- Filed Document
- 0001666331-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 12:19:41 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-09-04 12:16:18 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751920
- Filed Document
- 0001751920-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 12:16:18 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-09-04 12:15:32 UTC |
- Amount To Be Raised
- $25,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701572
- Filed Document
- 0001085037-18-000091
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 12:15:32 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2018-09-04 12:15:21 UTC |
- Amount To Be Raised
- $319,460,085
- Associated Brokers / Dealers
- Quest Fund Placement LLP
- CIK Number
- 0001711987
- Filed Document
- 0001711987-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 12:15:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SWEDEN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-09-04 12:01:53 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741159
- Filed Document
- 0001741159-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 12:01:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-09-04 11:58:40 UTC |
- Amount To Be Raised
- $2,113,082
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725241
- Filed Document
- 0001725241-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 11:58:40 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-09-04 11:55:08 UTC |
- Amount To Be Raised
- $3,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751355
- Filed Document
- 0001751355-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 11:55:08 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-09-04 11:55:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P.Morgan Securities LLC and Access Securities LLC
- CIK Number
- 0001650237
- Filed Document
- 0001650237-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 11:55:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-09-04 11:53:55 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751893
- Filed Document
- 0001751893-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 11:53:55 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-09-04 11:30:58 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Carolina Financial Securities, LLC
- CIK Number
- 0001599423
- Filed Document
- 0001599423-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 11:30:58 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-09-04 11:19:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001740590
- Filed Document
- 0001740590-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 11:19:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-09-04 11:15:39 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600139
- Filed Document
- 0001600139-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 11:15:39 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-09-04 11:08:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732186
- Filed Document
- 0001732186-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 11:08:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-09-04 11:06:03 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751870
- Filed Document
- 0001751870-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 11:06:03 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-09-04 10:59:17 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751894
- Filed Document
- 0001751894-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 10:59:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Portman Square Real Estate II, a sub-fund of Portman Square Private Funds SICAV-SIF
See All Filings
|
D |
2018-09-04 10:52:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750066
- Filed Document
- 0000943663-18-000178
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 10:52:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-09-04 10:48:10 UTC |
- Amount To Be Raised
- $975,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751803
- Filed Document
- 0001751803-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 10:48:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-09-04 10:35:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Old City Securities LLC
- CIK Number
- 0001680602
- Filed Document
- 0001013594-18-000517
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 10:35:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-09-04 10:35:21 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000744452
- Filed Document
- 0001192482-18-000432
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 10:35:21 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D/A |
2018-09-04 10:31:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001465560
- Filed Document
- 0001465560-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 10:31:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-09-04 10:25:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751274
- Filed Document
- 0001751274-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 10:25:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-09-04 10:21:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682282
- Filed Document
- 0000919574-18-005991
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 10:21:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-09-04 10:17:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751272
- Filed Document
- 0001751272-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 10:17:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-09-04 10:05:16 UTC |
- Amount To Be Raised
- $7,250,000
- Associated Brokers / Dealers
- Herbert J. Sims & Co. Inc.
- CIK Number
- 0001750776
- Filed Document
- 0001750776-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 10:05:16 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-09-04 09:48:22 UTC |
- Amount To Be Raised
- $1
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751881
- Filed Document
- 0001751881-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 09:48:22 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2018-09-04 09:31:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751104
- Filed Document
- 0001751104-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 09:31:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-09-04 09:26:56 UTC |
- Amount To Be Raised
- $110,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746193
- Filed Document
- 0000898432-18-000991
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-04 09:26:56 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-31 22:08:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618193
- Filed Document
- 0001618193-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 22:08:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-08-31 20:33:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750880
- Filed Document
- 0001315863-18-000700
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 20:33:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-31 20:32:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750805
- Filed Document
- 0001315863-18-000699
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 20:32:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-31 19:19:43 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751801
- Filed Document
- 0001751801-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 19:19:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-08-31 18:33:50 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682497
- Filed Document
- 0001682497-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 18:33:50 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-08-31 18:33:44 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751800
- Filed Document
- 0001751800-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 18:33:44 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-08-31 18:06:53 UTC |
- Amount To Be Raised
- $850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626152
- Filed Document
- 0001626152-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 18:06:53 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-31 17:54:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745612
- Filed Document
- 0001745612-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 17:54:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-31 17:50:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618194
- Filed Document
- 0001628870-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 17:50:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-08-31 17:43:18 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751502
- Filed Document
- 0001751502-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 17:43:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-08-31 17:37:29 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751503
- Filed Document
- 0001751503-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 17:37:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-31 17:13:58 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- International Assets Advisory, LLC, PHX Financial, Inc., Center Street Securities, Inc., Emerson Equity, LLC, KCD Financial, Inc., Coastal Equities, Inc., Dempsey Lord Smith, LLC, Ausdal Financial Partners, Inc., Cabot Lodge Securities LLC, Cape Securities Inc., Great Point Capital LLC, J.K. Financial Services, Inc., Newbridge Securities Corporation, NI Advisors, RelyOn Financial Advisors, LLC, Taylor Capital Management, Inc., Whitehall Parker Securities, Inc., Dakota Securities International, Inc., Network 1 Financial Securities, Inc., Capital City Securities, LLC, Heritage Financial Systems, Inc., Bain Wealth Management Group, LLC, Intercarolina Financial Services, Inc., Investment Security Corporation, The Strategic Financial Alliance, Capital Financial Services, Inc., Claraphi Advisory Network, LLC, Kingsbury Capital, Inc., Western International Securities, Inc., Accelerated Capital Group, Inc., Aegis Capital Corp., Alexander Capital Wealth Management, LLC, Coppell Advisory Solutions, LLC, New Frontier Financial Advisory, LLC, Strategic Advisors, Inc., Purshe Kaplan Sterling Investments, Inc., Grand Parkway Capital, LLC, Great Nation Investment Corporation, Capital Markets IQ, LLC, Joseph Stone Capital, L.L.C., Momentum Advisors, LLC, BSG&L Financial Services, LLC, GVC Capital, LLC, Arkadios Capital LLC, Accretive Wealth Management, LLC, American Global Wealth Management, Inc., Wealth Management of Kentucky, Inc., Womack Investment Advisors, Inc., Veripax Wealth Management, LLC, Revere Securities, LLC, Fox Wealth Advisors, LLC, WE Alliance Wealth Advisors, Van Der Noord Financial Advisors, Inc., Westpark Wealth Advisors, Dedora Capital, Inc., SCF Securities, Inc., Frontier Financial Partners, LLC, Stephen A. Kohn & Associates, Ltd, Vestech Securities, Inc., Jim Poe & Associates, Inc., Advanced Strategies Agency Inc., Primex, Aeon Capital, Inc., Independence Capital Co, Sanders Morris Harris, LLC, Naylor & Company Investments, LLC, JRL Capital Corporation, DH Hill Securities, LLLP, Fourstar Wealth Advisors, LLC, Saxony Securitites, Inc., Chalice Capital Partners, LLC, Asset Preservation Group Inc., WestPark Capital, Inc., and Lucia Securities, LLC
- CIK Number
- 0001713236
- Filed Document
- 0001713236-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 17:13:58 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-31 17:10:09 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741375
- Filed Document
- 0001741375-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 17:10:09 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-31 17:08:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628870
- Filed Document
- 0001628870-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 17:08:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-08-31 17:06:05 UTC |
- Amount To Be Raised
- $1,140,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751445
- Filed Document
- 0001751445-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 17:06:05 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-08-31 17:05:14 UTC |
- Amount To Be Raised
- $13,965,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751605
- Filed Document
- 0001751605-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 17:05:14 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-31 16:55:51 UTC |
- Amount To Be Raised
- $90,970,673
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001365916
- Filed Document
- 0001365916-18-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 16:55:51 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-31 16:48:32 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750217
- Filed Document
- 0001750217-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 16:48:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2018-08-31 16:39:21 UTC |
- Amount To Be Raised
- $7,999,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750531
- Filed Document
- 0001750531-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 16:39:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-31 16:35:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483575
- Filed Document
- 0001483575-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-31 16:35:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|